| P |
2020-05-19 |
2020-05-21 19:02:32.0 |
Activision Blizzard, Inc. |
ATVI |
YANG JESSE |
officer (Chief Accounting Officer) |
500 |
$73.00 |
$36,500.00 |
500 |
view |
| P |
2020-01-27 |
2020-05-21 17:21:08.0 |
ADM ENDEAVORS, INC. |
ADMQ |
Johnson Marc |
CEO |
4.0E7 |
$150,000.00 |
$6.0000001E12 |
4.0E7 |
view |
| P |
2020-03-29 |
2020-05-21 08:04:03.0 |
Agentix Corp. |
AGTX |
Winterhalter Michael |
(Pres, Treasurer & Secretary) |
150,000 |
$0.00 |
$0.00 |
150,000 |
view |
| P |
2020-03-29 |
2020-05-21 18:50:51.0 |
Agentix Corp. |
AGTX |
Grays Peak Ventures LLC |
|
767,000 |
$0.00 |
$0.00 |
2,188,070 |
view |
| P |
2020-05-14 |
2020-05-21 18:19:39.0 |
AMARILLO BIOSCIENCES INC |
AMAR |
CHEN STEPHEN T |
director officer 10% owner (President,Chairman,CEO,CFO) |
50 |
$0.23 |
$11.50 |
12,413 |
view |
| P |
2020-05-18 |
2020-05-21 17:04:02.0 |
Axcella Health Inc. |
AXLA |
Nestle US Holdco, Inc. |
various various various various 10% owner |
1,936,840 |
$4.75 |
$9,200,000.00 |
4,305,540 |
view |
| P |
2020-05-20 |
2020-05-21 17:45:08.0 |
Babcock & Wilcox Enterprises, Inc. |
BW |
Salamone Louis Jr |
CFO |
25,000 |
$2.08 |
$52,000.00 |
48,842 |
view |
| P |
2020-05-20 |
2020-05-21 16:35:47.0 |
Bancorp, Inc. |
TBBK |
Cohn Matthew |
director |
20,000 |
$6.77 |
$135,400.00 |
121,163 |
view |
| P |
2020-05-20 |
2020-05-21 17:49:02.0 |
Bancorp, Inc. |
TBBK |
Bjork Dianne |
officer (EVP Co-Head Payment Solutions) |
2,200 |
$6.81 |
$14,982.00 |
13,389 |
view |
| P |
2020-05-20 |
2020-05-21 18:34:02.0 |
Bancorp, Inc. |
TBBK |
Nager Jeffrey A |
officer (EVP Head of Commercial Lending) |
554 |
$6.90 |
$3,822.60 |
67,225 |
view |
| P |
2020-05-21 |
2020-05-21 18:34:02.0 |
Bancorp, Inc. |
TBBK |
Nager Jeffrey A |
officer (EVP Head of Commercial Lending) |
4,446 |
$7.05 |
$31,344.30 |
71,671 |
view |
| P |
2020-05-21 |
2020-05-21 14:46:00.0 |
Bank of Commerce Holdings |
BOCH |
Halfhide Jon |
director |
3,000 |
$7.39 |
$22,164.90 |
3,000 |
view |
| P |
2020-05-20 |
2020-05-21 09:19:02.0 |
BG Staffing, Inc. |
BGSF |
Hollenbach Dan |
CFO |
100 |
$9.79 |
$978.75 |
81,697 |
view |
| P |
2020-05-19 |
2020-05-21 19:13:46.0 |
BIOANALYTICAL SYSTEMS INC |
BASI |
Taylor Beth |
CFO |
5,067 |
$4.38 |
$22,193.50 |
5,067 |
view |
| P |
2020-05-20 |
2020-05-21 19:13:46.0 |
BIOANALYTICAL SYSTEMS INC |
BASI |
Taylor Beth |
CFO |
4,933 |
$4.42 |
$21,803.90 |
10,000 |
view |
| P |
2020-05-21 |
2020-05-21 19:13:46.0 |
BIOANALYTICAL SYSTEMS INC |
BASI |
Taylor Beth |
