| P |
2019-11-12 |
2019-11-12 16:24:49.0 |
ACELRX PHARMACEUTICALS INC |
ACRX |
EDWARDS MARK G |
director |
25,000 |
$1.78 |
$44,575.00 |
243,750 |
view |
| P |
2019-11-01 |
2019-11-12 16:51:51.0 |
AMARILLO BIOSCIENCES INC |
AMAR |
CHEN STEPHEN T |
CEO |
1,000 |
$0.39 |
$390.00 |
684,000 |
view |
| P |
2019-11-11 |
2019-11-12 16:51:51.0 |
AMARILLO BIOSCIENCES INC |
AMAR |
CHEN STEPHEN T |
CEO |
1,000 |
$0.38 |
$380.00 |
685,000 |
view |
| P |
2019-11-11 |
2019-11-12 14:05:56.0 |
AMERICAN RIVER BANKSHARES |
AMRB |
Anderson Nicolas C |
director |
675 |
$14.59 |
$9,846.90 |
2,695 |
view |
| P |
2019-11-07 |
2019-11-12 14:38:48.0 |
Andersons, Inc. |
ANDE |
Dowdle Stephen F |
director |
1 |
$21.45 |
$21.45 |
11,078 |
view |
| P |
2019-11-07 |
2019-11-12 14:38:48.0 |
Andersons, Inc. |
ANDE |
Dowdle Stephen F |
director |
999 |
$21.50 |
$21,478.50 |
12,078 |
view |
| P |
2019-11-07 |
2019-11-12 14:38:48.0 |
Andersons, Inc. |
ANDE |
Dowdle Stephen F |
director |
100 |
$21.80 |
$2,180.00 |
12,178 |
view |
| P |
2019-11-07 |
2019-11-12 14:38:48.0 |
Andersons, Inc. |
ANDE |
Dowdle Stephen F |
director |
2,900 |
$21.83 |
$63,307.00 |
15,078 |
view |
| P |
2019-11-07 |
2019-11-12 14:38:48.0 |
Andersons, Inc. |
ANDE |
Dowdle Stephen F |
director |
100 |
$21.75 |
$2,175.00 |
15,178 |
view |
| P |
2019-11-07 |
2019-11-12 14:38:48.0 |
Andersons, Inc. |
ANDE |
Dowdle Stephen F |
director |
300 |
$21.76 |
$6,528.00 |
15,478 |
view |
| P |
2019-11-07 |
2019-11-12 14:38:48.0 |
Andersons, Inc. |
ANDE |
Dowdle Stephen F |
director |
100 |
$21.77 |
$2,177.00 |
15,578 |
view |
| P |
2019-11-07 |
2019-11-12 14:38:48.0 |
Andersons, Inc. |
ANDE |
Dowdle Stephen F |
director |
200 |
$21.78 |
$4,356.00 |
15,778 |
view |
| P |
2019-11-07 |
2019-11-12 14:41:29.0 |
Andersons, Inc. |
ANDE |
Blair Jeffrey |
officer (President, Plant Nutrient) |
1,150 |
$21.47 |
$24,690.50 |
17,217 |
view |
| P |
2019-11-07 |
2019-11-12 14:43:57.0 |
Andersons, Inc. |
ANDE |
Bowe Patrick E. |
CEO |
10,000 |
$21.50 |
$215,000.00 |
140,487 |
view |
| P |
2019-11-07 |
2019-11-12 14:47:06.0 |
Andersons, Inc. |
ANDE |
Jorgenson Corbett J. |
officer (President, Grain Group) |
1,000 |
$21.80 |
$21,800.00 |
18,964 |
view |
| P |
2019-11-07 |
2019-11-12 14:56:03.0 |
Andersons, Inc. |
ANDE |
Pirolli James J |
officer (President, Ethanol Group) |
992 |
$21.56 |
$21,387.50 |
4,345 |
view |
| P |
2019-11-08 |
2019-11-12 14:56:03.0 |
Andersons, Inc. |
ANDE |
Pirolli James J |
officer (President, Ethanol Group) |
300 |
$21.09 |
$6,327.00 |
4,645 |
view |
| P |
2019-11-08 |
2019-11-12 14:56:03.0 |
Andersons, Inc. |
ANDE |
Pirolli James J |
officer (President, Ethanol Group) |
4,400 |
$21.10 |
$92,840.00 |
9,045 |
view |
| P |
2019-11-08 |
2019-11-12 14:56:03.0 |
Andersons, Inc. |
ANDE |
Pirolli James J |
officer (President, Ethanol Group) |
875 |
$21.23 |
$18,576.20 |
2,403 |
view |
| P |
2019-11-11 |
2019-11-12 14:58:40.0 |
Andersons, Inc. |
ANDE |
McNeely Joseph E |
officer (President, Rail Group) |
205 |
$20.98 |
$4,301.10 |
15,189 |
view |
| P |
2019-11-11 |
2019-11-12 14:58:40.0 |
Andersons, Inc. |
ANDE |
McNeely Joseph E |
officer (President, Rail Group) |
100 |
$21.01 |
$2,101.00 |
15,289 |
view |
| P |
2019-11-11 |
2019-11-12 14:58:40.0 |
Andersons, Inc. |
ANDE |
McNeely Joseph E |
officer (President, Rail Group) |
300 |
$21.04 |
$6,312.00 |
15,589 |
view |
| P |
2019-11-11 |
2019-11-12 14:58:40.0 |
Andersons, Inc. |
ANDE |
McNeely Joseph E |
officer (President, Rail Group) |
882 |
$21.05 |
$18,565.20 |
16,471 |
view |
| P |
2019-11-11 |
2019-11-12 14:58:40.0 |
Andersons, Inc. |
ANDE |
McNeely Joseph E |
officer (President, Rail Group) |
420 |
$21.05 |
$8,841.00 |
16,891 |
view |
| P |
2019-11-11 |
2019-11-12 14:58:40.0 |
Andersons, Inc. |
ANDE |
McNeely Joseph E |
officer (President, Rail Group) |
475 |
$21.06 |
$10,003.50 |
17,366 |
view |
| P |
2019-11-11 |
