| S |
2018-10-16 |
2018-10-18 21:27:04.0 |
ROKU, INC |
ROKU |
Wood Anthony J. |
director officer 10% owner (CEO and Chairman BOD) |
125,000 |
$62.21 |
$7,776,800.00 |
0 |
view |
| S |
2018-10-16 |
2018-10-18 20:57:16.0 |
SONO TEK CORP |
SOTK |
RIEMER JOSEPH |
director |
6,500 |
$2.47 |
$16,055.00 |
146,052 |
view |
| S |
2018-10-16 |
2018-10-18 20:57:16.0 |
SONO TEK CORP |
SOTK |
RIEMER JOSEPH |
director |
6,500 |
$2.48 |
$16,120.00 |
139,552 |
view |
| S |
2018-10-16 |
2018-10-18 20:57:16.0 |
SONO TEK CORP |
SOTK |
RIEMER JOSEPH |
director |
4,000 |
$2.49 |
$9,960.00 |
135,552 |
view |
| S |
2018-10-17 |
2018-10-18 20:57:16.0 |
SONO TEK CORP |
SOTK |
RIEMER JOSEPH |
director |
500 |
$2.49 |
$1,245.00 |
135,052 |
view |
| S |
2018-10-18 |
2018-10-18 20:57:16.0 |
SONO TEK CORP |
SOTK |
RIEMER JOSEPH |
director |
2,092 |
$2.47 |
$5,167.24 |
132,960 |
view |
| S |
2018-10-16 |
2018-10-18 20:41:08.0 |
SONO TEK CORP |
SOTK |
HASKELL ERIC |
director |
3,780 |
$2.46 |
$9,298.80 |
0 |
view |
| S |
2018-10-16 |
2018-10-18 20:39:17.0 |
Helix TCS, Inc. |
HLIX |
Ogur Scott Matthew |
(Chief Financial Officer) |
1,029 |
$1.32 |
$1,358.28 |
2.25744E7 |
view |
| S |
2018-10-17 |
2018-10-18 20:39:17.0 |
Helix TCS, Inc. |
HLIX |
Ogur Scott Matthew |
(Chief Financial Officer) |
7,409 |
$1.30 |
$9,631.70 |
2.2567E7 |
view |
| S |
2018-10-16 |
2018-10-18 20:38:40.0 |
Helix TCS, Inc. |
HLIX |
VENEGAS ZACHARY L |
(CEO) |
1,029 |
$1.32 |
$1,358.28 |
2.25744E7 |
view |
| S |
2018-10-17 |
2018-10-18 20:38:40.0 |
Helix TCS, Inc. |
HLIX |
VENEGAS ZACHARY L |
(CEO) |
7,409 |
$1.30 |
$9,631.70 |
2.2567E7 |
view |
| S |
2018-10-16 |
2018-10-18 20:35:58.0 |
Helix TCS, Inc. |
HLIX |
HELIX OPPORTUNITIES LLC |
|
1,029 |
$1.32 |
$1,358.28 |
2.25744E7 |
view |
| S |
2018-10-17 |
2018-10-18 20:35:58.0 |
Helix TCS, Inc. |
HLIX |
HELIX OPPORTUNITIES LLC |
|
7,409 |
$1.30 |
$9,631.70 |
2.2567E7 |
view |
| S |
2018-10-16 |
2018-10-18 20:14:05.0 |
OOMA INC |
OOMA |
STANG ERIC B |
director officer (CEO and Pres.) |
5,000 |
$15.00 |
$75,000.00 |
870,112 |
view |
| P |
2018-10-16 |
2018-10-18 20:02:30.0 |
Select Interior Concepts, Inc. |
SIC |
B. Riley FBR, Inc. |
various various various various 10% owner |
13,734 |
$10.23 |
$140,444.00 |
2,256,660 |
view |
| S |
2018-10-16 |
2018-10-18 19:49:28.0 |
Hortonworks, Inc. |
HDP |
BEARDEN ROBERT G |
director officer (President & CEO) |
40,826 |
$20.16 |
$823,052.00 |
40,826 |
view |
| S |
2018-10-17 |
2018-10-18 19:49:28.0 |
Hortonworks, Inc. |
HDP |
BEARDEN ROBERT G |
director officer (President & CEO) |
40,826 |
$20.04 |
$818,153.00 |
0 |
view |
| S |
2018-10-16 |
2018-10-18 19:49:02.0 |
KushCo Holdings, Inc. |
KSHB |
Kovacevich Nicholas |
director officer 10% owner (Chairman and CEO) |
25,000 |
$5.99 |
$149,750.00 |
1.1275E7 |
view |
| S |
2018-10-17 |
2018-10-18 19:49:02.0 |
KushCo Holdings, Inc. |
KSHB |
Kovacevich Nicholas |
director officer 10% owner (Chairman and CEO) |
30,000 |
$5.87 |
$176,100.00 |
1.1245E7 |
view |
| S |
2018-10-18 |
2018-10-18 19:49:02.0 |
KushCo Holdings, Inc. |
KSHB |
Kovacevich Nicholas |
director officer 10% owner (Chairman and CEO) |
10,000 |
$5.91 |
$59,100.00 |
1.1235E7 |
view |
| S |
2018-10-16 |
2018-10-18 19:49:02.0 |
KushCo Holdings, Inc. |
KSHB |
Imbimbo Dallas |
director 10% owner |
25,000 |
$5.97 |
$149,250.00 |
1.09074E7 |
view |
| S |
2018-10-17 |
2018-10-18 19:49:02.0 |
KushCo Holdings, Inc. |
KSHB |
Imbimbo Dallas |
director 10% owner |
30,000 |
$5.87 |
$176,100.00 |
1.08774E7 |
view |
| S |
2018-10-18 |
2018-10-18 19:49:02.0 |
KushCo Holdings, Inc. |
KSHB |
Imbimbo Dallas |
director 10% owner |
10,000 |
$5.89 |
$58,900.00 |
1.08674E7 |
view |
| S |
2018-10-18 |
2018-10-18 19:47:53.0 |
SALESFORCE COM INC |
CRM |
Benioff Marc |
director officer (Chairman of the Board & co-CEO) |
1,800 |
$142.33 |
$256,192.00 |
3.2239E7 |
view |
| S |
2018-10-18 |
2018-10-18 19:47:53.0 |
SALESFORCE COM INC |
CRM |
Benioff Marc |
director officer (Chairman of the Board & co-CEO) |
1,477 |
$143.06 |
$211,296.00 |
3.22375E7 |
view |
| S |
2018-10-18 |
2018-10-18 19:47:53.0 |
SALESFORCE COM INC |
CRM |
Benioff Marc |
director officer (Chairman of the Board & co-CEO) |
1,023 |
$145.13 |
$148,463.00 |
3.22365E7 |
view |
| S |
2018-10-18 |
2018-10-18 19:47:53.0 |
SALESFORCE COM INC |
CRM |
Benioff Marc |
director officer (Chairman of the Board & co-CEO) |
600 |
$146.47 |
$87,881.00 |
3.22359E7 |
view |
| S |
2018-10-18 |