CFO |
3,300 |
$4.52 |
$14,916.00 |
13,300 |
view |
| P |
2020-05-19 |
2020-05-21 16:02:15.0 |
BRIGHT HORIZONS FAMILY SOLUTIONS INC. |
BFAM |
Alleva Lawrence M |
|
227 |
$107.95 |
$24,504.90 |
6,184 |
view |
| P |
2020-05-19 |
2020-05-21 17:02:37.0 |
CASI Pharmaceuticals, Inc. |
CASI |
He Wei-Wu |
CEO |
29,801 |
$2.03 |
$60,496.00 |
1,827,660 |
view |
| P |
2020-05-20 |
2020-05-21 17:02:37.0 |
CASI Pharmaceuticals, Inc. |
CASI |
He Wei-Wu |
CEO |
56,464 |
$2.37 |
$133,820.00 |
1,884,100 |
view |
| P |
2020-05-19 |
2020-05-21 14:55:13.0 |
CenterState Bank Corp |
CSFL |
BOCKHORST DANIEL E |
(Chief Credit Officer) |
425 |
$13.91 |
$5,911.75 |
57,190 |
view |
| P |
2020-05-14 |
2020-05-21 16:51:38.0 |
CENTURY BANCORP INC |
CNBKA |
Filler James J |
10% owner |
1,000 |
$60.19 |
$60,194.00 |
793,218 |
view |
| P |
2020-05-15 |
2020-05-21 16:51:38.0 |
CENTURY BANCORP INC |
CNBKA |
Filler James J |
10% owner |
200 |
$60.75 |
$12,150.00 |
793,418 |
view |
| P |
2020-05-18 |
2020-05-21 16:51:38.0 |
CENTURY BANCORP INC |
CNBKA |
Filler James J |
10% owner |
295 |
$66.58 |
$19,640.80 |
793,713 |
view |
| P |
2020-05-19 |
2020-05-21 16:51:38.0 |
CENTURY BANCORP INC |
CNBKA |
Filler James J |
10% owner |
1,441 |
$65.59 |
$94,515.20 |
795,154 |
view |
| P |
2020-05-20 |
2020-05-21 16:51:38.0 |
CENTURY BANCORP INC |
CNBKA |
Filler James J |
10% owner |
701 |
$67.69 |
$47,450.70 |
795,855 |
view |
| P |
2020-05-21 |
2020-05-21 16:51:38.0 |
CENTURY BANCORP INC |
CNBKA |
Filler James J |
10% owner |
900 |
$68.47 |
$61,619.40 |
796,755 |
view |
| P |
2020-05-20 |
2020-05-21 16:40:21.0 |
Citizens Community Bancorp Inc. |
CZWI |
MOLL JAMES D |
director |
500 |
$7.50 |
$3,750.00 |
28,604 |
view |
| P |
2020-05-20 |
2020-05-21 16:51:32.0 |
Clearside Biomedical, Inc. |
CLSD |
Hutson Nancy J |
director |
5,000 |
$1.85 |
$9,250.00 |
5,000 |
view |
| P |
2020-05-19 |
2020-05-21 10:38:48.0 |
COMFORT SYSTEMS USA INC |
FIX |
Mercado, Pablo G. |
director |
615 |
$33.73 |
$20,743.90 |
10,665 |
view |
| P |
2020-05-21 |
2020-05-21 18:10:14.0 |
COMMUNITY WEST BANCSHARES / |
CWBC |
BARTLEIN ROBERT |
director |
1,000 |
$6.30 |
$6,300.00 |
580,568 |
view |
| P |
2020-05-20 |
2020-05-21 19:06:49.0 |
CPI Card Group Inc. |
PMTS |
SHEINBAUM MARC |
director |
10 |
$0.77 |
$7.70 |
10 |
view |
| P |
2020-05-21 |
2020-05-21 19:06:49.0 |
CPI Card Group Inc. |
PMTS |
SHEINBAUM MARC |
director |
349 |
$0.77 |
$268.73 |
359 |
view |
| P |
2020-05-21 |
2020-05-21 19:06:49.0 |