2019-11-12 09:58:25.0 |
Archrock, Inc. |
AROC |
CHILDERS D BRADLEY |
CEO |
5,555 |
$9.00 |
$49,995.00 |
1,195,620 |
view |
| P |
2019-11-11 |
2019-11-12 17:25:12.0 |
Arlo Technologies, Inc. |
ARLO |
FAISON RALPH E |
director |
36,000 |
$2.88 |
$103,680.00 |
182,725 |
view |
| P |
2019-11-11 |
2019-11-12 17:26:54.0 |
Arlo Technologies, Inc. |
ARLO |
MCRAE MATTHEW BLAKE |
CEO |
36,600 |
$2.73 |
$99,753.30 |
319,799 |
view |
| P |
2019-11-12 |
2019-11-12 16:36:43.0 |
Assertio Therapeutics, Inc |
ASRT |
HIGGINS ARTHUR J |
CEO |
25,000 |
$0.73 |
$18,250.00 |
112,879 |
view |
| P |
2019-11-11 |
2019-11-12 16:37:13.0 |
Assertio Therapeutics, Inc |
ASRT |
Peisert Daniel A. |
CFO |
10,000 |
$0.73 |
$7,259.00 |
74,873 |
view |
| P |
2019-11-11 |
2019-11-12 16:37:37.0 |
Assertio Therapeutics, Inc |
ASRT |
STAPLE PETER D |
director |
13,900 |
$0.71 |
$9,910.70 |
13,900 |
view |
| P |
2019-11-07 |
2019-11-12 17:04:03.0 |
ASSURED GUARANTY LTD |
AGO |
Feldstein Andrew T |
officer (Chief Investment Officer) |
12,238 |
$48.40 |
$592,319.00 |
304,717 |
view |
| P |
2019-11-08 |
2019-11-12 17:04:03.0 |
ASSURED GUARANTY LTD |
AGO |
Feldstein Andrew T |
officer (Chief Investment Officer) |
10,385 |
$48.82 |
$506,996.00 |
315,102 |
view |
| P |
2019-11-08 |
2019-11-12 17:04:03.0 |
ASSURED GUARANTY LTD |
AGO |
Feldstein Andrew T |
officer (Chief Investment Officer) |
1,853 |
$49.52 |
$91,760.60 |
316,955 |
view |
| P |
2019-11-11 |
2019-11-12 17:04:03.0 |
ASSURED GUARANTY LTD |
AGO |
Feldstein Andrew T |
officer (Chief Investment Officer) |
12,449 |
$47.47 |
$590,954.00 |
329,404 |
view |
| P |
2019-11-11 |
2019-11-12 17:04:03.0 |
ASSURED GUARANTY LTD |
AGO |
Feldstein Andrew T |
officer (Chief Investment Officer) |
162 |
$47.95 |
$7,767.90 |
329,566 |
view |
| P |
2019-11-07 |
2019-11-12 16:07:14.0 |
Athenex, Inc. |
ATNX |
Fok Manson |
director |
50,000 |
$11.67 |
$583,500.00 |
1,869,610 |
view |
| P |
2019-11-07 |
2019-11-12 16:54:37.0 |
AWARE INC /MA/ |
AWRE |
STAFFORD JOHN S III |
various 10% owner director |
25,740 |
$2.90 |
$74,646.00 |
4,544,300 |
view |
| P |
2019-11-08 |
2019-11-12 16:54:37.0 |
AWARE INC /MA/ |
AWRE |
STAFFORD JOHN S III |
various 10% owner director |
47 |
$2.90 |
$136.30 |
4,544,350 |
view |
| P |
2019-11-11 |
2019-11-12 16:54:37.0 |
AWARE INC /MA/ |
AWRE |
STAFFORD JOHN S III |
various 10% owner director |
5,710 |
$2.90 |
$16,536.20 |
4,550,060 |
view |
| P |
2019-11-12 |
2019-11-12 17:04:03.0 |
Bain Capital Specialty Finance, Inc. |
BCSF |
Butte Amy |
director |
2,800 |
$18.99 |
$53,172.00 |
2,800 |
view |
| P |
2019-11-07 |
2019-11-12 13:20:02.0 |
BALLANTYNE STRONG, INC. |
BTN |
MOGLIA JOSEPH H |
various various various various various director 10% owner officer (CEO and Chairman) |
66 |
$2.88 |
$190.08 |
1,479,400 |
view |
| P |
2019-11-07 |
2019-11-12 13:20:02.0 |
BALLANTYNE STRONG, INC. |
BTN |
MOGLIA JOSEPH H |
various various various various various director 10% owner officer (CEO and Chairman) |
66 |
$2.88 |
$190.08 |
1,494,490 |
view |
| P |
2019-11-08 |
2019-11-12 13:20:02.0 |
BALLANTYNE STRONG, INC. |
BTN |
MOGLIA JOSEPH H |
CEO |
600 |
$2.81 |
$1,687.02 |
1,480,000 |
view |
| P |
2019-11-08 |
2019-11-12 13:20:02.0 |
BALLANTYNE STRONG, INC. |
BTN |
MOGLIA JOSEPH H |
CEO |
600 |
$2.81 |
$1,687.02 |
1,495,090 |
view |
| P |
2019-11-07 |
2019-11-12 08:53:28.0 |
Bank7 Corp. |
BSVN |
Sanner J. Michael |
|
1,000 |
$18.67 |
$18,670.00 |
1,000 |
view |
| P |
2019-11-12 |
2019-11-12 20:28:29.0 |
BankGuam Holding Co |
BKGM |
Ada Patricia Ann Perez |
director |
210 |
$11.00 |
$2,310.00 |
57,174 |
view |
| P |
2019-11-08 |
2019-11-12 08:04:05.0 |
Black Knight, Inc. |
BKI |
Jabbour Anthony M |
CEO |
17,675 |
$56.65 |
$1,001,290.00 |
432,009 |
view |
| P |
2019-11-08 |
2019-11-12 08:19:03.0 |
CITIZENS & NORTHERN CORP |
CZNC |
Pellegrino Frank G |
director |
122 |
$26.95 |
$3,287.90 |
11,130 |
view |