2018-10-18 19:47:53.0 |
SALESFORCE COM INC |
CRM |
Benioff Marc |
director officer (Chairman of the Board & co-CEO) |
100 |
$147.08 |
$14,708.00 |
3.22358E7 |
view |
| S |
2018-05-15 |
2018-10-18 19:42:26.0 |
Nxt-ID, Inc. |
NXTD |
Orlando Michael Joseph |
director officer (Chief Operating Officer) |
10,000 |
$1.98 |
$19,800.00 |
1,249,600 |
view |
| S |
2018-06-12 |
2018-10-18 19:42:26.0 |
Nxt-ID, Inc. |
NXTD |
Orlando Michael Joseph |
director officer (Chief Operating Officer) |
10,000 |
$1.60 |
$16,000.00 |
1,239,600 |
view |
| S |
2018-07-17 |
2018-10-18 19:42:26.0 |
Nxt-ID, Inc. |
NXTD |
Orlando Michael Joseph |
director officer (Chief Operating Officer) |
10,000 |
$1.37 |
$13,700.00 |
1,232,100 |
view |
| S |
2018-08-14 |
2018-10-18 19:42:26.0 |
Nxt-ID, Inc. |
NXTD |
Orlando Michael Joseph |
director officer (Chief Operating Officer) |
10,000 |
$1.59 |
$15,900.00 |
1,222,100 |
view |
| S |
2018-09-18 |
2018-10-18 19:42:26.0 |
Nxt-ID, Inc. |
NXTD |
Orlando Michael Joseph |
director officer (Chief Operating Officer) |
10,000 |
$1.32 |
$13,200.00 |
1,212,100 |
view |
| S |
2018-10-16 |
2018-10-18 19:42:26.0 |
Nxt-ID, Inc. |
NXTD |
Orlando Michael Joseph |
director officer (Chief Operating Officer) |
10,000 |
$1.31 |
$13,100.00 |
1,202,100 |
view |
| S |
2018-10-18 |
2018-10-18 19:42:05.0 |
SALESFORCE COM INC |
CRM |
BLOCK KEITH |
director officer (co-CEO) |
2,160 |
$146.03 |
$315,425.00 |
21,676 |
view |
| S |
2018-10-16 |
2018-10-18 19:22:20.0 |
TRIMBLE INC. |
TRMB |
PAINTER ROBERT G |
officer (CFO) |
750 |
$38.87 |
$29,152.50 |
10,888 |
view |
| S |
2018-09-13 |
2018-10-18 19:17:56.0 |
TRIMBLE INC. |
TRMB |
PAINTER ROBERT G |
officer (CFO) |
750 |
$43.56 |
$32,670.00 |
12,388 |
view |
| S |
2018-10-16 |
2018-10-18 18:43:11.0 |
NOODLES & Co |
NDLS |
Lockhart Kathryn Rae |
officer (Vice President & Controller) |
950 |
$13.00 |
$12,350.00 |
22,035 |
view |
| S |
2018-10-16 |
2018-10-18 18:42:24.0 |
NOODLES & Co |
NDLS |
Heidman Melissa |
officer (EVP & General Counsel) |
5,924 |
$13.00 |
$77,012.00 |
25,095 |
view |
| S |
2018-10-16 |
2018-10-18 18:28:02.0 |
NETFLIX INC |
NFLX |
HALEY TIMOTHY M |
director |
3,100 |
$334.71 |
$1,037,600.00 |
18,782 |
view |
| S |
2018-10-16 |
2018-10-18 18:28:02.0 |
NETFLIX INC |
NFLX |
HALEY TIMOTHY M |
director |
6,700 |
$335.77 |
$2,249,630.00 |
12,082 |
view |
| S |
2018-10-16 |
2018-10-18 18:28:02.0 |
NETFLIX INC |
NFLX |
HALEY TIMOTHY M |
director |
4,700 |
$336.64 |
$1,582,230.00 |
7,382 |
view |
| S |
2018-10-16 |
2018-10-18 18:28:02.0 |
NETFLIX INC |
NFLX |
HALEY TIMOTHY M |
director |
7,282 |
$337.55 |
$2,458,040.00 |
100 |
view |
| S |
2018-10-16 |
2018-10-18 18:28:02.0 |
NETFLIX INC |
NFLX |
HALEY TIMOTHY M |
director |
100 |
$338.20 |
$33,820.50 |
0 |
view |
| S |
2018-10-16 |
2018-10-18 18:16:41.0 |
YELP INC |
YELP |
Stoppelman Jeremy |
director officer (Chief Executive Officer) |
12,299 |
$43.19 |
$531,150.00 |
2,233,010 |
view |
| S |
2018-10-16 |
2018-10-18 18:16:41.0 |
YELP INC |
YELP |
Stoppelman Jeremy |
director officer (Chief Executive Officer) |
701 |
$43.75 |
$30,670.80 |
2,232,310 |
view |
| S |
2018-10-16 |
2018-10-18 18:15:38.0 |
YELP INC |
YELP |
Donaker Geoffrey L |
director |
4,000 |
$43.02 |
$172,096.00 |
385,940 |
view |
| P |
2018-10-16 |
2018-10-18 18:15:28.0 |
JMP GROUP LLC |
JMP |
Jolson Joseph A |
CEO |
700 |
$5.05 |
$3,535.00 |
4,622,860 |
view |
| S |
2018-10-17 |
2018-10-18 18:09:52.0 |
NELNET INC |
NNI |
Muhleisen Dan D |
various 10% owner |
1,000 |
$56.42 |
$56,420.00 |
514,708 |
view |
| S |
2018-10-16 |
2018-10-18 17:59:08.0 |
Quotient Technology Inc. |
QUOT |
Boal Steven R. |
director officer (Executive Chairman) |
50,000 |
$13.07 |
$653,555.00 |
3,118,670 |
view |
| S |
2018-10-16 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
9,263 |
$20.96 |
$194,152.00 |
3,044,230 |
view |
| S |
2018-10-16 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
9,263 |
$20.96 |
$194,152.00 |
3,044,230 |
view |
| S |
2018-10-16 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
9,263 |
$20.96 |
$194,152.00 |
3,044,230 |
view |
| S |
2018-10-16 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
9,263 |
$20.96 |
$194,152.00 |
3,044,230 |
view |
| S |
2018-10-16 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
9,263 |
$20.96 |
$194,152.00 |
3,044,230 |
view |
| S |
2018-10-16 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
9,861 |
$21.43 |
$211,321.00 |
3,034,360 |
view |