CPI Card Group Inc. |
PMTS |
SHEINBAUM MARC |
director |
1,000 |
$0.85 |
$850.00 |
1,359 |
view |
| P |
2020-05-21 |
2020-05-21 19:06:49.0 |
CPI Card Group Inc. |
PMTS |
SHEINBAUM MARC |
director |
20 |
$0.88 |
$17.50 |
1,379 |
view |
| P |
2020-05-21 |
2020-05-21 15:34:44.0 |
CRAWFORD & CO |
CRDACRDB |
Ogburn Charles H |
director |
2,350 |
$6.16 |
$14,471.30 |
405,866 |
view |
| P |
2020-05-21 |
2020-05-21 15:34:44.0 |
CRAWFORD & CO |
CRDACRDB |
Ogburn Charles H |
director |
2,650 |
$6.23 |
$16,517.40 |
408,516 |
view |
| P |
2020-05-20 |
2020-05-21 19:08:33.0 |
Crimson Wine Group, Ltd |
CWGL |
Cumming John D. |
director |
10,153 |
$5.34 |
$54,217.00 |
341,479 |
view |
| P |
2020-05-21 |
2020-05-21 19:08:33.0 |
Crimson Wine Group, Ltd |
CWGL |
Cumming John D. |
director |
12,200 |
$5.34 |
$65,148.00 |
353,679 |
view |
| P |
2020-05-21 |
2020-05-21 16:34:02.0 |
CROSS COUNTRY HEALTHCARE INC |
CCRN |
TRUNFIO JOSEPH |
director |
16,000 |
$6.20 |
$99,200.00 |
170,506 |
view |
| P |
2020-05-19 |
2020-05-21 16:08:53.0 |
CROSSFIRST BANKSHARES, INC. |
CFB |
King Mason |
director |
12,000 |
$9.04 |
$108,442.00 |
79,735 |
view |
| P |
2020-05-19 |
2020-05-21 13:47:54.0 |
EATON VANCE SENIOR INCOME TRUST |
EVF |
Weinstein Boaz |
various 10% owner |
171,640 |
$5.07 |
$870,215.00 |
4,673,610 |
view |
| P |
2020-05-20 |
2020-05-21 13:47:54.0 |
EATON VANCE SENIOR INCOME TRUST |
EVF |
Weinstein Boaz |
various 10% owner |
20,394 |
$5.12 |
$104,417.00 |
4,694,000 |
view |
| P |
2020-05-20 |
2020-05-21 13:04:28.0 |
ENCISION INC |
ECIA |
FRIES ROBERT H |
director |
60,000 |
$0.64 |
$38,400.00 |
360,000 |
view |
| P |
2019-11-15 |
2020-05-21 22:00:36.0 |
Enphase Energy, Inc. |
ENPH |
South Lake One LLC |
various 10% owner |
421,673 |
$19.43 |
$8,193,110.00 |
1.27389E7 |
view |
| P |
2019-11-18 |
2020-05-21 22:00:36.0 |
Enphase Energy, Inc. |
ENPH |
South Lake One LLC |
various 10% owner |
150,000 |
$18.91 |
$2,836,500.00 |
1.28889E7 |
view |
| P |
2019-11-18 |
2020-05-21 22:00:36.0 |
Enphase Energy, Inc. |
ENPH |
South Lake One LLC |
various 10% owner |
150,000 |
$19.46 |
$2,919,000.00 |
1.30389E7 |
view |
| P |
2019-11-19 |
2020-05-21 22:00:36.0 |
Enphase Energy, Inc. |
ENPH |
South Lake One LLC |
various 10% owner |
300,000 |
$19.04 |
$5,712,000.00 |
1.33389E7 |
view |
| P |
2019-11-20 |
2020-05-21 22:00:36.0 |
Enphase Energy, Inc. |
ENPH |
South Lake One LLC |
various 10% owner |
52,401 |
$18.37 |
$962,606.00 |
1.33913E7 |
view |
