| P |
2020-03-27 |
2020-03-31 15:13:20.0 |
Accelerate Diagnostics, Inc |
AXDX |
SCHULER JACK W |
director 10% owner |
101,963 |
$8.09 |
$824,881.00 |
1.41019E7 |
view |
| P |
2020-03-27 |
2020-03-31 16:54:40.0 |
Armata Pharmaceuticals, Inc. |
ARMP |
Innoviva, Inc. |
10% owner |
7,717,660 |
$2.87 |
$2.21497E7 |
8,710,800 |
view |
| P |
2020-03-27 |
2020-03-31 17:39:41.0 |
ASSURED GUARANTY LTD |
AGO |
JONES THOMAS W |
director |
1,000 |
$26.59 |
$26,590.00 |
22,877 |
view |
| P |
2020-03-27 |
2020-03-31 17:39:41.0 |
ASSURED GUARANTY LTD |
AGO |
JONES THOMAS W |
director |
1,000 |
$26.49 |
$26,490.00 |
23,877 |
view |
| P |
2020-03-30 |
2020-03-31 17:39:41.0 |
ASSURED GUARANTY LTD |
AGO |
JONES THOMAS W |
director |
1,000 |
$27.50 |
$27,500.00 |
24,877 |
view |
| P |
2020-03-30 |
2020-03-31 17:39:41.0 |
ASSURED GUARANTY LTD |
AGO |
JONES THOMAS W |
director |
1,000 |
$28.95 |
$28,950.00 |
25,877 |
view |
| P |
2020-03-30 |
2020-03-31 17:39:41.0 |
ASSURED GUARANTY LTD |
AGO |
JONES THOMAS W |
director |
1,000 |
$28.46 |
$28,460.00 |
26,877 |
view |
| P |
2020-03-27 |
2020-03-31 17:46:06.0 |
ASSURED GUARANTY LTD |
AGO |
Feldstein Andrew T |
officer (Chief Investment Officer) |
3,500 |
$25.98 |
$90,930.00 |
586,309 |
view |
| P |
2020-03-27 |
2020-03-31 17:46:06.0 |
ASSURED GUARANTY LTD |
AGO |
Feldstein Andrew T |
officer (Chief Investment Officer) |
3,500 |
$25.98 |
$90,930.00 |
108,314 |
view |
| P |
2020-03-27 |
2020-03-31 17:46:06.0 |
ASSURED GUARANTY LTD |
AGO |
Feldstein Andrew T |
officer (Chief Investment Officer) |
1,500 |
$25.98 |
$38,970.00 |
79,124 |
view |
| P |
2020-03-27 |
2020-03-31 18:42:48.0 |
CARRIAGE SERVICES INC |
CSV |
Loeffel Michael |
other |
1,250 |
$14.55 |
$18,187.50 |
14,928 |
view |
| P |
2020-03-30 |
2020-03-31 18:42:48.0 |
CARRIAGE SERVICES INC |
CSV |
Loeffel Michael |
other |
2,250 |
$16.22 |
$36,495.00 |
17,178 |
view |
| P |
2020-03-27 |
2020-03-31 18:43:51.0 |
CARRIAGE SERVICES INC |
CSV |
Schenck James Raymond |
director |
3,000 |
$15.11 |
$45,330.00 |
14,989 |
view |
| P |
2020-03-27 |
2020-03-31 18:45:46.0 |
CARRIAGE SERVICES INC |
CSV |
Patteson Donald Douglas Jr |
director |
900 |
$15.62 |
$14,058.00 |
56,610 |
view |
| P |
2020-03-27 |
2020-03-31 18:45:46.0 |
CARRIAGE SERVICES INC |
CSV |
Patteson Donald Douglas Jr |
director |
100 |
$15.61 |
$1,561.00 |
56,710 |
view |
| P |
2020-03-27 |
2020-03-31 17:58:52.0 |
Cerecor Inc. |
CERC |
Boyd Steven |
various various various director 10% owner |
36,000 |
$2.43 |
$87,480.00 |