| S |
2018-10-16 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
9,861 |
$21.43 |
$211,321.00 |
3,034,360 |
view |
| S |
2018-10-16 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
9,861 |
$21.43 |
$211,321.00 |
3,034,360 |
view |
| S |
2018-10-16 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
9,861 |
$21.43 |
$211,321.00 |
3,034,360 |
view |
| S |
2018-10-16 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
9,861 |
$21.43 |
$211,321.00 |
3,034,360 |
view |
| S |
2018-10-17 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
10,000 |
$21.36 |
$213,600.00 |
3,024,360 |
view |
| S |
2018-10-17 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
10,000 |
$21.36 |
$213,600.00 |
3,024,360 |
view |
| S |
2018-10-17 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
10,000 |
$21.36 |
$213,600.00 |
3,024,360 |
view |
| S |
2018-10-17 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
10,000 |
$21.36 |
$213,600.00 |
3,024,360 |
view |
| S |
2018-10-17 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
10,000 |
$21.36 |
$213,600.00 |
3,024,360 |
view |
| S |
2018-10-17 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
5,002 |
$21.67 |
$108,393.00 |
3,019,360 |
view |
| S |
2018-10-17 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
5,002 |
$21.67 |
$108,393.00 |
3,019,360 |
view |
| S |
2018-10-17 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
5,002 |
$21.67 |
$108,393.00 |
3,019,360 |
view |
| S |
2018-10-17 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
5,002 |
$21.67 |
$108,393.00 |
3,019,360 |
view |
| S |
2018-10-17 |
2018-10-18 17:58:51.0 |
International Seaways, Inc. |
INSW |
BLUEMOUNTAIN NAUTICAL LLC |
various various various various 10% owner |
5,002 |
$21.67 |
$108,393.00 |
3,019,360 |
view |
| S |
2018-10-17 |
2018-10-18 17:44:13.0 |
FISERV INC |
FISV |
YABUKI JEFFERY W |
director officer (President and CEO) |
50,000 |
$78.92 |
$3,946,000.00 |
367,380 |
view |
| P |
2018-10-16 |
2018-10-18 17:43:52.0 |
STONEMOR PARTNERS LP |
STON |
Axelrod Andrew |
various various 10% owner |
7,616 |
$5.28 |
$40,250.60 |
7,039,770 |
view |
| P |
2018-10-17 |
2018-10-18 17:43:52.0 |
STONEMOR PARTNERS LP |
STON |
Axelrod Andrew |
various various 10% owner |
20,000 |
$4.97 |
$99,340.00 |
7,059,770 |
view |
| P |
2018-10-18 |
2018-10-18 17:43:52.0 |
STONEMOR PARTNERS LP |
STON |
Axelrod Andrew |
various various 10% owner |
35,000 |
$5,068.00 |
$1.7738E8 |
7,094,770 |
view |
| S |
2018-10-16 |
2018-10-18 17:37:21.0 |
GLYCOMIMETICS INC |
GLYC |
Magnani John L. |
director officer (SVP of Research, CSO) |
14,200 |
$14.01 |
$198,942.00 |
86,593 |
view |
| S |
2018-10-17 |
2018-10-18 17:37:21.0 |
GLYCOMIMETICS INC |
GLYC |
Magnani John L. |
director officer (SVP of Research, CSO) |
7,273 |
$14.00 |
$101,822.00 |
79,320 |
view |
| S |
2018-10-18 |
2018-10-18 17:37:21.0 |
GLYCOMIMETICS INC |
GLYC |
Magnani John L. |
director officer (SVP of Research, CSO) |
3,527 |
$14.02 |
$49,448.50 |
75,793 |
view |
| S |
2018-10-17 |
2018-10-18 17:32:34.0 |
RED HAT INC |
RHT |
Kelly Michael A |
officer (Chief Information Officer) |
158 |
$125.03 |
$19,754.70 |
5,086 |
view |
| S |
2018-10-17 |
2018-10-18 17:30:18.0 |
RED HAT INC |
RHT |
Alexander DeLisa |
officer (EVP, Chief People Officer) |
960 |
$125.03 |
$120,029.00 |
32,257 |
view |
| S |
2018-10-17 |
2018-10-18 17:29:30.0 |
RED HAT INC |
RHT |
Whitehurst James M |
director officer (CEO & President) |
2,513 |
$125.03 |
$314,200.00 |
359,114 |
view |
| S |
2018-10-17 |
2018-10-18 17:21:30.0 |
Ameresco, Inc. |
AMRC |
Maltezos Louis P |
officer (Executive Vice President) |
5,000 |
$12.43 |
$62,150.00 |
30,000 |
view |
| S |
2018-10-16 |
2018-10-18 17:20:27.0 |
Oil-Dri Corp of America |
ODC |
JAFFEE DANIEL S |
director officer 10% owner (Chairman, President and CEO) |
4,703 |
$31.50 |
$148,144.00 |
20,297 |
view |
| S |
2018-10-16 |
2018-10-18 17:20:27.0 |
Oil-Dri Corp of America |
ODC |
JAFFEE DANIEL S |
director officer 10% owner (Chairman, President and CEO) |
984 |
$32.37 |
$31,852.10 |
19,313 |
view |
| S |
2018-10-16 |
2018-10-18 17:20:27.0 |
Oil-Dri Corp of America |
ODC |
JAFFEE DANIEL S |
director officer 10% owner (Chairman, President and CEO) |
1,513 |
$33.08 |
$50,050.00 |
17,800 |
view |
| S |
2018-10-17 |
2018-10-18 17:20:27.0 |
Oil-Dri Corp of America |
ODC |
JAFFEE DANIEL S |
director officer 10% owner (Chairman, President and CEO) |
1,200 |
$30.00 |
$36,000.00 |