| P |
2019-11-20 |
2020-05-21 22:00:36.0 |
Enphase Energy, Inc. |
ENPH |
South Lake One LLC |
various 10% owner |
52,401 |
$18.63 |
$976,231.00 |
1.34437E7 |
view |
| P |
2019-11-20 |
2020-05-21 22:00:36.0 |
Enphase Energy, Inc. |
ENPH |
South Lake One LLC |
various 10% owner |
52,400 |
$18.55 |
$972,020.00 |
1.34961E7 |
view |
| P |
2019-11-20 |
2020-05-21 22:00:36.0 |
Enphase Energy, Inc. |
ENPH |
South Lake One LLC |
various 10% owner |
52,400 |
$19.14 |
$1,002,940.00 |
1.35485E7 |
view |
| P |
2020-05-19 |
2020-05-21 16:32:28.0 |
Fluent, Inc. |
FLNT |
Patrick Donald Huntley |
COO |
5,250 |
$1.90 |
$9,975.00 |
186,917 |
view |
| P |
2020-05-20 |
2020-05-21 16:32:28.0 |
Fluent, Inc. |
FLNT |
Patrick Donald Huntley |
COO |
350 |
$1.90 |
$665.00 |
187,267 |
view |
| P |
2020-05-20 |
2020-05-21 16:17:16.0 |
Global Self Storage, Inc. |
SELF |
WINMILL MARK CAMPBELL |
CEO |
2,000 |
$3.74 |
$7,479.80 |
101,426 |
view |
| P |
2020-05-20 |
2020-05-21 16:17:16.0 |
Global Self Storage, Inc. |
SELF |
WINMILL MARK CAMPBELL |
CEO |
1,000 |
$3.71 |
$3,710.00 |
102,426 |
view |
| P |
2020-05-20 |
2020-05-21 16:17:16.0 |
Global Self Storage, Inc. |
SELF |
WINMILL MARK CAMPBELL |
CEO |
550 |
$3.73 |
$2,051.50 |
102,976 |
view |
| P |
2020-05-19 |
2020-05-21 15:28:27.0 |
Good Times Restaurants Inc. |
GTIM |
STETSON ROBERT J |
|
9,900 |
$1.25 |
$12,375.00 |
116,668 |
view |
| P |
2020-05-20 |
2020-05-21 15:28:27.0 |
Good Times Restaurants Inc. |
GTIM |
STETSON ROBERT J |
|
18,915 |
$1.08 |
$20,428.20 |
135,583 |
view |
| P |
2020-05-20 |
2020-05-21 18:00:16.0 |
GREENE COUNTY BANCORP INC |
GCBC |
SLUTZKY PAUL |
director |
14 |
$21.05 |
$294.70 |
21,205 |
view |
| P |
2020-05-20 |
2020-05-21 16:51:22.0 |
HV Bancorp, Inc. |
HVBC |
Marino Robert Joseph |
director |
205 |
$12.75 |
$2,613.75 |
46,551 |
view |
| P |
2020-05-20 |
2020-05-21 19:29:18.0 |
INSIGNIA SYSTEMS INC/MN |
ISIG |
Cable Car Capital LLC |
various 10% owner |
5,870 |
$0.64 |
$3,769.13 |
1,548,260 |
view |
| P |
2020-05-21 |
2020-05-21 19:29:18.0 |
INSIGNIA SYSTEMS INC/MN |
ISIG |
Cable Car Capital LLC |
various 10% owner |
1,716 |
$0.65 |
$1,115.23 |
1,549,970 |
view |
| P |
2020-05-19 |
2020-05-21 13:58:30.0 |
INVESCO HIGH INCOME 2023 TARGET TERM FUND |
IHIT |
Troccoli Robert C |
other |
10,000 |
$7.23 |
$72,300.00 |
52,335 |
view |
| P |
2020-05-19 |
2020-05-21 14:06:29.0 |
Invesco High Income 2024 Target Term Fund |
IHTA |
Troccoli Robert C |
other |
10,000 |
$6.33 |
$63,300.00 |