752,000 |
view |
| P |
2020-03-30 |
2020-03-31 17:58:52.0 |
Cerecor Inc. |
CERC |
Boyd Steven |
various various various director 10% owner |
49,303 |
$2.35 |
$115,862.00 |
801,303 |
view |
| P |
2020-03-31 |
2020-03-31 17:58:52.0 |
Cerecor Inc. |
CERC |
Boyd Steven |
various various various director 10% owner |
26,611 |
$2.33 |
$62,003.60 |
827,914 |
view |
| P |
2020-03-31 |
2020-03-31 14:49:39.0 |
CITY HOLDING CO |
CHCO |
FISHER ROBERT D |
director |
150 |
$66.01 |
$9,900.78 |
34,203 |
view |
| P |
2020-03-31 |
2020-03-31 14:50:00.0 |
CITY HOLDING CO |
CHCO |
HYLTON TRACY W II |
director |
150 |
$66.01 |
$9,900.78 |
53,094 |
view |
| P |
2020-03-27 |
2020-03-31 09:12:37.0 |
CNO Financial Group, Inc. |
CNO |
Brown Ellyn L |
director |
2,000 |
$12.86 |
$25,720.00 |
67,318 |
view |
| P |
2020-03-27 |
2020-03-31 11:21:46.0 |
CORNERSTONE STRATEGIC VALUE FUND INC |
CLM |
Morris Matthew |
director |
30,300 |
$8.25 |
$249,975.00 |
30,300 |
view |
| P |
2020-03-27 |
2020-03-31 11:25:34.0 |
CORNERSTONE TOTAL RETURN FUND INC |
CRF |
Morris Matthew |
director |
30,900 |
$8.08 |
$249,672.00 |
30,900 |
view |
| P |
2020-03-27 |
2020-03-31 10:32:12.0 |
Eaton Vance Floating-Rate Income Plus Fund |
EFF |
Weinstein Boaz |
various 10% owner |
10,500 |
$10.94 |
$114,870.00 |
1,708,530 |
view |
| P |
2020-03-30 |
2020-03-31 10:32:12.0 |
Eaton Vance Floating-Rate Income Plus Fund |
EFF |
Weinstein Boaz |
various 10% owner |
4,319 |
$11.18 |
$48,286.40 |
1,712,850 |
view |
| P |
2020-03-13 |
2020-03-31 18:35:30.0 |
ENZON PHARMACEUTICALS, INC. |
ENZN |
Myrexis, Inc. |
various various 10% owner other |
19,709 |
$0.14 |
$2,660.72 |
1,594,230 |
view |
| P |
2020-03-23 |
2020-03-31 18:35:30.0 |
ENZON PHARMACEUTICALS, INC. |
ENZN |
Myrexis, Inc. |
various various 10% owner other |
2,678 |
$0.14 |
$374.92 |
2,928 |
view |
| P |
2020-03-25 |
2020-03-31 18:35:30.0 |
ENZON PHARMACEUTICALS, INC. |
ENZN |
Myrexis, Inc. |
various various 10% owner other |
469,551 |
$0.14 |
$65,737.10 |
472,479 |
view |
| P |
2020-03-26 |
2020-03-31 18:35:30.0 |
ENZON PHARMACEUTICALS, INC. |
ENZN |
Myrexis, Inc. |
various various 10% owner other |
160,785 |
$0.14 |
$22,509.90 |
633,264 |
view |
| P |
2020-03-31 |
2020-03-31 15:19:02.0 |
EVANS & SUTHERLAND COMPUTER CORP |
ESCC |
Elevate Acquisition Corp |
various various various various 10% owner |
21,067 |
$1.19 |
$25,069.70 |
1.05976E7 |
view |
| P |
2020-03-26 |
2020-03-31 17:17:50.0 |
FS Multi-Alternative Income Fund |
FNNIX |
Adelman David J. |