16,600 |
view |
| S |
2018-10-18 |
2018-10-18 17:20:27.0 |
Oil-Dri Corp of America |
ODC |
JAFFEE DANIEL S |
director officer 10% owner (Chairman, President and CEO) |
35 |
$30.09 |
$1,053.15 |
16,565 |
view |
| P |
2018-10-17 |
2018-10-18 17:17:58.0 |
Liberty Latin America Ltd. |
LILA |
Zinterhofer Eric Louis |
director |
9,500,000 |
$0.00 |
$0.00 |
9,500,000 |
view |
| S |
2018-08-13 |
2018-10-18 17:11:33.0 |
Cerecor Inc. |
CERC |
Jones Randal |
10% owner |
1,270 |
$3.98 |
$5,054.60 |
0 |
view |
| P |
2018-10-16 |
2018-10-18 17:09:43.0 |
INTERNATIONAL FLAVORS & FRAGRANCES INC |
IFF |
Winder Investment Pte Ltd |
10% owner |
41,471 |
$136.36 |
$5,655,110.00 |
1.79136E7 |
view |
| P |
2018-10-16 |
2018-10-18 17:09:43.0 |
INTERNATIONAL FLAVORS & FRAGRANCES INC |
IFF |
Winder Investment Pte Ltd |
10% owner |
58,529 |
$137.02 |
$8,019,640.00 |
1.79722E7 |
view |
| S |
2018-10-16 |
2018-10-18 17:07:06.0 |
Esperion Therapeutics, Inc. |
ESPR |
NEWTON ROGER S |
director |
9,400 |
$50.01 |
$470,094.00 |
589,326 |
view |
| S |
2018-10-17 |
2018-10-18 17:07:06.0 |
Esperion Therapeutics, Inc. |
ESPR |
NEWTON ROGER S |
director |
12,673 |
$50.02 |
$633,903.00 |
576,653 |
view |
| S |
2018-10-18 |
2018-10-18 17:07:06.0 |
Esperion Therapeutics, Inc. |
ESPR |
NEWTON ROGER S |
director |
100 |
$50.00 |
$5,000.00 |
576,553 |
view |
| S |
2018-10-16 |
2018-10-18 17:06:45.0 |
Endurance International Group Holdings, Inc. |
EIGI |
Timmins Barry Christine |
officer (Chief Services Officer) |
6,767 |
$8.64 |
$58,466.90 |
91,831 |
view |
| S |
2018-10-17 |
2018-10-18 17:06:45.0 |
Endurance International Group Holdings, Inc. |
EIGI |
Timmins Barry Christine |
officer (Chief Services Officer) |
16,096 |
$8.90 |
$143,317.00 |
75,735 |
view |
| P |
2018-10-16 |
2018-10-18 17:06:08.0 |
Anaplan, Inc. |
PLAN |
Kaveripatnam Sandesh |
director |
29,411 |
$17.00 |
$499,987.00 |
223,716 |
view |
| P |
2018-10-16 |
2018-10-18 17:06:08.0 |
Anaplan, Inc. |
PLAN |
Kaveripatnam Sandesh |
director |
1,075,590 |
$17.00 |
$1.8285E7 |
8,857,500 |
view |
| S |
2018-10-16 |
2018-10-18 17:04:54.0 |
Flex Pharma, Inc. |
FLKS |
Longwood Fund II, L.P. |
10% owner |
3,212,860 |
$0.92 |
$2,941,050.00 |
0 |
view |
| S |
2018-10-16 |
2018-10-18 17:04:34.0 |
ChemoCentryx, Inc. |
CCXI |
GLAXOSMITHKLINE PLC |
other |
7,343,490 |
$11.69 |
$8.58454E7 |
0 |
view |
| S |
2018-10-16 |
2018-10-18 17:04:13.0 |
Flex Pharma, Inc. |
FLKS |
Westphal Christoph H |
10% owner |
3,212,860 |
$0.92 |
$2,941,050.00 |
0 |
view |
| P |
2018-10-16 |
2018-10-18 17:02:38.0 |
Anaplan, Inc. |
PLAN |
Chung David Ying Xian |
officer (See Remarks) |
3,600 |
$17.00 |
$61,200.00 |
3,600 |
view |
| S |
2018-10-16 |
2018-10-18 17:00:12.0 |
Vivaldi Opportunities Fund |
VAM |
ASHER DANIEL |
10% owner |
4 |
$14.95 |
$59.80 |
572,681 |
view |
| S |
2018-10-16 |
2018-10-18 16:59:24.0 |
INTEGRA LIFESCIENCES HOLDINGS CORP |
IART |
CARUSO RICHARD E |
10% owner |
23,338 |
$63.22 |
$1,475,420.00 |
23,338 |
view |
| S |
2018-10-17 |
2018-10-18 16:59:24.0 |
INTEGRA LIFESCIENCES HOLDINGS CORP |
IART |
CARUSO RICHARD E |
10% owner |
23,338 |
$63.16 |
$1,474,100.00 |
0 |
view |
| S |
2018-10-16 |
2018-10-18 16:57:13.0 |
GREEN DOT CORP |
GDOT |
Streit Steven W |
director officer (President and CEO) |
1,207 |
$75.94 |
$91,664.80 |
176,273 |
view |
| S |
2018-10-16 |
2018-10-18 16:57:13.0 |
GREEN DOT CORP |
GDOT |
Streit Steven W |
director officer (President and CEO) |
1,800 |
$77.02 |
$138,639.00 |
174,473 |
view |
| S |
2018-10-16 |
2018-10-18 16:57:13.0 |
GREEN DOT CORP |
GDOT |
Streit Steven W |
director officer (President and CEO) |
6,472 |
$78.27 |
$506,543.00 |
168,001 |
view |
| S |
2018-10-16 |
2018-10-18 16:57:13.0 |
GREEN DOT CORP |
GDOT |
Streit Steven W |
director officer (President and CEO) |
381 |
$78.90 |
$30,062.70 |
167,620 |
view |
| S |
2018-10-17 |
2018-10-18 16:57:13.0 |
GREEN DOT CORP |
GDOT |
Streit Steven W |
director officer (President and CEO) |
4,560 |
$76.06 |
$346,811.00 |
163,060 |
view |
| S |
2018-10-17 |
2018-10-18 16:57:13.0 |
GREEN DOT CORP |
GDOT |
Streit Steven W |
director officer (President and CEO) |
4,100 |
$76.98 |
$315,603.00 |
158,960 |
view |
| S |
2018-10-17 |
2018-10-18 16:57:13.0 |
GREEN DOT CORP |
GDOT |
Streit Steven W |
director officer (President and CEO) |
1,200 |
$78.19 |
$93,834.00 |
157,760 |
view |
| S |
2018-10-18 |
2018-10-18 16:57:13.0 |
GREEN DOT CORP |
GDOT |
Streit Steven W |
