| P |
2023-11-30 |
2023-12-01 13:22:52.0 |
ADM ENDEAVORS, INC. |
ADMQ |
Johnson Marc |
CEO |
25,000 |
$0.03 |
$757.50 |
5.69132E7 |
view |
| P |
2023-11-30 |
2023-12-01 13:22:52.0 |
ADM ENDEAVORS, INC. |
ADMQ |
Johnson Marc |
CEO |
100,000 |
$0.03 |
$3,440.00 |
5.70132E7 |
view |
| P |
2023-11-30 |
2023-12-01 17:45:02.0 |
Alpha Teknova, Inc. |
TKNO |
Gelhaus Ken |
officer (Chief Commercial Officer) |
3,587 |
$1.73 |
$6,219.86 |
22,924 |
view |
| P |
2023-11-24 |
2023-12-01 08:04:04.0 |
American Picture House Corp |
APHP |
MacGregor Bannor Michael |
CEO |
20,000 |
$0.27 |
$5,400.00 |
3.03739E7 |
view |
| P |
2023-11-27 |
2023-12-01 08:04:04.0 |
American Picture House Corp |
APHP |
MacGregor Bannor Michael |
CEO |
10,000 |
$0.30 |
$3,000.00 |
3.03839E7 |
view |
| P |
2023-11-20 |
2023-12-01 08:04:04.0 |
American Picture House Corp |
APHP |
MacGregor Bannor Michael |
CEO |
10,000 |
$0.24 |
$2,400.00 |
10,000 |
view |
| P |
2023-11-30 |
2023-12-01 08:04:04.0 |
American Picture House Corp |
APHP |
MacGregor Bannor Michael |
CEO |
20,000 |
$0.30 |
$6,000.00 |
3.04039E7 |
view |
| P |
2023-10-26 |
2023-12-01 15:34:39.0 |
AMERISERV FINANCIAL INC /PA/ |
ASRV |
Bloomingdale Richard W. |
director |
958 |
$2.56 |
$2,447.98 |
8,078 |
view |
| P |
2023-11-29 |
2023-12-01 17:56:51.0 |
Anterix Inc. |
ATEX |
ALTMAN JEFFREY A |
director 10% owner |
50,000 |
$32.15 |
$1,607,500.00 |
50,000 |
view |
| P |
2023-11-30 |
2023-12-01 17:56:51.0 |
Anterix Inc. |
ATEX |
ALTMAN JEFFREY A |
director 10% owner |
29,727 |
$32.11 |
$954,534.00 |
79,727 |
view |
| P |
2023-12-01 |
2023-12-01 17:56:51.0 |
Anterix Inc. |
ATEX |
ALTMAN JEFFREY A |
director 10% owner |
6,407 |
$33.41 |
$214,058.00 |
86,134 |
view |
| P |
2023-12-01 |
2023-12-01 17:56:51.0 |
Anterix Inc. |
ATEX |
ALTMAN JEFFREY A |
director 10% owner |
38,058 |
$33.99 |
$1,293,590.00 |
124,192 |
view |
| P |
2023-05-31 |
2023-12-01 20:52:30.0 |
Arcutis Biotherapeutics, Inc. |
ARQT |
Watanabe Todd Franklin |
director officer (See Remarks) |
1,463 |
$6.38 |
$9,333.94 |
515,145 |
view |
| P |
2023-12-01 |
2023-12-01 14:54:39.0 |
ATRION CORP |
ATRI |
Athey Preston G |
director |
300 |
$319.68 |
$95,904.00 |
1,368 |
view |
| P |
2023-12-01 |
2023-12-01 15:02:56.0 |
Avangrid, Inc. |
AGR |
Solomont Alan D |
director |
162 |
$30.75 |
$4,981.50 |
9,986 |
view |
| P |
2023-11-29 |
2023-12-01 16:18:00.0 |
BEASLEY BROADCAST GROUP INC |
BBGI |
BEASLEY CAROLINE |
CEO |
1,300 |
$0.77 |
$1,001.00 |
421,723 |
view |
| P |
2023-11-30 |
2023-12-01 16:18:00.0 |
BEASLEY BROADCAST GROUP INC |
BBGI |
BEASLEY CAROLINE |
CEO |
1,400 |
$0.74 |
$1,036.00 |
423,123 |
view |
| P |
2023-11-30 |
2023-12-01 18:27:25.0 |
BIOVIE INC. |
BIVI |
DO CUONG V |
CEO |
10,000 |
$1.78 |
$17,800.00 |
68,759 |
view |
| P |
2023-11-29 |
2023-12-01 18:19:28.0 |
BlackRock ESG Capital Allocation Term Trust |
ECAT |