director 10% owner |
30,320 |
$10.95 |
$332,004.00 |
2,389,220 |
view |
| P |
2020-03-26 |
2020-03-31 17:19:08.0 |
FS Multi-Alternative Income Fund |
FNNIX |
FSMAIF SCV Feeder I LLC |
10% owner |
30,320 |
$10.95 |
$332,004.00 |
2,389,220 |
view |
| P |
2020-03-26 |
2020-03-31 17:20:06.0 |
FS Multi-Alternative Income Fund |
FNNIX |
Forman Michael C. |
CEO |
30,320 |
$10.95 |
$332,004.00 |
2,389,220 |
view |
| P |
2020-03-26 |
2020-03-31 17:21:15.0 |
FS Multi-Alternative Income Fund |
FNNIX |
Franklin Square Holdings, L.P. |
10% owner |
30,320 |
$10.95 |
$332,004.00 |
2,389,220 |
view |
| P |
2020-03-30 |
2020-03-31 17:24:58.0 |
FutureFuel Corp. |
FF |
COLE DALE E |
director |
1,000 |
$11.76 |
$11,760.00 |
1,350 |
view |
| P |
2020-03-27 |
2020-03-31 12:21:21.0 |
GENTEX CORP |
GNTX |
Nash Kevin C |
CFO |
539 |
$18.53 |
$9,987.67 |
33,040 |
view |
| P |
2020-03-27 |
2020-03-31 12:22:02.0 |
GENTEX CORP |
GNTX |
Ryan Scott P |
(General Counsel) |
675 |
$18.53 |
$12,507.80 |
30,646 |
view |
| P |
2020-03-27 |
2020-03-31 12:22:08.0 |
GENTEX CORP |
GNTX |
Boehm Neil |
(Chief Technology Officer) |
575 |
$18.53 |
$10,654.80 |
32,517 |
view |
| P |
2020-03-27 |
2020-03-31 12:23:21.0 |
GENTEX CORP |
GNTX |
Chiodo Matthew |
(Vice President of Sales) |
675 |
$18.53 |
$12,507.80 |
33,481 |
view |
| P |
2020-03-27 |
2020-03-31 12:23:52.0 |
GENTEX CORP |
GNTX |
Downing Steven R |
CEO |
674 |
$18.53 |
$12,489.20 |
138,942 |
view |
| P |
2020-03-27 |
2020-03-31 16:28:55.0 |
GMS Inc. |
GMS |
Ross Ronald R |
director |
59,221 |
$16.25 |
$962,276.00 |
499,813 |
view |
| P |
2020-03-27 |
2020-03-31 16:02:10.0 |
HCI Group, Inc. |
HCI |
Apostolou George |
director |
60 |
$38.73 |
$2,323.80 |
106,080 |
view |
| P |
2020-03-27 |
2020-03-31 16:02:10.0 |
HCI Group, Inc. |
HCI |
Apostolou George |
director |
140 |
$38.70 |
$5,418.00 |
106,020 |
view |
| P |
2020-03-27 |
2020-03-31 16:32:08.0 |
HERSHA HOSPITALITY TRUST |
HT |
SHAH HASU P |
director officer (Chairman of the Board) |
3,700 |
$6.55 |
$24,232.80 |
3,700 |
view |
| P |
2020-03-27 |
2020-03-31 19:09:36.0 |
Horizon Global Corp |
HZN |
GOHL TERRY |
CEO |
7,000 |
$2.08 |
$14,560.00 |
107,932 |
view |
| P |
2020-03-31 |
2020-03-31 15:46:34.0 |
Horizon Technology Finance Corp |
HRZN |
SAVAGE JOSEPH J |
director |
6,500 |
$8.43 |
$54,795.00 |
35,000 |
view |
| P |
2020-03-27 |
2020-03-31 16:42:33.0 |
Howard Hughes Corp |
HHC |
ACKMAN WILLIAM A |
various various various various director 10% owner |
10,000,000 |
$50.00 |
$5.0E8 |