| P |
2019-11-11 |
2019-11-12 08:11:43.0 |
Clearside Biomedical, Inc. |
CLSD |
LASEZKAY GEORGE M |
CEO |
12,000 |
$1.16 |
$13,920.00 |
222,000 |
view |
| P |
2019-11-07 |
2019-11-12 21:19:02.0 |
COMSCORE, INC. |
SCOR |
LIVEK WILLIAM PAUL |
director officer (See Remarks) |
187,645 |
$3.18 |
$596,711.00 |
610,894 |
view |
| P |
2019-11-08 |
2019-11-12 21:19:02.0 |
COMSCORE, INC. |
SCOR |
LIVEK WILLIAM PAUL |
director officer (See Remarks) |
34,398 |
$3.20 |
$110,074.00 |
645,292 |
view |
| P |
2019-11-11 |
2019-11-12 21:19:02.0 |
COMSCORE, INC. |
SCOR |
LIVEK WILLIAM PAUL |
director officer (See Remarks) |
34,083 |
$3.41 |
$116,223.00 |
679,375 |
view |
| P |
2019-11-12 |
2019-11-12 21:19:02.0 |
COMSCORE, INC. |
SCOR |
LIVEK WILLIAM PAUL |
director officer (See Remarks) |
56,454 |
$3.38 |
$190,815.00 |
735,829 |
view |
| P |
2019-11-07 |
2019-11-12 21:21:26.0 |
COMSCORE, INC. |
SCOR |
Rosenthal Brent David |
director |
27,000 |
$3.24 |
$87,480.00 |
121,304 |
view |
| P |
2019-11-07 |
2019-11-12 21:21:26.0 |
COMSCORE, INC. |
SCOR |
Rosenthal Brent David |
director |
19,500 |
$3.13 |
$61,035.00 |
140,804 |
view |
| P |
2019-11-07 |
2019-11-12 21:23:42.0 |
COMSCORE, INC. |
SCOR |
FULLER DALE L |
director |
10,000 |
$3.22 |
$32,200.00 |
23,470 |
view |
| P |
2019-11-08 |
2019-11-12 21:23:42.0 |
COMSCORE, INC. |
SCOR |
FULLER DALE L |
director |
10,000 |
$3.23 |
$32,300.00 |
33,470 |
view |
| P |
2019-11-11 |
2019-11-12 09:58:25.0 |
Corbus Pharmaceuticals Holdings, Inc. |
CRBP |
Discordia Robert Paul |
COO |
2,500 |
$4.62 |
$11,558.50 |
32,650 |
view |
| P |
2019-11-11 |
2019-11-12 11:08:43.0 |
Corbus Pharmaceuticals Holdings, Inc. |
CRBP |
Millian Craig Stuart |
officer (Chief Commercial Officer) |
1,000 |
$4.38 |
$4,380.00 |
10,000 |
view |
| P |
2019-11-12 |
2019-11-12 13:02:43.0 |
Corbus Pharmaceuticals Holdings, Inc. |
CRBP |
Cohen Yuval |
CEO |
1,430 |
$4.26 |
$6,091.80 |
66,790 |
view |
| P |
2019-11-08 |
2019-11-12 16:06:10.0 |
CV Sciences, Inc. |
CVSI |
Dowling Joseph D |
CEO |
15,000 |
$1.65 |
$24,750.00 |
15,000 |
view |
| P |
2019-11-11 |
2019-11-12 16:12:50.0 |
Donnelley Financial Solutions, Inc. |
DFIN |
Leib Daniel |
CEO |
20,000 |
$9.85 |
$197,000.00 |
399,312 |
view |
| P |
2019-11-08 |
2019-11-12 10:28:55.0 |
DORCHESTER MINERALS, L.P. |
DMLP |
DORCHESTER MINERALS OPERATING LP |
other |
540 |
$17.84 |
$9,633.60 |
50,545 |
view |
| P |
2019-11-07 |
2019-11-12 16:58:41.0 |
EverQuote, Inc. |
EVER |
DENINGER PAUL F |
director |
1,600 |
$29.35 |
$46,960.00 |
13,244 |
view |
| P |
2019-11-07 |
2019-11-12 15:41:59.0 |
FAUQUIER BANKSHARES, INC. |
FBSS |
FLORY DONNA D |
director |
90 |
$19.82 |
$1,783.80 |
4,892 |
view |
| P |
2019-11-08 |
2019-11-12 09:09:19.0 |
FLEXSTEEL INDUSTRIES INC |
FLXS |
DITTMER JERALD K |
CEO |
5,000 |
$17.97 |
$89,850.00 |
31,943 |
view |
| P |
2019-11-08 |
2019-11-12 09:15:58.0 |
FLEXSTEEL INDUSTRIES INC |
FLXS |
Creekmuir William S. |
director |
2,750 |
$17.78 |
$48,895.00 |
4,690 |
view |
| P |
2019-11-12 |
2019-11-12 16:26:12.0 |
FS KKR Capital Corp |
FSK |
Goldstein Richard I |
director |
5,000 |
$5.96 |
$29,800.00 |
42,100 |
view |
| P |
2019-11-12 |
2019-11-12 16:17:24.0 |
Galera Therapeutics, Inc. |
GRTX |
NOVARTIS AG |
various 10% owner |
250,000 |
$12.00 |
$3,000,000.00 |
3,543,070 |
view |
| P |
2019-11-12 |
2019-11-12 16:21:50.0 |
Galera Therapeutics, Inc. |
GRTX |
Mehra Anand |
various various various various 10% owner director |
750,000 |
$12.00 |
$9,000,000.00 |
3,083,710 |
view |
| P |
2019-11-12 |
2019-11-12 17:01:22.0 |
Galera Therapeutics, Inc. |
GRTX |
SANDELL SCOTT D |
various various various various various various various various various 10% owner |
416,666 |
$12.00 |
$4,999,990.00 |
4,358,050 |
view |
| P |
2019-11-07 |
2019-11-12 08:46:28.0 |
HarborOne Bancorp, Inc. |
HONE |
Sullivan Michael James |
director officer (Chairman of the Board) |