director officer (President and CEO) |
6,630 |
$74.73 |
$495,484.00 |
151,130 |
view |
| S |
2018-10-18 |
2018-10-18 16:57:13.0 |
GREEN DOT CORP |
GDOT |
Streit Steven W |
director officer (President and CEO) |
3,230 |
$75.86 |
$245,038.00 |
147,900 |
view |
| P |
2018-10-16 |
2018-10-18 16:56:37.0 |
Live Current Media Inc. |
LIVC |
Vahabzadeh Amir |
director |
2,500 |
$0.05 |
$125.00 |
3,612,450 |
view |
| P |
2018-10-17 |
2018-10-18 16:56:37.0 |
Live Current Media Inc. |
LIVC |
Vahabzadeh Amir |
director |
21,700 |
$0.06 |
$1,302.00 |
3,634,150 |
view |
| P |
2018-10-18 |
2018-10-18 16:56:37.0 |
Live Current Media Inc. |
LIVC |
Vahabzadeh Amir |
director |
3,300 |
$0.06 |
$198.00 |
3,637,450 |
view |
| P |
2018-10-18 |
2018-10-18 16:56:37.0 |
Live Current Media Inc. |
LIVC |
Vahabzadeh Amir |
director |
10,047 |
$0.07 |
$703.29 |
3,647,500 |
view |
| P |
2018-10-18 |
2018-10-18 16:52:07.0 |
SOLIGENIX, INC. |
SNGX |
SCHABER CHRISTOPHER J |
CEO |
8,700 |
$1.17 |
$10,177.30 |
37,325 |
view |
| S |
2018-10-17 |
2018-10-18 16:49:03.0 |
MongoDB, Inc. |
MDB |
RYAN KEVIN P |
director |
5,257 |
$68.63 |
$360,788.00 |
13,876 |
view |
| S |
2018-10-17 |
2018-10-18 16:49:03.0 |
MongoDB, Inc. |
MDB |
RYAN KEVIN P |
director |
4,800 |
$69.46 |
$333,408.00 |
9,076 |
view |
| S |
2018-10-17 |
2018-10-18 16:49:03.0 |
MongoDB, Inc. |
MDB |
RYAN KEVIN P |
director |
5,943 |
$70.36 |
$418,149.00 |
3,133 |
view |
| S |
2018-10-17 |
2018-10-18 16:49:03.0 |
MongoDB, Inc. |
MDB |
RYAN KEVIN P |
director |
2,800 |
$68.64 |
$192,192.00 |
5,200 |
view |
| S |
2018-10-17 |
2018-10-18 16:49:03.0 |
MongoDB, Inc. |
MDB |
RYAN KEVIN P |
director |
2,404 |
$69.54 |
$167,174.00 |
2,796 |
view |
| S |
2018-10-17 |
2018-10-18 16:49:03.0 |
MongoDB, Inc. |
MDB |
RYAN KEVIN P |
director |
2,796 |
$70.38 |
$196,782.00 |
0 |
view |
| S |
2018-10-16 |
2018-10-18 16:46:52.0 |
PEPSICO INC |
PEP |
Yawman David |
officer (EVP Gov Affairs, GC & Corp Sec) |
12,024 |
$106.99 |
$1,286,490.00 |
47,109 |
view |
| P |
2018-10-17 |
2018-10-18 16:45:02.0 |
FEDEX CORP |
FDX |
Griffith Susan Patricia |
director |
1,000 |
$225.16 |
$225,156.00 |
1,000 |
view |
| S |
2018-10-16 |
2018-10-18 16:36:13.0 |
MedEquities Realty Trust, Inc. |
MRT |
BlueMountain Capital Management, LLC |
director |
10,000 |
$8.77 |
$87,700.00 |
2,115,100 |
view |
| S |
2018-10-16 |
2018-10-18 16:36:13.0 |
MedEquities Realty Trust, Inc. |
MRT |
BlueMountain Capital Management, LLC |
director |
5,000 |
$8.82 |
$44,100.00 |
2,110,100 |
view |
| S |
2018-10-16 |
2018-10-18 16:36:13.0 |
MedEquities Realty Trust, Inc. |
MRT |
BlueMountain Capital Management, LLC |
director |
2,000 |
$8.90 |
$17,800.00 |
2,108,100 |
view |
| S |
2018-10-16 |
2018-10-18 16:36:13.0 |
MedEquities Realty Trust, Inc. |
MRT |
BlueMountain Capital Management, LLC |
director |
4,500 |
$8.95 |
$40,275.00 |
2,103,600 |
view |
| S |
2018-10-17 |
2018-10-18 16:36:13.0 |
MedEquities Realty Trust, Inc. |
MRT |
BlueMountain Capital Management, LLC |
director |
1,700 |
$8.95 |
$15,215.00 |
2,101,900 |
view |
| S |
2018-10-16 |
2018-10-18 16:34:12.0 |
MCDERMOTT INTERNATIONAL INC |
MDR |
Munro Scott |
officer (SVP, Chief Corp. Dev. Officer) |
2,250 |
$15.90 |
$35,775.00 |
33,020 |
view |
| P |
2018-10-15 |
2018-10-18 16:28:55.0 |
RPM INTERNATIONAL INC/DE/ |
RPM |
BALLBACH JOHN M |
director |
1,680 |
$59.54 |
$100,022.00 |
11,580 |
view |
| P |
2018-10-01 |
2018-10-18 16:28:24.0 |
Cardinal Ethanol LLC |
NA |
Herlyn Jeremey Jay |
officer (Plant Manager) |
3 |
$9,815.00 |
$29,445.00 |
63 |
view |
| P |
2018-10-01 |
2018-10-18 16:28:24.0 |
Cardinal Ethanol LLC |
NA |
Herlyn Jeremey Jay |
officer (Plant Manager) |
5 |
$9,985.00 |
$49,925.00 |
68 |
view |
| S |
2018-10-16 |
2018-10-18 16:25:15.0 |
REGENXBIO Inc. |
RGNX |
Simpson Curran |
(SVP, Technical Operations) |
46,517 |
$60.85 |
$2,830,560.00 |
39,500 |
view |
| S |
2018-10-16 |
2018-10-18 16:25:15.0 |
REGENXBIO Inc. |
RGNX |
Simpson Curran |
(SVP, Technical Operations) |
13,125 |
$60.85 |
$798,656.00 |
39,500 |
view |
| S |
2018-10-16 |
2018-10-18 16:25:15.0 |
REGENXBIO Inc. |
RGNX |
Simpson Curran |
(SVP, Technical Operations) |
2,667 |
$60.85 |
$162,287.00 |
39,500 |
view |
| S |
2018-10-16 |
2018-10-18 16:24:27.0 |
CarGurus, Inc. |
CARG |
Welch Sarah Amory |
officer (Sr. VP, Consumer Marketing) |
3,100 |
$41.84 |
$129,704.00 |
75,132 |
view |
| S |
2018-10-16 |
2018-10-18 16:24:27.0 |
CarGurus, Inc. |
CARG |
Welch Sarah Amory |