1.21974E7 |
view |
| P |
2020-03-27 |
2020-03-31 18:36:44.0 |
Howard Hughes Corp |
HHC |
Tighe Mary Ann |
director |
10,109 |
$49.48 |
$500,193.00 |
19,495 |
view |
| P |
2020-03-27 |
2020-03-31 18:38:02.0 |
Howard Hughes Corp |
HHC |
MODEL ALLEN J |
director |
2,000 |
$56.86 |
$113,720.00 |
21,297 |
view |
| P |
2020-03-27 |
2020-03-31 18:39:36.0 |
Howard Hughes Corp |
HHC |
Fitchitt Greg |
officer (President, Columbia) |
1,000 |
$48.72 |
$48,720.00 |
6,471 |
view |
| P |
2020-03-27 |
2020-03-31 17:17:23.0 |
Hunt Companies Finance Trust, Inc. |
HCFT |
Hunt James Christopher |
director |
6,662 |
$1.89 |
$12,624.50 |
201,716 |
view |
| P |
2020-03-30 |
2020-03-31 17:17:23.0 |
Hunt Companies Finance Trust, Inc. |
HCFT |
Hunt James Christopher |
director |
10,000 |
$1.86 |
$18,583.00 |
211,716 |
view |
| P |
2020-03-27 |
2020-03-31 16:43:30.0 |
INTERNATIONAL FLAVORS & FRAGRANCES INC |
IFF |
Freemont Capital Pte Ltd |
various various 10% owner |
18,817 |
$110.14 |
$2,072,500.00 |
2.40855E7 |
view |
| P |
2020-03-27 |
2020-03-31 16:43:30.0 |
INTERNATIONAL FLAVORS & FRAGRANCES INC |
IFF |
Freemont Capital Pte Ltd |
various various 10% owner |
16,689 |
$110.99 |
$1,852,310.00 |
2.41022E7 |
view |
| P |
2020-03-27 |
2020-03-31 16:43:30.0 |
INTERNATIONAL FLAVORS & FRAGRANCES INC |
IFF |
Freemont Capital Pte Ltd |
various various 10% owner |
15,100 |
$111.93 |
$1,690,140.00 |
2.41173E7 |
view |
| P |
2020-03-27 |
2020-03-31 16:43:30.0 |
INTERNATIONAL FLAVORS & FRAGRANCES INC |
IFF |
Freemont Capital Pte Ltd |
various various 10% owner |
3,200 |
$112.76 |
$360,832.00 |
2.41205E7 |
view |
| P |
2020-03-31 |
2020-03-31 16:34:03.0 |
Jernigan Capital, Inc. |
JCAP |
Corak David |
officer (SVP, Corporate Finance) |
500 |
$10.29 |
$5,145.00 |
23,719 |
view |
| P |
2020-03-31 |
2020-03-31 16:41:25.0 |
Jernigan Capital, Inc. |
JCAP |
Good John A |
CEO |
3,000 |
$10.40 |
$31,200.00 |
302,247 |
view |
| P |
2020-03-31 |
2020-03-31 16:51:59.0 |
Jernigan Capital, Inc. |
JCAP |
Thie Harry J. |
director |
2,000 |
$10.57 |
$21,140.00 |
24,180 |
view |
| P |
2020-03-31 |
2020-03-31 17:40:28.0 |
LIBERTY ALL STAR GROWTH FUND INC. |
ASG |
BROCK THOMAS W |
director |
10,024 |
$4.34 |
$43,504.20 |
60,124 |
view |
| P |
2020-03-31 |
2020-03-31 18:19:02.0 |
Liberty Latin America Ltd. |
LILA |
Nair Balan |
CEO |
9,500 |
$10.49 |
$99,645.50 |
220,374 |
view |
| P |
2020-03-27 |
2020-03-31 14:49:03.0 |
Limbach Holdings, Inc. |
LMB |
Pratt Brian |
10% owner |
30,000 |
$2.87 |
$86,091.00 |