Weinstein Boaz |
various 10% owner |
234,871 |
$15.64 |
$3,673,380.00 |
2.05182E7 |
view |
| P |
2023-11-30 |
2023-12-01 18:19:28.0 |
BlackRock ESG Capital Allocation Term Trust |
ECAT |
Weinstein Boaz |
various 10% owner |
172,470 |
$15.61 |
$2,692,260.00 |
2.06906E7 |
view |
| P |
2023-11-30 |
2023-12-01 18:30:55.0 |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
MPA |
Weinstein Boaz |
various 10% owner |
257 |
$11.24 |
$2,888.68 |
1,841,830 |
view |
| P |
2023-11-30 |
2023-12-01 18:17:42.0 |
BNY MELLON MUNICIPAL INCOME, INC. |
DMF |
Weinstein Boaz |
various 10% owner |
21,321 |
$6.27 |
$133,683.00 |
2,126,020 |
view |
| P |
2023-11-30 |
2023-12-01 08:50:21.0 |
BUTLER NATIONAL CORP |
BUKS |
Daly Joseph Patrick |
10% owner |
5,000 |
$0.68 |
$3,400.00 |
3,740,000 |
view |
| P |
2023-11-29 |
2023-12-01 10:55:43.0 |
BYLINE BANCORP, INC. |
BY |
KENT STEVEN P. |
director |
375 |
$20.25 |
$7,593.75 |
375 |
view |
| P |
2023-11-29 |
2023-12-01 18:21:25.0 |
ClearBridge Energy Midstream Opportunity Fund Inc. |
EMO |
Weinstein Boaz |
various 10% owner |
5,793 |
$33.61 |
$194,703.00 |
2,921,220 |
view |
| P |
2023-11-30 |
2023-12-01 18:21:25.0 |
ClearBridge Energy Midstream Opportunity Fund Inc. |
EMO |
Weinstein Boaz |
various 10% owner |
12,698 |
$34.32 |
$435,795.00 |
2,933,910 |
view |
| P |
2023-11-29 |
2023-12-01 18:12:05.0 |
ClearBridge MLP & Midstream Fund Inc. |
CEM |
Weinstein Boaz |
various 10% owner |
26,440 |
$37.39 |
$988,592.00 |
2,116,350 |
view |
| P |
2023-11-30 |
2023-12-01 18:12:05.0 |
ClearBridge MLP & Midstream Fund Inc. |
CEM |
Weinstein Boaz |
various 10% owner |
19,348 |
$38.36 |
$742,189.00 |
2,135,700 |
view |
| P |
2023-11-29 |
2023-12-01 18:15:42.0 |
ClearBridge MLP & Midstream Total Return Fund Inc. |
CTR |
Weinstein Boaz |
various 10% owner |
10,001 |
$33.60 |
$336,034.00 |
1,073,930 |
view |
| P |
2023-11-30 |
2023-12-01 18:15:42.0 |
ClearBridge MLP & Midstream Total Return Fund Inc. |
CTR |
Weinstein Boaz |
various 10% owner |
1,905 |
$34.25 |
$65,246.20 |
1,075,840 |
view |
| P |
2023-11-30 |
2023-12-01 17:01:00.0 |
Crescent Energy Co |
CRGY |
Kendall Brandi |
director officer (See remarks) |
882 |
$11.34 |
$10,001.90 |
20,384 |
view |
| P |
2023-12-01 |
2023-12-01 17:01:00.0 |
Crescent Energy Co |
CRGY |
Kendall Brandi |
director officer (See remarks) |
258 |
$11.64 |
$3,003.12 |
20,642 |
view |
| P |
2023-11-29 |
2023-12-01 17:02:32.0 |
Crescent Energy Co |
CRGY |
Rockecharlie David C. |
director officer (See remarks) |
5,000 |
$11.35 |
$56,750.00 |
75,000 |
view |
| P |
2023-11-30 |
2023-12-01 17:02:32.0 |
Crescent Energy Co |
CRGY |
Rockecharlie David C. |
director officer (See remarks) |
5,000 |
$11.46 |
$57,300.00 |
80,000 |
view |
| P |
2023-11-29 |
2023-12-01 17:19:50.0 |
Cricut, Inc. |
CRCT |
Makler Jason |
director |
15,000 |
$6.96 |
$104,408.00 |
15,000 |