officer (Sr. VP, Consumer Marketing) |
4,400 |
$42.74 |
$188,056.00 |
70,732 |
view |
| P |
2018-10-17 |
2018-10-18 16:19:02.0 |
BlackRock Inc. |
BLK |
FORD WILLIAM E |
director |
2,000 |
$409.59 |
$819,176.00 |
7,466 |
view |
| P |
2018-10-16 |
2018-10-18 16:17:23.0 |
MusclePharm Corp |
MSLP |
OBUS NELSON |
various various various various various various various 10% owner |
6,941 |
$1.00 |
$6,941.00 |
682,401 |
view |
| P |
2018-10-16 |
2018-10-18 16:17:23.0 |
MusclePharm Corp |
MSLP |
OBUS NELSON |
various various various various various various various 10% owner |
8,059 |
$1.00 |
$8,059.00 |
988,904 |
view |
| P |
2018-10-16 |
2018-10-18 16:17:12.0 |
Planet Green Holdings Corp. |
PLAG |
Yu Hongxiang |
CEO |
1,176,470 |
$4.25 |
$5,000,000.00 |
1,176,470 |
view |
| P |
2018-10-16 |
2018-10-18 16:16:35.0 |
Planet Green Holdings Corp. |
PLAG |
Jin Yimin |
director officer 10% owner (Chief Strategy Officer) |
1,176,470 |
$4.25 |
$5,000,000.00 |
1,176,470 |
view |
| P |
2018-10-18 |
2018-10-18 16:14:34.0 |
ROYCE GLOBAL VALUE TRUST, INC. |
RGT |
DENNEEN JOHN E |
officer other (Secretary) |
2,900 |
$9.73 |
$28,217.00 |
8,000 |
view |
| S |
2018-10-16 |
2018-10-18 16:12:59.0 |
NetApp, Inc. |
NTAP |
RICHARD HENRI P |
officer (EVP, Go To Market) |
900 |
$76.09 |
$68,481.00 |
65,907 |
view |
| S |
2018-10-16 |
2018-10-18 16:12:59.0 |
NetApp, Inc. |
NTAP |
RICHARD HENRI P |
officer (EVP, Go To Market) |
900 |
$77.24 |
$69,519.00 |
65,007 |
view |
| S |
2018-10-16 |
2018-10-18 16:12:59.0 |
NetApp, Inc. |
NTAP |
RICHARD HENRI P |
officer (EVP, Go To Market) |
725 |
$77.78 |
$56,393.80 |
64,282 |
view |
| S |
2018-10-15 |
2018-10-18 16:09:13.0 |
NATIONAL INSTRUMENTS CORP |
NATI |
KODOSKY JEFFREY L |
director |
300 |
$43.30 |
$12,990.00 |
363,045 |
view |
| S |
2018-10-15 |
2018-10-18 16:09:13.0 |
NATIONAL INSTRUMENTS CORP |
NATI |
KODOSKY JEFFREY L |
director |
300 |
$43.30 |
$12,990.00 |
360,873 |
view |
| S |
2018-10-15 |
2018-10-18 16:09:13.0 |
NATIONAL INSTRUMENTS CORP |
NATI |
KODOSKY JEFFREY L |
director |
500 |
$43.30 |
$21,650.00 |
447,800 |
view |
| S |
2018-10-15 |
2018-10-18 16:09:13.0 |
NATIONAL INSTRUMENTS CORP |
NATI |
KODOSKY JEFFREY L |
director |
500 |
$43.30 |
$21,650.00 |
447,800 |
view |
| S |
2018-10-16 |
2018-10-18 16:06:56.0 |
Cornerstone OnDemand Inc |
CSOD |
Miller Adam L |
director officer (Chief Executive Officer) |
2,600 |
$50.80 |
$132,090.00 |
3,337,830 |
view |
| S |
2018-10-16 |
2018-10-18 16:06:56.0 |
Cornerstone OnDemand Inc |
CSOD |
Miller Adam L |
director officer (Chief Executive Officer) |
5,400 |
$51.75 |
$279,455.00 |
3,332,430 |
view |
| S |
2018-10-17 |
2018-10-18 16:06:56.0 |
Cornerstone OnDemand Inc |
CSOD |
Miller Adam L |
director officer (Chief Executive Officer) |
8,000 |
$50.98 |
$407,840.00 |
3,324,430 |
view |
| S |
2018-10-16 |
2018-10-18 16:06:56.0 |
Cornerstone OnDemand Inc |
CSOD |
Miller Adam L |
director officer (Chief Executive Officer) |
800 |
$50.81 |
$40,652.00 |
710,191 |
view |
| S |
2018-10-16 |
2018-10-18 16:06:56.0 |
Cornerstone OnDemand Inc |
CSOD |
Miller Adam L |
director officer (Chief Executive Officer) |
1,700 |
$51.74 |
$87,961.40 |
708,491 |
view |
| S |
2018-10-17 |
2018-10-18 16:06:56.0 |
Cornerstone OnDemand Inc |
CSOD |
Miller Adam L |
director officer (Chief Executive Officer) |
2,500 |
$50.96 |
$127,388.00 |
705,991 |
view |
| P |
2018-10-17 |
2018-10-18 15:39:06.0 |
COMMUNITY TRUST BANCORP INC /KY/ |
CTBI |
MINNIFIELD FRANKY |
other |
2,275 |
$44.64 |
$101,563.00 |
3,305 |
view |
| S |
2018-10-17 |
2018-10-18 15:38:56.0 |
ITERIS, INC. |
ITI |
SUBIN NEIL S |
10% owner |
1,111 |
$4.42 |
$4,906.73 |
92,045 |
view |
| S |
2018-10-17 |
2018-10-18 15:38:56.0 |
ITERIS, INC. |
ITI |
SUBIN NEIL S |
10% owner |
13,903 |
$4.42 |
$61,402.60 |
1,151,600 |
view |
| S |
2018-10-17 |
2018-10-18 15:38:56.0 |
ITERIS, INC. |
ITI |
SUBIN NEIL S |
10% owner |
13,903 |
$4.42 |
$61,402.60 |
1,151,600 |
view |
| S |
2018-10-17 |
2018-10-18 15:38:56.0 |
ITERIS, INC. |
ITI |
SUBIN NEIL S |
10% owner |
2,153 |
$4.42 |
$9,508.72 |
178,305 |
view |
| S |
2018-10-17 |
2018-10-18 15:38:56.0 |
ITERIS, INC. |
ITI |
SUBIN NEIL S |
10% owner |
641 |
$4.42 |
$2,830.98 |
53,129 |
view |
| S |
2018-10-17 |
2018-10-18 15:38:56.0 |
ITERIS, INC. |
ITI |
SUBIN NEIL S |
10% owner |
442 |
$4.42 |
$1,952.09 |
39,581 |
view |
| S |
2018-10-17 |
2018-10-18 15:38:56.0 |
ITERIS, INC. |
ITI |
SUBIN NEIL S |
10% owner |
16,183 |