1,000 |
$10.73 |
$10,735.00 |
59,180 |
view |
| P |
2019-11-08 |
2019-11-12 08:46:28.0 |
HarborOne Bancorp, Inc. |
HONE |
Sullivan Michael James |
director officer (Chairman of the Board) |
1,000 |
$10.65 |
$10,650.00 |
1,000 |
view |
| P |
2019-11-12 |
2019-11-12 16:42:59.0 |
Harvest Capital Credit Corp |
HCAP |
Jolson Joseph A |
CEO |
10,000 |
$8.95 |
$89,500.00 |
30,000 |
view |
| P |
2019-11-08 |
2019-11-12 18:52:25.0 |
Howard Hughes Corp |
HHC |
SELLERS R SCOT |
director |
3,000 |
$107.84 |
$323,520.00 |
39,394 |
view |
| P |
2019-11-08 |
2019-11-12 18:55:43.0 |
Howard Hughes Corp |
HHC |
Flatto Adam R. |
director |
3,000 |
$107.31 |
$321,930.00 |
17,574 |
view |
| P |
2019-11-08 |
2019-11-12 18:55:43.0 |
Howard Hughes Corp |
HHC |
Flatto Adam R. |
director |
1,000 |
$106.94 |
$106,940.00 |
3,000 |
view |
| P |
2019-11-07 |
2019-11-12 19:16:35.0 |
Investcorp Credit Management BDC, Inc. |
ICMB |
Investcorp S.A. |
|
200 |
$6.71 |
$1,342.00 |
30,622 |
view |
| P |
2019-11-08 |
2019-11-12 19:16:35.0 |
Investcorp Credit Management BDC, Inc. |
ICMB |
Investcorp S.A. |
|
1,700 |
$6.73 |
$11,436.10 |
32,322 |
view |
| P |
2019-11-11 |
2019-11-12 19:16:35.0 |
Investcorp Credit Management BDC, Inc. |
ICMB |
Investcorp S.A. |
|
900 |
$6.80 |
$6,123.51 |
33,222 |
view |
| P |
2019-11-12 |
2019-11-12 19:16:35.0 |
Investcorp Credit Management BDC, Inc. |
ICMB |
Investcorp S.A. |
|
816 |
$6.81 |
$5,553.78 |
34,038 |
view |
| P |
2019-11-11 |
2019-11-12 18:28:48.0 |
KAR Auction Services, Inc. |
KAR |
Hill Mark E |
director |
18,500 |
$21.50 |
$397,750.00 |
48,200 |
view |
| P |
2019-11-08 |
2019-11-12 16:36:03.0 |
Keurig Dr Pepper Inc. |
KDP |
Singer Robert S |
director |
2,500 |
$29.43 |
$73,572.50 |
53,001 |
view |
| P |
2019-11-08 |
2019-11-12 16:36:03.0 |
Keurig Dr Pepper Inc. |
KDP |
Singer Robert S |
director |
1,000 |
$29.31 |
$29,308.60 |
54,001 |
view |
| P |
2019-11-11 |
2019-11-12 16:36:03.0 |
Keurig Dr Pepper Inc. |
KDP |
Singer Robert S |
director |
1,500 |
$29.02 |
$43,525.50 |
55,501 |
view |
| P |
2019-11-11 |
2019-11-12 09:49:03.0 |
KINDER MORGAN, INC. |
KMI |
KINDER RICHARD D |
director officer 10% owner (Executive Chairman) |
300,000 |
$19.97 |
$5,991,330.00 |
2.42779008E8 |
view |
| P |
2019-11-11 |
2019-11-12 16:40:47.0 |
LANNETT CO INC |
LCI |
Crew Timothy C |
CEO |
2,000 |
$8.99 |
$17,980.00 |
186,567 |
view |
| P |
2019-11-11 |
2019-11-12 12:24:09.0 |
LUMINEX CORP |
LMNX |
SHAMIR NACHUM |
CEO |
5,000 |
$19.30 |
$96,482.00 |
197,534 |
view |
| P |
2019-11-12 |
2019-11-12 18:46:34.0 |
Manitex International, Inc. |
MNTX |
FILIPOV STEVE |
CEO |
15,000 |
$5.99 |
$89,850.00 |
81,736 |
view |
| P |
2019-11-07 |
2019-11-12 10:04:04.0 |
MCDONALDS CORP |
MCD |
HERNANDEZ ENRIQUE JR |
director other |
2,500 |
$193.83 |
$484,575.00 |
4,500 |
view |
| P |
2019-11-08 |
2019-11-12 08:09:35.0 |
MERIDIAN BIOSCIENCE INC |
VIVO |
Kenny John P. |
CEO |
20,000 |
$7.73 |
$154,588.00 |
198,324 |
view |
| P |
2019-11-08 |
2019-11-12 16:41:12.0 |
MIDDLEBY CORP |
MIDD |
Nerbonne Robert A |
director |
420 |
$120.24 |
$50,500.50 |
2,280 |
view |
| P |
2019-11-08 |
2019-11-12 17:19:30.0 |
Mistras Group, Inc. |
MG |
Stamatakis Manuel N. |
director |
5,000 |
$14.60 |
$73,000.00 |
122,718 |
view |
| P |
2019-11-08 |
2019-11-12 09:04:02.0 |
Neuberger Berman MLP & Energy Income Fund Inc. |
NML |
Rachlin Douglas A. |
|
50,000 |
$6.59 |
$329,460.00 |
60,000 |
view |
| P |
2019-11-07 |
2019-11-12 08:49:29.0 |
NEWELL BRANDS INC. |
NWL |
Craigie James |
director |
12,500 |
$20.00 |
$250,000.00 |
12,500 |
view |
| P |
2019-11-08 |
2019-11-12 17:50:22.0 |
OCCIDENTAL PETROLEUM CORP /DE/ |
OXY |
KLESSE WILLIAM R |
director |
12,000 |
$39.31 |
$471,720.00 |
113,203 |
view |
| P |
2019-11-08 |
2019-11-12 08:04:05.0 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
25,000 |
$1.48 |
$36,875.00 |
1.67408992E8 |
view |
| P |
2019-11-08 |