view |
| P |
2023-11-30 |
2023-12-01 17:19:50.0 |
Cricut, Inc. |
CRCT |
Makler Jason |
director |
4,999 |
$6.89 |
$34,441.10 |
19,999 |
view |
| P |
2023-12-01 |
2023-12-01 20:27:41.0 |
CVD EQUIPMENT CORP |
CVV |
ADA Partners, L.P. |
various 10% owner |
53,551 |
$4.78 |
$255,974.00 |
1,076,830 |
view |
| P |
2023-11-30 |
2023-12-01 20:27:41.0 |
CVD EQUIPMENT CORP |
CVV |
ADA Partners, L.P. |
various 10% owner |
42,659 |
$4.51 |
$192,392.00 |
1,023,280 |
view |
| P |
2023-12-01 |
2023-12-01 20:59:41.0 |
DAXOR CORP |
DXR |
Feldschuh Michael Richard |
CEO |
800 |
$7.80 |
$6,240.00 |
162,492 |
view |
| P |
2023-12-01 |
2023-12-01 21:01:43.0 |
DAXOR CORP |
DXR |
Michel Robert J |
CFO |
180 |
$7.75 |
$1,395.00 |
10,430 |
view |
| P |
2023-11-29 |
2023-12-01 16:19:13.0 |
DICK'S SPORTING GOODS, INC. |
DKS |
Fitzgerald Larry Jr. |
director |
783 |
$127.97 |
$100,201.00 |
10,484 |
view |
| P |
2023-12-01 |
2023-12-01 16:22:37.0 |
DIRTT ENVIRONMENTAL SOLUTIONS LTD |
DRTT |
22NW GP, Inc. |
various various various various director 10% owner |
4,524,380 |
$0.51 |
$2,292,950.00 |
2.58808E7 |
view |
| P |
2023-11-30 |
2023-12-01 12:11:31.0 |
Dolphin Entertainment, Inc. |
DLPN |
O'Dowd William IV |
CEO |
20,000 |
$1.71 |
$34,180.00 |
133,386 |
view |
| P |
2023-11-30 |
2023-12-01 18:26:47.0 |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
KSM |
Weinstein Boaz |
various 10% owner |
10,348 |
$8.27 |
$85,578.00 |
1,284,970 |
view |
| P |
2023-11-30 |
2023-12-01 18:24:09.0 |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
EVM |
Weinstein Boaz |
various 10% owner |
1,900 |
$8.79 |
$16,701.00 |
2,979,640 |
view |
| P |
2023-11-29 |
2023-12-01 18:13:51.0 |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
CEV |
Weinstein Boaz |
various 10% owner |
25,885 |
$9.93 |
$257,038.00 |
881,948 |
view |
| P |
2023-11-30 |
2023-12-01 18:13:51.0 |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
CEV |
Weinstein Boaz |
various 10% owner |
4,449 |
$9.93 |
$44,178.60 |
886,397 |
view |
| P |
2023-11-30 |
2023-12-01 18:22:49.0 |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
ENX |
Weinstein Boaz |
various 10% owner |
20,643 |
$9.23 |
$190,535.00 |
3,016,630 |
view |
| P |
2023-10-12 |
2023-12-01 14:20:06.0 |
ELECTRAMECCANICA VEHICLES CORP. |
SOLO |
KROLL JERRY |
director |
91,375 |
$0.49 |
$44,408.20 |
1,038,170 |
view |
| P |
2023-10-13 |
2023-12-01 14:20:06.0 |
ELECTRAMECCANICA VEHICLES CORP. |
SOLO |
KROLL JERRY |
director |
100,000 |
$0.51 |
$50,900.00 |
1,138,170 |
view |
| P |
2023-11-29 |
2023-12-01 16:44:59.0 |
EMPIRE PETROLEUM CORP |
EP |
Energy Evolution Master Fund, Ltd. |
10% owner |
1,256,830 |
$8.00 |
$1.00547E7 |
6,790,470 |
view |
| P |
2023-11-16 |
2023-12-01 14:07:01.0 |
F&M BANK CORP |
FMBM |
Runion Christopher S. |
director |
100 |
$16.90 |
$1,689.99 |
618 |
view |
| P |
2023-11-27 |