1,530,000 |
view |
| P |
2020-03-31 |
2020-03-31 21:56:39.0 |
Limbach Holdings, Inc. |
LMB |
Pratt Brian |
10% owner |
7,800 |
$2.88 |
$22,443.70 |
1,537,800 |
view |
| P |
2020-03-30 |
2020-03-31 16:58:19.0 |
MACERICH CO |
MAC |
Healey Doug J |
officer (EVP, Leasing) |
10,000 |
$5.85 |
$58,500.00 |
64,996 |
view |
| P |
2020-03-30 |
2020-03-31 16:59:53.0 |
MACERICH CO |
MAC |
ANDERSON DANA K |
other |
10,000 |
$5.97 |
$59,724.00 |
145,492 |
view |
| P |
2020-03-27 |
2020-03-31 17:01:42.0 |
MACERICH CO |
MAC |
O HERN THOMAS E |
CEO |
20,000 |
$6.13 |
$122,558.00 |
123,621 |
view |
| P |
2020-03-27 |
2020-03-31 17:04:03.0 |
MACERICH CO |
MAC |
COPPOLA EDWARD C |
director officer (President) |
25,000 |
$6.15 |
$153,852.00 |
360,174 |
view |
| P |
2020-03-31 |
2020-03-31 17:04:03.0 |
MACERICH CO |
MAC |
COPPOLA EDWARD C |
director officer (President) |
25,000 |
$5.58 |
$139,450.00 |
385,174 |
view |
| P |
2020-03-27 |
2020-03-31 17:04:03.0 |
MACERICH CO |
MAC |
COPPOLA EDWARD C |
director officer (President) |
15,000 |
$6.03 |
$90,484.50 |
23,000 |
view |
| P |
2020-03-31 |
2020-03-31 17:04:03.0 |
MACERICH CO |
MAC |
COPPOLA EDWARD C |
director officer (President) |
5,000 |
$5.53 |
$27,670.00 |
28,000 |
view |
| P |
2020-03-30 |
2020-03-31 08:04:02.0 |
MANHATTAN BRIDGE CAPITAL, INC |
LOAN |
RAN ASSAF |
CEO |
7,500 |
$3.87 |
$29,052.00 |
2,572,500 |
view |
| P |
2020-03-31 |
2020-03-31 19:13:35.0 |
MARATHON OIL CORP |
MRO |
WAGNER PATRICK |
officer (See Remarks) |
15,000 |
$3.31 |
$49,657.50 |
223,314 |
view |
| P |
2020-03-30 |
2020-03-31 15:00:56.0 |
MGM Resorts International |
MGM |
HORNBUCKLE WILLIAM |
CEO |
8,300 |
$12.00 |
$99,591.70 |
115,730 |
view |
| P |
2020-03-31 |
2020-03-31 15:00:56.0 |
MGM Resorts International |
MGM |
HORNBUCKLE WILLIAM |
CEO |
33,000 |
$12.02 |
$396,792.00 |
148,730 |
view |
| P |
2020-03-30 |
2020-03-31 15:01:07.0 |
MGM Resorts International |
MGM |
Meister Keith A. |
director |
500,000 |
$11.33 |
$5,663,800.00 |
2.14377E7 |
view |
| P |
2020-03-30 |
2020-03-31 15:01:54.0 |
MGM Resorts International |
MGM |
SALEM PAUL J |
director |
340,000 |
$11.54 |
$3,922,380.00 |
1,140,000 |
view |
| P |
2020-03-30 |
2020-03-31 15:04:02.0 |
MGM Resorts International |
MGM |
SANDERS COREY IAN |
CFO |
16,720 |
$11.96 |
$199,971.00 |
28,194 |
view |
| P |
2020-03-31 |
2020-03-31 15:04:02.0 |
MGM Resorts International |
MGM |
SANDERS COREY IAN |
CFO |
8,271 |
$12.08 |
$99,913.70 |
36,465 |
view |
| P |
2020-03-30 |
2020-03-31 17:17:39.0 |