2019-11-12 08:04:05.0 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
13,500 |
$1.49 |
$20,047.50 |
1.67423008E8 |
view |
| P |
2019-11-08 |
2019-11-12 08:04:05.0 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
11,500 |
$1.49 |
$17,135.00 |
1.67434E8 |
view |
| P |
2019-11-11 |
2019-11-12 08:04:05.0 |
Party City Holdco Inc. |
PRTY |
HARRISON JAMES M |
CEO |
100,000 |
$2.32 |
$232,000.00 |
645,458 |
view |
| P |
2019-11-11 |
2019-11-12 16:39:55.0 |
Party City Holdco Inc. |
PRTY |
MATTHEWS NORMAN S |
director |
212,500 |
$2.32 |
$493,000.00 |
406,989 |
view |
| P |
2019-11-08 |
2019-11-12 20:56:28.0 |
PBF Energy Inc. |
PBF |
Inversora Carso, S.A. de C.V. |
|
200,155 |
$32.68 |
$6,540,640.00 |
1.75563E7 |
view |
| P |
2019-11-11 |
2019-11-12 08:41:05.0 |
Physicians Realty Trust |
DOC |
THEILER JEFFREY |
CFO |
4,150 |
$18.19 |
$75,488.50 |
147,393 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
200 |
$24.77 |
$4,954.00 |
59,536 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.79 |
$2,479.00 |
59,636 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
400 |
$24.80 |
$9,919.32 |
60,036 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
10 |
$24.80 |
$248.00 |
60,046 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
200 |
$24.81 |
$4,961.64 |
60,246 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.81 |
$2,481.00 |
60,346 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
400 |
$24.82 |
$9,928.00 |
60,746 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.83 |
$2,482.50 |
60,846 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.83 |
$2,482.54 |
60,946 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.83 |
$2,482.78 |
61,046 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.83 |
$2,483.00 |
61,146 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.84 |
$2,484.00 |
61,246 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.85 |
$2,485.33 |
61,346 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.87 |
$2,486.73 |
61,446 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
300 |
$24.87 |
$7,462.41 |
61,746 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.88 |
$2,487.85 |
61,846 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
700 |
$24.88 |
$17,416.00 |
62,546 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.88 |
$2,488.03 |
62,646 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.89 |
$2,488.50 |
62,746 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
200 |
$24.89 |
$4,978.00 |
62,946 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
500 |
$24.91 |
$12,455.00 |
63,446 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
1 |
$24.92 |
$24.92 |
63,447 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.92 |
$2,492.26 |
63,547 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
600 |
$24.93 |
$14,958.00 |
64,147 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
400 |
$24.94 |
$9,976.00 |
64,547 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
313 |
$24.95 |
$7,809.35 |
64,860 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
199 |
$24.96 |
$4,967.04 |
65,059 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
100 |
$24.97 |
$2,496.50 |
65,159 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
101 |
$24.97 |
$2,521.97 |
65,260 |
view |
| P |
2019-11-08 |
2019-11-12 18:58:09.0 |
PLANTRONICS INC /CA/ |
PLT |
DEXHEIMER BRIAN S |
director |
200 |
$24.99 |
$4,998.00 |
65,460 |
view |
| P |
2019-11-08 |
2019-11-12 09:34:03.0 |
Quad/Graphics, Inc. |
QUAD |
Vanderboom Kelly A |
officer (EVP & Treasurer) |
1,713 |
$4.25 |
$7,280.25 |
94,823 |
view |
| P |
2019-11-11 |
2019-11-12 09:34:03.0 |
Quad/Graphics, Inc. |
QUAD |
Vanderboom Kelly A |
officer (EVP & Treasurer) |
18,287 |
$4.22 |
$77,238.80 |
113,110 |
view |
| P |
2019-11-07 |
2019-11-12 16:11:48.0 |
Qumu Corp |
QUMU |
Fishback Daniel R |
director |