2023-12-01 14:07:01.0 |
F&M BANK CORP |
FMBM |
Runion Christopher S. |
director |
60 |
$16.25 |
$975.00 |
678 |
view |
| P |
2023-11-28 |
2023-12-01 14:07:01.0 |
F&M BANK CORP |
FMBM |
Runion Christopher S. |
director |
85 |
$15.75 |
$1,338.74 |
763 |
view |
| P |
2021-10-01 |
2023-12-01 15:15:19.0 |
F&M BANK CORP |
FMBM |
Willingham John A. |
director |
50 |
$29.00 |
$1,450.00 |
51 |
view |
| P |
2023-12-01 |
2023-12-01 15:47:29.0 |
F&M BANK CORP |
FMBM |
Willingham John A. |
director |
250 |
$15.40 |
$3,850.12 |
11,402 |
view |
| P |
2023-11-30 |
2023-12-01 18:25:28.0 |
Federated Hermes Premier Municipal Income Fund |
FMN |
Weinstein Boaz |
various 10% owner |
10,662 |
$10.39 |
$110,778.00 |
1,256,990 |
view |
| P |
2023-11-29 |
2023-12-01 17:11:40.0 |
Firsthand Technology Value Fund, Inc. |
SVVC |
Eberwein Jeffrey E. |
various various various various various 10% owner |
51,400 |
$0.28 |
$14,222.40 |
1,561,660 |
view |
| P |
2023-11-30 |
2023-12-01 17:11:40.0 |
Firsthand Technology Value Fund, Inc. |
SVVC |
Eberwein Jeffrey E. |
various various various various various 10% owner |
38,416 |
$0.30 |
$11,398.00 |
1,600,080 |
view |
| P |
2023-12-01 |
2023-12-01 17:11:40.0 |
Firsthand Technology Value Fund, Inc. |
SVVC |
Eberwein Jeffrey E. |
various various various various various 10% owner |
21,700 |
$0.32 |
$6,935.32 |
1,621,780 |
view |
| P |
2023-12-01 |
2023-12-01 15:13:53.0 |
GENERAL AMERICAN INVESTORS CO INC |
GAM |
Majmudar Anang K. |
officer (Senior Vice-President) |
526 |
$24.68 |
$12,981.70 |
4,500 |
view |
| P |
2023-12-01 |
2023-12-01 11:29:12.0 |
Hartford Schroders Private Opportunities Fund |
XHFIX |
Hartford Funds Management Co LLC |
10% owner other |
396,275 |
$10.09 |
$4,000,000.00 |
996,275 |
view |
| P |
2023-12-01 |
2023-12-01 11:41:27.0 |
Hartford Schroders Private Opportunities Fund |
XHFIX |
Schroder US Holdings Inc. |
10% owner |
396,275 |
$10.09 |
$4,000,000.00 |
996,275 |
view |
| P |
2023-11-29 |
2023-12-01 16:24:35.0 |
Howard Hughes Holdings Inc. |
HHH |
ACKMAN WILLIAM A |
|
68,871 |
$74.18 |
$5,108,850.00 |
1.87591E7 |
view |
| P |
2023-11-30 |
2023-12-01 16:24:35.0 |
Howard Hughes Holdings Inc. |
HHH |
ACKMAN WILLIAM A |
|
32,150 |
$73.55 |
$2,364,630.00 |
1.87912E7 |
view |
| P |
2023-12-01 |
2023-12-01 16:24:35.0 |
Howard Hughes Holdings Inc. |
HHH |
ACKMAN WILLIAM A |
|
44,100 |
$74.28 |
$3,275,750.00 |
1.88353E7 |
view |
| P |
2023-11-30 |
2023-12-01 16:20:07.0 |
ILLINOIS TOOL WORKS INC |
ITW |
SMITH DAVID BYRON JR |
director |
1,000 |
$241.79 |
$241,790.00 |
120,439 |
view |
| P |
2023-11-30 |
2023-12-01 18:37:12.0 |
Invesco Pennsylvania Value Municipal Income Trust |
VPV |
Weinstein Boaz |
various 10% owner |
2,397 |
$9.63 |
$23,083.10 |
2,507,200 |
view |
| P |
2023-11-29 |
2023-12-01 18:39:18.0 |
Invesco Trust for Investment Grade New York Municipals |
VTN |