$4.42 |
$71,472.20 |
1,340,660 |
view |
| S |
2018-10-17 |
2018-10-18 15:38:56.0 |
ITERIS, INC. |
ITI |
SUBIN NEIL S |
10% owner |
4,136 |
$4.42 |
$18,266.60 |
342,569 |
view |
| S |
2018-10-17 |
2018-10-18 15:38:56.0 |
ITERIS, INC. |
ITI |
SUBIN NEIL S |
10% owner |
358 |
$4.42 |
$1,581.11 |
29,629 |
view |
| P |
2018-10-16 |
2018-10-18 15:36:45.0 |
TORTOISE MLP FUND, INC. |
NTG |
PRUDENTIAL INSURANCE CO OF AMERICA |
various 10% owner |
880,000 |
$25.00 |
$2.2E7 |
880,000 |
view |
| P |
2018-10-16 |
2018-10-18 15:36:45.0 |
TORTOISE MLP FUND, INC. |
NTG |
PRUDENTIAL INSURANCE CO OF AMERICA |
various 10% owner |
1.05E7 |
$1.05E7 |
$1.10249999E14 |
0 |
view |
| P |
2018-10-16 |
2018-10-18 15:36:45.0 |
TORTOISE MLP FUND, INC. |
NTG |
PRUDENTIAL INSURANCE CO OF AMERICA |
various 10% owner |
9,500,000 |
$9,500,000.00 |
$9.0249997E13 |
0 |
view |
| P |
2018-10-16 |
2018-10-18 15:36:45.0 |
TORTOISE MLP FUND, INC. |
NTG |
PRUDENTIAL INSURANCE CO OF AMERICA |
various 10% owner |
7,500,000 |
$7,500,000.00 |
$5.625E13 |
0 |
view |
| P |
2018-10-16 |
2018-10-18 15:36:45.0 |
TORTOISE MLP FUND, INC. |
NTG |
PRUDENTIAL INSURANCE CO OF AMERICA |
various 10% owner |
7,500,000 |
$7,500,000.00 |
$5.625E13 |
0 |
view |
| P |
2018-10-16 |
2018-10-18 15:36:45.0 |
TORTOISE MLP FUND, INC. |
NTG |
PRUDENTIAL INSURANCE CO OF AMERICA |
various 10% owner |
8,000,000 |
$8,000,000.00 |
$6.4E13 |
0 |
view |
| P |
2018-10-16 |
2018-10-18 15:36:45.0 |
TORTOISE MLP FUND, INC. |
NTG |
PRUDENTIAL INSURANCE CO OF AMERICA |
various 10% owner |
5,000,000 |
$5,000,000.00 |
$2.50000001E13 |
0 |
view |
| S |
2018-10-17 |
2018-10-18 15:35:05.0 |
ID SYSTEMS INC |
IDSY |
SUBIN NEIL S |
10% owner |
160 |
$6.22 |
$995.63 |
1,067,470 |
view |
| S |
2018-10-17 |
2018-10-18 15:35:05.0 |
ID SYSTEMS INC |
IDSY |
SUBIN NEIL S |
10% owner |
19 |
$6.22 |
$118.23 |
123,654 |
view |
| S |
2018-10-17 |
2018-10-18 15:35:05.0 |
ID SYSTEMS INC |
IDSY |
SUBIN NEIL S |
10% owner |
58 |
$6.22 |
$360.92 |
385,079 |
view |
| S |
2018-10-17 |
2018-10-18 15:35:05.0 |
ID SYSTEMS INC |
IDSY |
SUBIN NEIL S |
10% owner |
58 |
$6.22 |
$360.92 |
385,078 |
view |
| S |
2018-10-17 |
2018-10-18 15:35:05.0 |
ID SYSTEMS INC |
IDSY |
SUBIN NEIL S |
10% owner |
14 |
$6.22 |
$87.12 |
90,409 |
view |
| P |
2018-10-16 |
2018-10-18 14:37:49.0 |
PEN INC. |
PENC |
BERMAN RONALD J |
director |
127,119 |
$0.50 |
$63,559.50 |
389,411 |
view |
| S |
2018-10-17 |
2018-10-18 14:27:06.0 |
LILLY ELI & CO |
LLY |
LILLY ENDOWMENT INC |
10% owner |
174,696 |
$113.25 |
$1.97836E7 |
1.19006E8 |
view |
| S |
2018-10-17 |
2018-10-18 14:17:33.0 |
FAIR ISAAC CORP |
FICO |
Wehmann James M |
(Executive Vice President) |
3,000 |
$212.52 |
$637,551.00 |
97,223 |
view |
| S |
2018-10-17 |
2018-10-18 14:17:33.0 |
FAIR ISAAC CORP |
FICO |
Wehmann James M |
(Executive Vice President) |
7,497 |
$213.13 |
$1,597,850.00 |
89,726 |
view |
| S |
2018-10-15 |
2018-10-18 13:56:42.0 |
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ |
ZION |
Linderman LeeAnne B |
officer (Executive Vice President) |
5,000 |
$48.10 |
$240,500.00 |
5,446 |
view |
| P |
2018-10-16 |
2018-10-18 13:46:15.0 |
AUBURN NATIONAL BANCORPORATION, INC |
AUBN |
SMITH CHARLES EDWARD JR |
officer (Senior Vice President) |
13 |
$39.12 |
$508.56 |
603 |
view |
| P |
2018-10-16 |
2018-10-18 13:46:15.0 |
AUBURN NATIONAL BANCORPORATION, INC |
AUBN |
SMITH CHARLES EDWARD JR |
officer (Senior Vice President) |
1 |
$38.86 |
$38.86 |
604 |
view |
| P |
2018-10-17 |
2018-10-18 13:25:33.0 |
DIVIDEND & INCOME FUND |
DNI |
Winmill William McCollum |
officer (VP and a Portfolio Manager) |
489 |
$11.39 |
$5,571.71 |
1,589 |
view |
| P |
2018-10-17 |
2018-10-18 13:15:22.0 |
Firsthand Technology Value Fund, Inc. |
SVVC |
Landis Kevin M |
director officer (President) |
2,433 |
$16.61 |
$40,405.60 |
93,721 |
view |
| P |
2018-10-16 |
2018-10-18 13:12:38.0 |
DD3 Acquisition Corp. |
DDMX |
Werner Martin |
CEO |
225,000 |
$0.00 |
$0.00 |
1,662,500 |
view |
| P |
2018-10-16 |
2018-10-18 13:08:46.0 |
DD3 Acquisition Corp. |
DDMX |
DD3 Mex Acquisition Corp |
10% owner |
225,000 |
$0.00 |
$0.00 |
1,662,500 |
view |
| S |
2018-10-16 |
2018-10-18 13:07:16.0 |
PROS Holdings, Inc. |
PRO |
Reiner Andres |
director officer (President & CEO) |
10,000 |
$32.21 |
$322,100.00 |
435,399 |
view |
| P |
2018-10-16 |
2018-10-18 13:04:03.0 |
DD3 Acquisition Corp. |
DDMX |
Combe Jorge |
COO |
225,000 |
$0.00 |
$0.00 |
1,662,500 |
view |