10,000 |
$2.50 |
$25,000.00 |
101,560 |
view |
| P |
2019-11-07 |
2019-11-12 16:19:28.0 |
Qumu Corp |
QUMU |
Hanzlik Vern |
CEO |
20,000 |
$2.50 |
$50,000.00 |
245,016 |
view |
| P |
2019-11-07 |
2019-11-12 16:25:06.0 |
Qumu Corp |
QUMU |
Ristow Dave |
CFO |
6,000 |
$2.50 |
$15,000.00 |
78,887 |
view |
| P |
2019-11-07 |
2019-11-12 16:28:27.0 |
Qumu Corp |
QUMU |
COX NEIL E |
director |
8,000 |
$2.50 |
$20,000.00 |
33,000 |
view |
| P |
2019-11-07 |
2019-11-12 16:29:19.0 |
Qumu Corp |
QUMU |
CHOWNING MARY E |
director |
10,000 |
$2.50 |
$25,000.00 |
10,000 |
view |
| P |
2019-11-07 |
2019-11-12 16:31:27.0 |
Qumu Corp |
QUMU |
HOROWITZ EDWARD D |
director |
10,000 |
$2.50 |
$25,000.00 |
10,000 |
view |
| P |
2019-11-07 |
2019-11-12 18:21:54.0 |
Qumu Corp |
QUMU |
HARBERT RAYMOND J |
various various various various various various various director 10% owner |
100,000 |
$2.50 |
$250,000.00 |
1,392,520 |
view |
| P |
2019-11-07 |
2019-11-12 10:17:10.0 |
Quotient Ltd |
QTNT |
EDELMAN JOSEPH |
various various 10% owner |
2,500,000 |
$7.00 |
$1.75E7 |
1.32891E7 |
view |
| P |
2019-11-12 |
2019-11-12 18:01:54.0 |
RESIDEO TECHNOLOGIES, INC. |
REZI |
Aarnes Robert B |
officer (President, ADI) |
20 |
$9.01 |
$180.20 |
8,955 |
view |
| P |
2019-11-12 |
2019-11-12 10:34:44.0 |
RIVERNORTH OPPORTUNITIES FUND, INC. |
RIV |
HUTCHENS JOHN WAYNE |
director |
1,247 |
$16.20 |
$20,201.40 |
4,990 |
view |
| P |
2019-11-07 |
2019-11-12 11:36:56.0 |
RIVERNORTH OPPORTUNITIES FUND, INC. |
RIV |
O'Neill Stephen Andrew |
other |
5,000 |
$16.20 |
$81,000.00 |
43,792 |
view |
| P |
2019-11-07 |
2019-11-12 11:41:19.0 |
RIVERNORTH OPPORTUNITIES FUND, INC. |
RIV |
Galley Patrick W. |
director |
33,168 |
$16.20 |
$537,322.00 |
137,695 |
view |
| P |
2019-11-07 |
2019-11-12 17:26:07.0 |
Roadrunner Transportation Systems, Inc. |
RRTS |
ELLIOTT INTERNATIONAL, L.P. |
10% owner |
2,242 |
$9.90 |
$22,195.80 |
2.32729E7 |
view |
| P |
2019-11-08 |
2019-11-12 17:26:07.0 |
Roadrunner Transportation Systems, Inc. |
RRTS |
ELLIOTT INTERNATIONAL, L.P. |
10% owner |
558 |
$9.60 |
$5,356.80 |
2.32734E7 |
view |
| P |
2019-11-11 |
2019-11-12 17:26:07.0 |
Roadrunner Transportation Systems, Inc. |
RRTS |
ELLIOTT INTERNATIONAL, L.P. |
10% owner |
470 |
$9.62 |
$4,521.40 |
2.32739E7 |
view |
| P |
2019-11-12 |
2019-11-12 17:26:07.0 |
Roadrunner Transportation Systems, Inc. |
RRTS |
ELLIOTT INTERNATIONAL, L.P. |
10% owner |
992 |
$9.54 |
$9,463.68 |
2.32749E7 |
view |
| P |
2019-11-11 |
2019-11-12 17:28:47.0 |
Safehold Inc. |
SAFE |
SUGARMAN JAY |
CEO |
200 |
$34.08 |
$6,816.00 |
29,764 |
view |
| P |
2019-11-12 |
2019-11-12 17:28:47.0 |
Safehold Inc. |
SAFE |
SUGARMAN JAY |
CEO |
800 |
$34.63 |
$27,704.00 |
29,764 |
view |
| P |
2019-11-07 |
2019-11-12 17:28:47.0 |
SALEM MEDIA GROUP, INC. /DE/ |
SALM |
ATSINGER EDWARD G III |
CEO |
8,137 |
$1.45 |
$11,798.70 |
116,127 |
view |
| P |
2019-11-08 |
2019-11-12 17:28:47.0 |
SALEM MEDIA GROUP, INC. /DE/ |
SALM |
ATSINGER EDWARD G III |
CEO |
6,838 |
$1.45 |
$9,915.10 |
122,965 |
view |
| P |
2019-11-11 |
2019-11-12 16:02:26.0 |
SERVICEMASTER GLOBAL HOLDINGS INC |
SERV |
Hochhauser Steven B |
director |
2,000 |
$35.01 |
$70,014.20 |
7,723 |
view |
| P |
2019-11-08 |
2019-11-12 08:04:05.0 |
Six Flags Entertainment Corp |
SIX |
ROEDEL RICHARD |
director |
1,580 |
$44.30 |
$69,994.00 |
22,054 |
view |
| P |
2019-11-08 |
2019-11-12 08:04:05.0 |
Six Flags Entertainment Corp |
SIX |
ROEDEL RICHARD |
director |
2,330 |
$43.96 |
$102,427.00 |
3,284 |
view |
| P |
2019-11-08 |
2019-11-12 08:04:05.0 |
Six Flags Entertainment Corp |
SIX |
ROEDEL RICHARD |
director |
1,752 |
$44.21 |
$77,455.90 |
5,036 |
view |
| P |
2019-11-08 |
2019-11-12 08:04:05.0 |
SunOpta Inc. |
STKL |
Ardsley Ridgecrest Partners Fund, L.P. |
various various various various various various various 10% owner other |
25,000 |
$2.30 |
$57,500.00 |