Weinstein Boaz |
various 10% owner |
500 |
$9.98 |
$4,990.00 |
2,396,090 |
view |
| P |
2023-11-30 |
2023-12-01 18:39:18.0 |
Invesco Trust for Investment Grade New York Municipals |
VTN |
Weinstein Boaz |
various 10% owner |
83,498 |
$9.98 |
$833,310.00 |
2,479,580 |
view |
| P |
2023-11-30 |
2023-12-01 17:27:22.0 |
Medalist Diversified REIT, Inc. |
MDRR |
Neuman Emanuel D |
|
3 |
$5.23 |
$15.69 |
16,000 |
view |
| P |
2023-12-01 |
2023-12-01 17:27:22.0 |
Medalist Diversified REIT, Inc. |
MDRR |
Neuman Emanuel D |
|
334 |
$5.25 |
$1,753.03 |
16,334 |
view |
| P |
2023-11-29 |
2023-12-01 18:32:41.0 |
Nuveen Multi-Asset Income Fund |
NMAI |
Weinstein Boaz |
various 10% owner |
7,607 |
$11.68 |
$88,849.80 |
4,716,080 |
view |
| P |
2023-11-30 |
2023-12-01 18:32:41.0 |
Nuveen Multi-Asset Income Fund |
NMAI |
Weinstein Boaz |
various 10% owner |
1,651 |
$11.65 |
$19,234.20 |
4,717,730 |
view |
| P |
2023-11-29 |
2023-12-01 18:36:10.0 |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
NXJ |
Weinstein Boaz |
various 10% owner |
40,888 |
$11.48 |
$469,394.00 |
5,215,430 |
view |
| P |
2023-11-30 |
2023-12-01 18:36:10.0 |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
NXJ |
Weinstein Boaz |
various 10% owner |
46,424 |
$11.51 |
$534,340.00 |
5,261,860 |
view |
| P |
2023-11-29 |
2023-12-01 18:34:13.0 |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
NQP |
Weinstein Boaz |
various 10% owner |
28,424 |
$10.98 |
$312,096.00 |
4,304,520 |
view |
| P |
2023-11-28 |
2023-12-01 08:04:04.0 |
OPAL Fuels Inc. |
OPAL |
Nisar Nadeem |
director |
5,000 |
$5.50 |
$27,520.50 |
25,125 |
view |
| P |
2023-11-29 |
2023-12-01 08:04:04.0 |
OPAL Fuels Inc. |
OPAL |
Nisar Nadeem |
director |
5,000 |
$5.50 |
$27,505.00 |
30,125 |
view |
| P |
2023-12-01 |
2023-12-01 16:29:30.0 |
ORION ENERGY SYSTEMS, INC. |
OESX |
BRODIN J PER |
CFO |
5,000 |
$0.91 |
$4,550.00 |
430,911 |
view |
| P |
2023-11-30 |
2023-12-01 18:28:19.0 |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
MAV |
Weinstein Boaz |
various 10% owner |
348 |
$7.51 |
$2,613.48 |
2,441,300 |
view |
| P |
2023-11-30 |
2023-12-01 18:29:32.0 |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
MHI |
Weinstein Boaz |
various 10% owner |
20,920 |
$8.12 |
$169,870.00 |
2,976,050 |
view |
| P |
2023-11-29 |
2023-12-01 16:04:04.0 |
PROSPECT CAPITAL CORP |
PSEC |
Eliasek M Grier |
COO |
10,000 |
$5.60 |
$56,000.00 |
1,586,130 |
view |
| P |
2023-11-29 |
2023-12-01 19:37:42.0 |
Pulse Biosciences, Inc. |
PLSE |
DUGGAN ROBERT W |
director 10% owner |
158,600 |
$9.44 |
$1,497,180.00 |
3.65515E7 |
view |
| P |
2023-11-29 |
2023-12-01 19:37:42.0 |
Pulse Biosciences, Inc. |
PLSE |
DUGGAN ROBERT W |
director 10% owner |
60,000 |
$9.21 |
$552,600.00 |
60,000 |
view |
| P |
2023-11-29 |
2023-12-01 13:38:35.0 |
Quince Therapeutics, Inc. |
QNCX |
Lamond David |
director |