MGM Resorts International |
MGM |
JAMMET MARY CHRIS |
director |
1,550 |
$12.00 |
$18,606.20 |
19,266 |
view |
| P |
2020-03-30 |
2020-03-31 16:39:46.0 |
Mistras Group, Inc. |
MG |
Bertolotti Dennis |
CEO |
5,800 |
$4.50 |
$26,100.00 |
178,289 |
view |
| P |
2020-03-30 |
2020-03-31 16:39:46.0 |
Mistras Group, Inc. |
MG |
Bertolotti Dennis |
CEO |
200 |
$4.05 |
$810.00 |
178,489 |
view |
| P |
2020-03-30 |
2020-03-31 16:57:16.0 |
Mistras Group, Inc. |
MG |
Lohmeier Michelle |
director |
5,547 |
$4.49 |
$24,906.00 |
8,692 |
view |
| P |
2020-03-31 |
2020-03-31 16:57:16.0 |
Mistras Group, Inc. |
MG |
Lohmeier Michelle |
director |
3,636 |
$4.50 |
$16,362.00 |
14,840 |
view |
| P |
2020-03-30 |
2020-03-31 17:00:19.0 |
Mistras Group, Inc. |
MG |
FORESE JAMES J |
director |
10,000 |
$4.56 |
$45,600.00 |
90,148 |
view |
| P |
2020-03-30 |
2020-03-31 17:04:03.0 |
Mistras Group, Inc. |
MG |
WELDON WAYNE CURTIS |
director |
4,030 |
$4.94 |
$19,908.20 |
24,841 |
view |
| P |
2020-03-30 |
2020-03-31 17:34:49.0 |
Mistras Group, Inc. |
MG |
DEBENEDICTIS NICHOLAS |
director |
58,532 |
$4.77 |
$279,198.00 |
119,065 |
view |
| P |
2020-03-31 |
2020-03-31 17:34:49.0 |
Mistras Group, Inc. |
MG |
DEBENEDICTIS NICHOLAS |
director |
16,468 |
$4.32 |
$71,141.80 |
135,533 |
view |
| P |
2019-01-02 |
2020-03-31 20:51:39.0 |
National Storage Affiliates Trust |
NSA |
Nordhagen Arlen Dale |
director officer (Executive Chairman) |
66 |
$22.73 |
$1,500.18 |
24,066 |
view |
| P |
2020-03-30 |
2020-03-31 10:34:48.0 |
Neuberger Berman High Yield Strategies Fund Inc. |
NHS |
Weinstein Boaz |
various 10% owner |
14,499 |
$8.51 |
$123,386.00 |
4,275,090 |
view |
| P |
2020-03-30 |
2020-03-31 08:07:19.0 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
61,968 |
$1.34 |
$83,037.10 |
1.87028E8 |
view |
| P |
2020-03-30 |
2020-03-31 08:07:19.0 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
100,000 |
$1.35 |
$135,000.00 |
1.87128E8 |
view |
| P |
2020-03-30 |
2020-03-31 14:06:54.0 |
PATRIOT TRANSPORTATION HOLDING, INC. |
PATI |
BAKER JOHN D II |
10% owner |
298 |
$9.51 |
$2,833.98 |
113,077 |
view |
| P |
2020-03-30 |
2020-03-31 09:31:24.0 |
PERMA FIX ENVIRONMENTAL SERVICES INC |
PESI |
Duff Mark |
CEO |
500 |
$5.10 |
$2,550.00 |
15,551 |
view |
| P |
2020-03-27 |
2020-03-31 17:04:03.0 |
Phathom Pharmaceuticals, Inc. |
PHAT |
Shah Rajeev M. |
various various various 10% owner |
30,000 |
$24.60 |
$738,000.00 |
3,676,810 |
view |
| P |
2020-03-31 |
2020-03-31 17:04:03.0 |