1.20579E7 |
view |
| P |
2019-11-08 |
2019-11-12 12:49:04.0 |
SunOpta Inc. |
STKL |
Huckins Scott E. |
CFO |
44,000 |
$2.49 |
$109,560.00 |
44,000 |
view |
| P |
2019-11-11 |
2019-11-12 12:49:04.0 |
SunOpta Inc. |
STKL |
Huckins Scott E. |
CFO |
31,500 |
$2.54 |
$80,010.00 |
75,500 |
view |
| P |
2019-11-08 |
2019-11-12 15:05:44.0 |
SunOpta Inc. |
STKL |
Duchscher Robert |
officer (Chief Information Officer) |
5,100 |
$2.34 |
$11,934.00 |
71,345 |
view |
| P |
2019-11-08 |
2019-11-12 16:11:48.0 |
SunOpta Inc. |
STKL |
Ennen Joseph |
CEO |
20,000 |
$2.58 |
$51,500.00 |
339,000 |
view |
| P |
2019-11-11 |
2019-11-12 16:36:03.0 |
Syros Pharmaceuticals, Inc. |
SYRS |
Springhorn Jeremy P. |
officer (Chief Business Officer) |
9,879 |
$4.99 |
$49,327.80 |
24,879 |
view |
| P |
2019-11-12 |
2019-11-12 16:36:03.0 |
Syros Pharmaceuticals, Inc. |
SYRS |
Springhorn Jeremy P. |
officer (Chief Business Officer) |
10,121 |
$4.97 |
$50,268.00 |
35,000 |
view |
| P |
2019-11-08 |
2019-11-12 11:15:30.0 |
TEXAS PACIFIC LAND TRUST |
TPL |
HORIZON KINETICS ASSET MANAGEMENT LLC |
10% owner |
28 |
$645.00 |
$18,060.00 |
313,885 |
view |
| P |
2019-11-11 |
2019-11-12 11:15:30.0 |
TEXAS PACIFIC LAND TRUST |
TPL |
HORIZON KINETICS ASSET MANAGEMENT LLC |
10% owner |
51 |
$647.54 |
$33,024.50 |
313,936 |
view |
| P |
2019-11-11 |
2019-11-12 10:13:32.0 |
TORTOISE ENERGY INFRASTRUCTURE CORP |
TYG |
CICCOTELLO CONRAD S |
director |
100 |
$18.09 |
$1,809.00 |
13,172 |
view |
| P |
2019-11-11 |
2019-11-12 10:16:00.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
200 |
$17.44 |
$3,488.00 |
13,462 |
view |
| P |
2019-11-11 |
2019-11-12 10:16:00.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
100 |
$17.41 |
$1,741.00 |
13,562 |
view |
| P |
2019-11-11 |
2019-11-12 10:16:00.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
100 |
$17.40 |
$1,740.00 |
13,662 |
view |
| P |
2019-11-11 |
2019-11-12 10:16:00.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
100 |
$17.36 |
$1,736.00 |
13,762 |
view |
| P |
2019-11-11 |
2019-11-12 10:16:00.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
300 |
$17.34 |
$5,202.00 |
14,062 |
view |
| P |
2019-11-11 |
2019-11-12 10:16:00.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
200 |
$17.30 |
$3,460.00 |
14,262 |
view |
| P |
2019-11-11 |
2019-11-12 10:16:00.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
100 |
$17.33 |
$1,733.00 |
14,362 |
view |
| P |
2019-11-11 |
2019-11-12 10:16:00.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
100 |
$17.22 |
$1,722.00 |
14,462 |
view |
| P |
2019-11-11 |
2019-11-12 10:16:00.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
100 |
$17.20 |
$1,720.00 |
14,562 |
view |
| P |
2019-11-07 |
2019-11-12 17:02:56.0 |
TRINET GROUP, INC. |
TNET |
A-A SMA GP, LLC |
various various various various various various various various director 10% owner |
125,000 |
$53.53 |
$6,691,250.00 |
2,745,770 |
view |
| P |
2019-11-08 |
2019-11-12 17:02:56.0 |
TRINET GROUP, INC. |
TNET |
A-A SMA GP, LLC |
various various various various various various various various director 10% owner |
47,000 |
$53.85 |
$2,530,950.00 |
2,792,770 |
view |
| P |
2019-11-11 |
2019-11-12 17:02:56.0 |
TRINET GROUP, INC. |
TNET |
A-A SMA GP, LLC |
various various various various various various various various director 10% owner |
58,420 |
$54.44 |
$3,180,380.00 |
2,851,190 |
view |
| P |
2019-09-30 |
2019-11-12 11:09:43.0 |
True Nature Holding, Inc. |
TNTY |
Diamond Lawrence M. |
COO |
570,000 |
$0.03 |
$15,504.00 |
570,000 |
view |
| P |
2019-10-25 |
2019-11-12 11:09:43.0 |
True Nature Holding, Inc. |
TNTY |
Diamond Lawrence M. |
COO |
100,000 |
$0.03 |
$2,600.00 |
2,670,000 |
view |
| P |
2019-10-31 |
2019-11-12 11:09:43.0 |
True Nature Holding, Inc. |
TNTY |
Diamond Lawrence M. |
COO |
100,000 |
$0.02 |
$1,900.00 |
2,770,000 |
view |
| P |
2019-11-08 |
2019-11-12 11:09:43.0 |