14,378 |
$0.98 |
$14,090.40 |
2,193,540 |
view |
| P |
2023-11-30 |
2023-12-01 13:38:35.0 |
Quince Therapeutics, Inc. |
QNCX |
Lamond David |
director |
14,378 |
$0.90 |
$12,940.20 |
2,207,920 |
view |
| P |
2023-12-01 |
2023-12-01 13:38:35.0 |
Quince Therapeutics, Inc. |
QNCX |
Lamond David |
director |
14,378 |
$0.94 |
$13,515.30 |
2,222,300 |
view |
| P |
2023-11-29 |
2023-12-01 08:04:04.0 |
Rani Therapeutics Holdings, Inc. |
RANI |
Imran Talat |
CEO |
20,000 |
$2.05 |
$41,000.00 |
469,455 |
view |
| P |
2023-11-30 |
2023-12-01 17:12:55.0 |
Redwire Corp |
RDW |
Edmunds Chris |
officer (Chief Accounting Officer) |
2,000 |
$2.55 |
$5,091.80 |
76,349 |
view |
| P |
2023-11-30 |
2023-12-01 12:34:02.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
director officer (President and CEO) |
2 |
$1.71 |
$3.42 |
4,823 |
view |
| P |
2023-11-30 |
2023-12-01 12:34:02.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
director officer (President and CEO) |
1 |
$1.71 |
$1.71 |
309 |
view |
| P |
2023-11-30 |
2023-12-01 12:34:02.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
director officer (President and CEO) |
18 |
$1.71 |
$30.78 |
60,196 |
view |
| P |
2023-11-30 |
2023-12-01 12:34:02.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
director officer (President and CEO) |
72 |
$1.71 |
$123.12 |
240,676 |
view |
| P |
2023-11-30 |
2023-12-01 12:34:02.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
director officer (President and CEO) |
72 |
$1.71 |
$123.12 |
244,757 |
view |
| P |
2023-11-30 |
2023-12-01 12:04:18.0 |
RETRACTABLE TECHNOLOGIES INC |
RVP |
SHAW THOMAS J |
CEO |
2,577 |
$1.13 |
$2,922.83 |
1.40928E7 |
view |
| P |
2023-11-29 |
2023-12-01 16:30:55.0 |
RiskOn International, Inc. |
ROI |
AULT MILTON C III |
|
1,000 |
$0.30 |
$300.00 |
4,000 |
view |
| P |
2023-11-30 |
2023-12-01 09:40:02.0 |
Sadot Group Inc. |
SDOT |
Black Jennifer Kay |
CFO |
10,000 |
$0.52 |
$5,200.00 |
60,800 |
view |
| P |
2023-12-01 |
2023-12-01 16:16:51.0 |
SEELOS THERAPEUTICS, INC. |
SEEL |
Mehra Raj |
director officer (See Remarks) |
75,757 |
$1.32 |
$99,999.20 |
185,142 |
view |
| P |
2023-11-30 |
2023-12-01 16:17:23.0 |
SEELOS THERAPEUTICS, INC. |
SEEL |
Golembiewski Michael Joseph |
CFO |
83,000 |
$1.21 |
$100,222.00 |
86,450 |
view |
| P |
2023-11-30 |
2023-12-01 12:39:08.0 |
Sezzle Inc. |
SEZL |
Purcell Paul Martin |
director |
11,000 |
$10.00 |
$110,000.00 |
451,039 |
view |
| P |
2023-11-29 |
2023-12-01 19:40:23.0 |
Sight Sciences, Inc. |
SGHT |
Encrantz Staffan |
|
3,223 |
$3.50 |
$11,280.50 |
871,373 |
view |
| P |
2023-11-30 |
2023-12-01 19:40:23.0 |
Sight Sciences, Inc. |
SGHT |
Encrantz Staffan |
|
140,777 |
$3.46 |
$486,638.00 |
1,012,150 |
view |
| P |
2023-11-30 |
2023-12-01 15:15:08.0 |
Sound Financial Bancorp, Inc. |
SFBC |
STILWELL PARTNERS L P |
various various various various various 10% owner |