Phathom Pharmaceuticals, Inc. |
PHAT |
Shah Rajeev M. |
various various various 10% owner |
30,600 |
$24.55 |
$751,264.00 |
3,707,410 |
view |
| P |
2020-03-13 |
2020-03-31 18:10:49.0 |
Purple Innovation, Inc. |
PRPL |
Kiedaisch Gary Alan |
director |
20,000 |
$7.94 |
$158,816.00 |
35,740 |
view |
| P |
2020-03-13 |
2020-03-31 18:12:44.0 |
Purple Innovation, Inc. |
PRPL |
Phillips Craig Lee |
CFO |
524 |
$8.02 |
$4,202.48 |
524 |
view |
| P |
2020-03-13 |
2020-03-31 18:12:44.0 |
Purple Innovation, Inc. |
PRPL |
Phillips Craig Lee |
CFO |
2,476 |
$8.12 |
$20,105.10 |
3,000 |
view |
| P |
2020-03-13 |
2020-03-31 18:13:31.0 |
Purple Innovation, Inc. |
PRPL |
Megibow Joseph B |
CEO |
250 |
$8.50 |
$2,125.00 |
100,250 |
view |
| P |
2020-03-13 |
2020-03-31 18:13:31.0 |
Purple Innovation, Inc. |
PRPL |
Megibow Joseph B |
CEO |
3,250 |
$8.56 |
$27,814.80 |
103,500 |
view |
| P |
2020-03-27 |
2020-03-31 17:41:09.0 |
QUANTUM CORP /DE/ |
QMCO |
B. Riley FBR, Inc. |
various various various various 10% owner |
35,400 |
$2.75 |
$97,339.40 |
8,012,000 |
view |
| P |
2020-03-31 |
2020-03-31 17:41:09.0 |
QUANTUM CORP /DE/ |
QMCO |
B. Riley FBR, Inc. |
various various various various 10% owner |
18,500 |
$2.85 |
$52,678.80 |
8,030,500 |
view |
| P |
2020-03-24 |
2020-03-31 13:49:02.0 |
R F INDUSTRIES LTD |
RFIL |
Cefali Sheryl Lynn |
director |
2,500 |
$3.91 |
$9,787.50 |
5,770 |
view |
| P |
2020-03-30 |
2020-03-31 11:16:12.0 |
RETRACTABLE TECHNOLOGIES INC |
RVP |
SHAW THOMAS J |
CEO |
1,000 |
$1.26 |
$1,260.00 |
1.45466E7 |
view |
| P |
2020-03-27 |
2020-03-31 20:04:54.0 |
REV Group, Inc. |
REVG |
SWIFT RANDALL |
director |
100 |
$3.98 |
$398.00 |
100 |
view |
| P |
2020-03-30 |
2020-03-31 20:04:54.0 |
REV Group, Inc. |
REVG |
SWIFT RANDALL |
director |
2,500 |
$3.98 |
$9,950.00 |
25,100 |
view |
| P |
2019-07-23 |
2020-03-31 16:18:00.0 |
Rezolute, Inc. |
RZLT |
HANDOK, INC. |
10% owner |
3.44828E7 |
$0.29 |
$10,000,000.00 |
9.1300896E7 |
view |
| P |
2020-03-27 |
2020-03-31 16:26:56.0 |
RiverNorth Flexible Municipal Income Fund, Inc. |
RFM |
Raio Jerry |
director |
750 |
$20.00 |
$15,000.00 |
750 |
view |
| P |
2020-03-27 |
2020-03-31 16:16:52.0 |
RiverNorth Marketplace Lending Corp |
RMPL |
Galley Patrick W. |
director officer (President) |
185 |
$23.89 |
$4,419.65 |
6,736 |
view |
| P |
2020-03-27 |
2020-03-31 16:16:52.0 |
RiverNorth Marketplace Lending Corp |
RMPL |
Galley Patrick W. |
director officer (President) |
1,868 |
$23.00 |
$42,964.00 |
8,604 |
view |
| P |
2020-03-27 |