True Nature Holding, Inc. |
TNTY |
Diamond Lawrence M. |
COO |
74,588 |
$0.03 |
$1,864.70 |
2,844,590 |
view |
| P |
2019-11-11 |
2019-11-12 11:09:43.0 |
True Nature Holding, Inc. |
TNTY |
Diamond Lawrence M. |
COO |
125,412 |
$0.02 |
$2,633.65 |
2,970,000 |
view |
| P |
2019-11-07 |
2019-11-12 16:07:14.0 |
TUESDAY MORNING CORP/DE |
TUES |
Slone Reuben E |
director |
63,047 |
$1.54 |
$97,092.40 |
76,131 |
view |
| P |
2019-11-08 |
2019-11-12 16:07:14.0 |
TUESDAY MORNING CORP/DE |
TUES |
Slone Reuben E |
director |
1,953 |
$1.55 |
$3,027.15 |
78,084 |
view |
| P |
2019-11-08 |
2019-11-12 16:50:06.0 |
U.S. SILICA HOLDINGS, INC. |
SLCA |
Lind Bonnie Cruickshank |
director |
2,000 |
$5.62 |
$11,238.00 |
11,751 |
view |
| P |
2019-11-11 |
2019-11-12 16:10:19.0 |
Unique Fabricating, Inc. |
UFAB |
Cain Byrd Douglas III |
CEO |
100 |
$2.67 |
$267.00 |
100 |
view |
| P |
2019-11-11 |
2019-11-12 16:10:19.0 |
Unique Fabricating, Inc. |
UFAB |
Cain Byrd Douglas III |
CEO |
1,250 |
$2.80 |
$3,500.00 |
1,350 |
view |
| P |
2019-11-11 |
2019-11-12 16:10:19.0 |
Unique Fabricating, Inc. |
UFAB |
Cain Byrd Douglas III |
CEO |
500 |
$2.84 |
$1,420.00 |
1,850 |
view |
| P |
2019-11-08 |
2019-11-12 09:01:19.0 |
UNIVERSAL INSURANCE HOLDINGS, INC. |
UVE |
PIETRANGELO MICHAEL |
|
2,500 |
$29.74 |
$74,344.50 |
90,583 |
view |
| P |
2019-11-11 |
2019-11-12 14:24:22.0 |
USQ Core Real Estate Fund |
USQIX |
Miller Thomas E |
officer (VP, Chief Investment Officer) |
1,373 |
$25.74 |
$35,339.70 |
2,060 |
view |
| P |
2019-11-08 |
2019-11-12 09:34:29.0 |
VAPOTHERM INC |
VAPO |
Army Joseph |
CEO |
10,000 |
$8.79 |
$87,860.00 |
558,910 |
view |
| P |
2019-11-08 |
2019-11-12 09:34:36.0 |
VAPOTHERM INC |
VAPO |
LIKEN JAMES W |
|
25,000 |
$8.60 |
$214,935.00 |
91,092 |
view |
| P |
2019-11-11 |
2019-11-12 09:01:14.0 |
Verb Technology Company, Inc. |
VERB |
Geiskopf James P |
director |
1,500 |
$0.97 |
$1,456.35 |
280,600 |
view |
| P |
2019-11-07 |
2019-11-12 17:44:49.0 |
Village Bank & Trust Financial Corp. |
VBFC |
LEHMAN KENNETH R |
10% owner |
2,300 |
$34.45 |
$79,235.00 |
723,216 |
view |
| P |
2019-11-07 |
2019-11-12 17:44:49.0 |
Village Bank & Trust Financial Corp. |
VBFC |
LEHMAN KENNETH R |
10% owner |
1,902 |
$34.94 |
$66,455.90 |
725,118 |
view |
| P |
2019-11-08 |
2019-11-12 17:44:49.0 |
Village Bank & Trust Financial Corp. |
VBFC |
LEHMAN KENNETH R |
10% owner |
12,500 |
$34.45 |
$430,625.00 |
737,618 |
view |
| P |
2019-11-11 |
2019-11-12 17:44:49.0 |
Village Bank & Trust Financial Corp. |
VBFC |
LEHMAN KENNETH R |
10% owner |
2,095 |
$34.71 |
$72,717.50 |
739,713 |
view |
| P |
2019-11-11 |
2019-11-12 12:20:03.0 |
Voya PRIME RATE TRUST |
PPR |
Weinstein Boaz |
various 10% owner |
241,785 |
$4.86 |
$1,175,080.00 |
2.26254E7 |
view |
| P |
2019-11-08 |
2019-11-12 12:20:03.0 |
Voya PRIME RATE TRUST |
PPR |
Weinstein Boaz |
various 10% owner |
404,386 |
$4.83 |
$1,953,180.00 |
2.23836E7 |
view |
| P |
2019-11-07 |
2019-11-12 12:20:03.0 |
Voya PRIME RATE TRUST |
PPR |
Weinstein Boaz |
various 10% owner |
226,751 |
$4.84 |
$1,097,470.00 |
2.19792E7 |
view |
| P |
2019-11-12 |
2019-11-12 16:28:47.0 |
vTv Therapeutics Inc. |
VTVT |
PERELMAN RONALD O |
|
1,369,860 |
$1.46 |
$2,000,000.00 |
2.76165E7 |
view |
| P |
2019-11-11 |
2019-11-12 16:51:40.0 |
WEST BANCORPORATION INC |
WTBA |
DONOVAN PATRICK J |
director |
1,000 |
$24.42 |
$24,420.00 |
2,500 |
view |
| P |
2019-04-01 |
2019-11-12 17:57:11.0 |
Where Food Comes From, Inc. |
WFCF |
Lapaseotes Pete |
director |
2,500 |
$1.80 |
$4,500.00 |
782,515 |
view |
| P |
2019-09-09 |
2019-11-12 17:57:11.0 |
Where Food Comes From, Inc. |
WFCF |
Lapaseotes Pete |
director |
4,837 |
$1.70 |
$8,222.90 |
787,352 |
view |
| P |
2019-11-12 |
2019-11-12 13:38:20.0 |
YORK WATER CO |
YORW |
HINES JEFFREY R |
director officer (CEO & President) |
50 |
$41.60 |
$2,080.00 |
12,795 |
view |