2,510 |
$36.00 |
$90,357.50 |
212,310 |
view |
| P |
2023-11-30 |
2023-12-01 15:49:02.0 |
SR Bancorp, Inc. |
SRBK |
Orbach David M |
director officer (Executive Chair) |
300 |
$9.55 |
$2,864.91 |
70,300 |
view |
| P |
2023-11-30 |
2023-12-01 15:49:02.0 |
SR Bancorp, Inc. |
SRBK |
Orbach David M |
director officer (Executive Chair) |
1,800 |
$9.55 |
$17,189.60 |
72,100 |
view |
| P |
2023-11-30 |
2023-12-01 15:49:02.0 |
SR Bancorp, Inc. |
SRBK |
Orbach David M |
director officer (Executive Chair) |
5,803 |
$9.55 |
$55,418.60 |
77,903 |
view |
| P |
2023-11-30 |
2023-12-01 15:49:02.0 |
SR Bancorp, Inc. |
SRBK |
Orbach David M |
director officer (Executive Chair) |
2,097 |
$9.59 |
$20,110.00 |
80,000 |
view |
| P |
2023-12-01 |
2023-12-01 15:49:02.0 |
SR Bancorp, Inc. |
SRBK |
Orbach David M |
director officer (Executive Chair) |
1,000 |
$9.54 |
$9,540.00 |
81,000 |
view |
| P |
2023-12-01 |
2023-12-01 15:49:02.0 |
SR Bancorp, Inc. |
SRBK |
Orbach David M |
director officer (Executive Chair) |
600 |
$9.60 |
$5,760.00 |
81,600 |
view |
| P |
2023-12-01 |
2023-12-01 15:49:02.0 |
SR Bancorp, Inc. |
SRBK |
Orbach David M |
director officer (Executive Chair) |
2,955 |
$9.61 |
$28,397.60 |
84,555 |
view |
| P |
2023-12-01 |
2023-12-01 15:49:02.0 |
SR Bancorp, Inc. |
SRBK |
Orbach David M |
director officer (Executive Chair) |
1,027 |
$9.62 |
$9,879.64 |
85,582 |
view |
| P |
2023-12-01 |
2023-12-01 15:49:02.0 |
SR Bancorp, Inc. |
SRBK |
Orbach David M |
director officer (Executive Chair) |
4,028 |
$9.62 |
$38,749.40 |
89,610 |
view |
| P |
2023-12-01 |
2023-12-01 15:49:02.0 |
SR Bancorp, Inc. |
SRBK |
Orbach David M |
director officer (Executive Chair) |
600 |
$9.63 |
$5,778.00 |
90,210 |
view |
| P |
2023-12-01 |
2023-12-01 15:49:02.0 |
SR Bancorp, Inc. |
SRBK |
Orbach David M |
director officer (Executive Chair) |
9,790 |
$9.64 |
$94,375.60 |
100,000 |
view |
| P |
2023-11-30 |
2023-12-01 12:10:10.0 |
Texas Pacific Land Corp |
TPL |
HORIZON KINETICS ASSET MANAGEMENT LLC |
10% owner |
3 |
$1,671.95 |
$5,015.85 |
198,426 |
view |
| P |
2023-11-29 |
2023-12-01 16:30:13.0 |
Vintage Wine Estates, Inc. |
VWE |
Proctor Timothy D |
director |
30,050 |
$0.57 |
$17,128.50 |
141,493 |
view |
| P |
2023-11-30 |
2023-12-01 16:30:13.0 |
Vintage Wine Estates, Inc. |
VWE |
Proctor Timothy D |
director |
1,802 |
$0.57 |
$1,027.14 |
143,295 |
view |
| P |
2023-11-30 |
2023-12-01 16:58:00.0 |
Westrock Coffee Co |
WEST |
FORD JOE T |
director |
10,000 |
$9.25 |
$92,500.00 |
220,992 |
view |
| P |
2023-11-29 |
2023-12-01 17:15:35.0 |
Y-mAbs Therapeutics, Inc. |
YMAB |
Wedell-Wedellsborg Johan |
director |
51,837 |
$5.97 |
$309,477.00 |
4,425,230 |
view |
| P |
2023-11-29 |
2023-12-01 17:16:22.0 |
Y-mAbs Therapeutics, Inc. |
YMAB |
WG Biotech ApS |
director |
51,837 |
$5.97 |
$309,477.00 |
4,425,230 |
view |