2020-03-31 16:16:52.0 |
RiverNorth Marketplace Lending Corp |
RMPL |
Galley Patrick W. |
director officer (President) |
15 |
$23.99 |
$359.85 |
8,619 |
view |
| P |
2020-03-30 |
2020-03-31 13:04:02.0 |
Stone Harbor Emerging Markets Total Income Fund |
EDI |
Shapiro Adam J |
officer (Chief Legal Off./Secretary) |
5,000 |
$6.49 |
$32,450.00 |
10,000 |
view |
| P |
2020-03-27 |
2020-03-31 13:10:12.0 |
Stone Harbor Emerging Markets Total Income Fund |
EDI |
Recupero Darren |
other |
1,150 |
$6.56 |
$7,544.00 |
2,150 |
view |
| P |
2020-03-30 |
2020-03-31 13:53:39.0 |
Stone Harbor Emerging Markets Total Income Fund |
EDI |
Shapiro Adam J |
officer (Chief Legal Off./Secretary) |
5,000 |
$6.49 |
$32,450.00 |
10,000 |
view |
| P |
2020-03-26 |
2020-03-31 16:27:01.0 |
StoneCastle Financial Corp. |
BANX |
Lentinello S David |
officer (Controller) |
1,000 |
$16.24 |
$16,240.00 |
1,000 |
view |
| P |
2020-03-27 |
2020-03-31 17:21:41.0 |
STRATUS PROPERTIES INC |
STRS |
ARMSTRONG WILLIAM H III |
CEO |
255 |
$16.30 |
$4,156.75 |
545,254 |
view |
| P |
2020-03-27 |
2020-03-31 09:13:08.0 |
SUTTER ROCK CAPITAL CORP. |
SSSS |
Birch Robert S. |
10% owner |
30,000 |
$5.54 |
$166,200.00 |
2,311,180 |
view |
| P |
2020-03-27 |
2020-03-31 10:56:33.0 |
TIPTREE INC. |
TIPT |
Barnes Michael Gene |
director officer 10% owner (Executive Chairman) |
1,789 |
$5.41 |
$9,669.54 |
8,217,900 |
view |
| P |
2020-03-30 |
2020-03-31 10:56:33.0 |
TIPTREE INC. |
TIPT |
Barnes Michael Gene |
director officer 10% owner (Executive Chairman) |
2,028 |
$5.26 |
$10,677.40 |
8,219,930 |
view |
| P |
2020-03-24 |
2020-03-31 16:05:52.0 |
TriplePoint Venture Growth BDC Corp. |
TPVG |
Ahye Gilbert |
director |
3,000 |
$5.20 |
$15,610.20 |
3,000 |
view |
| P |
2020-03-23 |
2020-03-31 16:07:41.0 |
TriplePoint Venture Growth BDC Corp. |
TPVG |
Cassani Stephen |
director |
1,000 |
$4.83 |
$4,830.20 |
2,700 |
view |
| P |
2020-03-27 |
2020-03-31 16:07:41.0 |
TriplePoint Venture Growth BDC Corp. |
TPVG |
Cassani Stephen |
director |
897 |
$6.70 |
$6,009.90 |
3,597 |
view |
| P |
2020-03-27 |
2020-03-31 10:37:20.0 |
Voya PRIME RATE TRUST |
PPR |
Weinstein Boaz |
various 10% owner |
57,300 |
$3.53 |
$202,269.00 |
3.5745E7 |
view |
| P |
2020-03-27 |
2020-03-31 12:10:49.0 |
VSE CORP |
VSEC |
FERGUSON III MARK E |
director |
1,239 |
$19.78 |
$24,507.40 |
7,950 |
view |
| P |
2020-03-30 |
2020-03-31 15:53:14.0 |
WORTHINGTON INDUSTRIES INC |
WOR |
HAYEK JOSEPH B |
CFO |
1,500 |
$26.14 |
$39,210.00 |
1,500 |
view |