52,705 |
view |
| P |
2020-05-19 |
2020-05-21 17:14:49.0 |
JMP GROUP LLC |
JMP |
Wright Thomas Rowe |
(Director of Equities) |
500 |
$2.71 |
$1,356.35 |
412,762 |
view |
| P |
2020-05-20 |
2020-05-21 17:14:49.0 |
JMP GROUP LLC |
JMP |
Wright Thomas Rowe |
(Director of Equities) |
500 |
$2.73 |
$1,367.10 |
413,262 |
view |
| P |
2020-05-21 |
2020-05-21 17:14:49.0 |
JMP GROUP LLC |
JMP |
Wright Thomas Rowe |
(Director of Equities) |
750 |
$2.73 |
$2,046.68 |
414,012 |
view |
| P |
2020-03-26 |
2020-05-21 08:04:03.0 |
MDC PARTNERS INC |
MDCA |
Penn Mark Jeffery |
CEO |
15,000 |
$1.68 |
$25,200.00 |
1.44007E7 |
view |
| P |
2020-05-20 |
2020-05-21 16:02:30.0 |
MERCURY GENERAL CORP |
MCY |
JOSEPH GEORGE |
director officer (Chairman of the Board) |
58,559 |
$38.72 |
$2,267,400.00 |
1.95494E7 |
view |
| P |
2020-05-21 |
2020-05-21 20:51:02.0 |
MIDDLEBY CORP |
MIDD |
Nerbonne Robert A |
director |
1,540 |
$64.92 |
$99,983.00 |
10,200 |
view |
| P |
2020-05-19 |
2020-05-21 13:25:44.0 |
Myovant Sciences Ltd. |
MYOV |
Sumitovant Biopharma Ltd. |
various various 10% owner |
50,000 |
$12.10 |
$605,050.00 |
4.86033E7 |
view |
| P |
2020-05-20 |
2020-05-21 13:25:44.0 |
Myovant Sciences Ltd. |
MYOV |
Sumitovant Biopharma Ltd. |
various various 10% owner |
37,897 |
$12.58 |
$476,862.00 |
4.86412E7 |
view |
| P |
2020-05-19 |
2020-05-21 13:52:50.0 |
Neuberger Berman High Yield Strategies Fund Inc. |
NHS |
Weinstein Boaz |
various 10% owner |
1,305 |
$9.90 |
$12,919.50 |
4,742,420 |
view |
| P |
2020-05-20 |
2020-05-21 13:52:50.0 |
Neuberger Berman High Yield Strategies Fund Inc. |
NHS |
Weinstein Boaz |
various 10% owner |
73,981 |
$10.05 |
$743,509.00 |
4,816,400 |
view |
| P |
2020-05-21 |
2020-05-21 15:51:08.0 |
NeuroMetrix, Inc. |
NURO |
Gozani Shai |
CEO |
500 |
$2.33 |
$1,165.00 |
23,630 |
view |
| P |
2020-05-20 |
2020-05-21 11:38:54.0 |
NEW GERMANY FUND INC |
GF |
Zugel Christian |
director |
7,500 |
$13.66 |
$102,450.00 |
8,209 |
view |
| P |
2020-05-19 |
2020-05-21 16:46:34.0 |
NexPoint Real Estate Finance, Inc. |
NREF |
DONDERO JAMES D |
director officer (President) |
5,055 |
$11.06 |
$55,908.30 |
121,885 |
view |
| P |
2020-05-19 |
2020-05-21 16:46:34.0 |
NexPoint Real Estate Finance, Inc. |
NREF |
DONDERO JAMES D |
director officer (President) |
759 |
$11.06 |
$8,394.54 |
126,440 |
view |
| P |
2020-05-20 |
2020-05-21 16:46:34.0 |
NexPoint Real Estate Finance, Inc. |
NREF |
DONDERO JAMES D |
director officer (President) |