| P |
2018-10-18 |
2018-10-18 12:25:12.0 |
QCR HOLDINGS INC |
QCRH |
Ziegler Marie Z. |
director |
170 |
$38.59 |
$6,560.30 |
24,442 |
view |
| P |
2017-08-28 |
2018-10-18 12:17:20.0 |
City National Rochdale Select Strategies Fund |
CNRLX |
Wolford James R. |
director |
2.97324E7 |
$10.09 |
$3.0E8 |
2.97324E7 |
view |
| P |
2017-09-18 |
2018-10-18 12:17:20.0 |
City National Rochdale Select Strategies Fund |
CNRLX |
Wolford James R. |
director |
2,250,800 |
$9.33 |
$2.1E7 |
3.19832E7 |
view |
| P |
2017-12-21 |
2018-10-18 12:17:20.0 |
City National Rochdale Select Strategies Fund |
CNRLX |
Wolford James R. |
director |
1.06139E7 |
$9.61 |
$1.02E8 |
4.25972E7 |
view |
| S |
2018-10-16 |
2018-10-18 12:00:03.0 |
Catalent, Inc. |
CTLT |
Miyamoto Lance |
officer (SVP, Human Resources) |
6,525 |
$42.50 |
$277,312.00 |
46,799 |
view |
| P |
2018-10-17 |
2018-10-18 11:59:42.0 |
ROYCE GLOBAL VALUE TRUST, INC. |
RGT |
DENNEEN JOHN E |
officer other (Secretary) |
100 |
$9.75 |
$975.00 |
5,100 |
view |
| P |
2018-10-17 |
2018-10-18 11:58:18.0 |
ROYCE GLOBAL VALUE TRUST, INC. |
RGT |
DENNEEN JOHN E |
officer other (Secretary) |
100 |
$9.75 |
$975.00 |
5,100 |
view |
| S |
2018-10-17 |
2018-10-18 11:46:13.0 |
UNIFIRST CORP |
UNF |
The Ronald D Croatti Trust - 1993 |
10% owner |
2,200 |
$152.65 |
$335,830.00 |
26,734 |
view |
| P |
2018-10-16 |
2018-10-18 11:27:34.0 |
AUBURN NATIONAL BANCORPORATION, INC |
AUBN |
O'DONNELL SHANNON |
officer (Senior Vice President) |
8 |
$39.12 |
$312.96 |
907 |
view |
| P |
2018-10-16 |
2018-10-18 11:27:34.0 |
AUBURN NATIONAL BANCORPORATION, INC |
AUBN |
O'DONNELL SHANNON |
officer (Senior Vice President) |
5 |
$38.86 |
$194.32 |
912 |
view |
| P |
2018-10-16 |
2018-10-18 11:07:57.0 |
AUBURN NATIONAL BANCORPORATION, INC |
AUBN |
JOHNSON WILLIAM THOMAS |
officer (SVP/Senior Lender) |
5 |
$39.12 |
$195.60 |
5,530 |
view |
| P |
2018-10-16 |
2018-10-18 10:55:31.0 |
CENTURY BANCORP INC |
CNBKA |
EVANGELISTA PAUL A |
officer (Executive Vice President) |
2 |
$82.00 |
$197.35 |
5,844 |
view |
| P |
2018-10-16 |
2018-10-18 10:39:10.0 |
RETRACTABLE TECHNOLOGIES INC |
RVP |
SHAW THOMAS J |
CEO |
5,300 |
$0.68 |
$3,628.38 |
1.37366E7 |
view |
| P |
2018-10-16 |
2018-10-18 10:23:44.0 |
AUBURN NATIONAL BANCORPORATION, INC |
AUBN |
HOUSEL DAVID E |
director |
10 |
$39.12 |
$391.20 |
4,905 |
view |
| P |
2018-10-16 |
2018-10-18 10:23:44.0 |
AUBURN NATIONAL BANCORPORATION, INC |
AUBN |
HOUSEL DAVID E |
director |
15 |
$38.86 |
$582.96 |
4,920 |
view |
| S |
2018-10-16 |
2018-10-18 10:22:06.0 |
GARMIN LTD |
GRMN |
KAO MIN H |
director officer 10% owner (Executive Chairman) |
120,809 |
$62.85 |
$7,593,390.00 |
2.2142E7 |
view |
| S |
2018-10-16 |
2018-10-18 10:22:06.0 |
GARMIN LTD |
GRMN |
KAO MIN H |
director officer 10% owner (Executive Chairman) |
4,191 |
$63.16 |
$264,702.00 |
2.21378E7 |
view |
| S |
2018-10-17 |
2018-10-18 10:22:06.0 |
GARMIN LTD |
GRMN |
KAO MIN H |
director officer 10% owner (Executive Chairman) |
125,000 |
$62.92 |
$7,864,600.00 |
2.20128E7 |
view |
| P |
2018-10-16 |
2018-10-18 09:24:08.0 |
PEN INC. |
PENC |
BERMAN RONALD J |
director |
127,119 |
$0.05 |
$6,355.95 |
389,411 |
view |
| S |
2018-10-15 |
2018-10-18 09:11:00.0 |
Imprimis Pharmaceuticals, Inc. |
IMMY |
Kammer Robert J |
director |
10,000 |
$3.00 |
$30,000.00 |
909,827 |
view |
| P |
2018-10-16 |
2018-10-18 09:09:19.0 |
PEN INC. |
PENC |
Westerman Howard G JR |
director |
33,898 |
$0.50 |
$16,949.00 |
77,787 |
view |
| P |
2018-10-16 |
2018-10-18 09:08:53.0 |
PEN INC. |
PENC |
Rickert Scott E. |
CEO |
13,333 |
$0.50 |
$6,666.50 |
562,132 |
view |
| P |
2018-10-16 |
2018-10-18 09:08:37.0 |
PEN INC. |
PENC |
Rickert Jeanne M |
director officer (Chief Legal Officer) |
13,333 |
$0.50 |
$6,666.50 |
553,882 |
view |
| S |
2018-10-15 |
2018-10-18 08:55:23.0 |
BOX INC |
BOX |
LEVIN DANIEL J |
director |
30,000 |
$18.90 |
$567,000.00 |
318,600 |
view |
| P |
2018-10-17 |
2018-10-18 08:47:38.0 |
E.W. SCRIPPS Co |
SSP |
Peirce Mary |
10% owner |
14,858 |
$16.62 |
$246,958.00 |
343,727 |
view |
| P |
2018-10-15 |
2018-10-18 08:09:40.0 |
Trinity Place Holdings Inc. |
TPHS |
PRICE MICHAEL F |
various various various various 10% owner other |
5,000 |
$5.90 |
$29,500.00 |
4,497,240 |
view |
| P |
2018-10-17 |
2018-10-18 08:09:40.0 |
Trinity Place Holdings Inc. |
TPHS |
PRICE MICHAEL F |
various various various various 10% owner other |
148 |
$5.85 |
$865.80 |
4,497,390 |
view |