5,652 |
$12.04 |
$68,050.10 |
127,537 |
view |
| P |
2020-05-20 |
2020-05-21 16:46:34.0 |
NexPoint Real Estate Finance, Inc. |
NREF |
DONDERO JAMES D |
director officer (President) |
848 |
$12.04 |
$10,209.90 |
127,288 |
view |
| P |
2020-05-19 |
2020-05-21 16:16:19.0 |
OCULAR THERAPEUTIX, INC |
OCUL |
SUMMER ROAD LLC |
10% owner |
363,636 |
$5.50 |
$2,000,000.00 |
5,618,420 |
view |
| P |
2020-05-19 |
2020-05-21 17:11:03.0 |
Onconova Therapeutics, Inc. |
ONTX |
GROOPMAN JEROME |
director |
10,000 |
$0.36 |
$3,626.00 |
10,001 |
view |
| P |
2020-05-13 |
2020-05-21 13:46:45.0 |
OVERSEAS SHIPHOLDING GROUP INC |
OSG |
SILCOCK JULIE |
director |
50,000 |
$2.01 |
$100,300.00 |
225,174 |
view |
| P |
2020-05-20 |
2020-05-21 16:32:44.0 |
Oxford Immunotec Global PLC |
OXFD |
BALTHROP PATRICK J |
director |
4,000 |
$12.48 |
$49,920.00 |
4,000 |
view |
| P |
2020-05-19 |
2020-05-21 17:01:08.0 |
Oyster Point Pharma, Inc. |
OYST |
LAINOVIC SACHA |
various various various various various various director 10% owner |
59,178 |
$28.00 |
$1,656,980.00 |
917,768 |
view |
| P |
2020-05-19 |
2020-05-21 17:01:08.0 |
Oyster Point Pharma, Inc. |
OYST |
LAINOVIC SACHA |
various various various various various various director 10% owner |
119,393 |
$28.00 |
$3,343,000.00 |
1,850,820 |
view |
| P |
2020-05-19 |
2020-05-21 13:58:20.0 |
Pioneer Floating Rate Trust |
PHD |
Weinstein Boaz |
various 10% owner |
60,709 |
$8.57 |
$520,276.00 |
3,741,390 |
view |
| P |
2020-05-20 |
2020-05-21 13:58:20.0 |
Pioneer Floating Rate Trust |
PHD |
Weinstein Boaz |
various 10% owner |
25,315 |
$8.65 |
$218,975.00 |
3,766,700 |
view |
| P |
2020-05-19 |
2020-05-21 10:58:18.0 |
Randolph Bancorp, Inc. |
RNDB |
Parent William M |
director officer (President and CEO) |
98 |
$9.25 |
$906.50 |
9,810 |
view |
| P |
2020-05-20 |
2020-05-21 17:01:34.0 |
Ready Capital Corp |
RC |
Taylor Gary |
COO |
8,250 |
$6.04 |
$49,821.80 |
24,281 |
view |
| P |
2020-05-19 |
2020-05-21 13:49:13.0 |
RETRACTABLE TECHNOLOGIES INC |
RVP |
SHAW THOMAS J |
CEO |
300 |
$5.17 |
$1,551.00 |
1.45578E7 |
view |
| P |
2020-05-20 |
2020-05-21 13:49:13.0 |
RETRACTABLE TECHNOLOGIES INC |
RVP |
SHAW THOMAS J |
CEO |
300 |
$4.99 |
$1,497.00 |
1.45581E7 |
view |
| P |
2020-05-21 |
2020-05-21 21:06:50.0 |
RiverNorth Managed Duration Municipal Income Fund, Inc. |
RMM |
Dowden David |
|
500 |
$16.45 |
$8,225.00 |
1,000 |
view |
| P |
2020-05-18 |
2020-05-21 08:04:03.0 |
S&W Seed Co |
SANW |
LANDES JOSHUA |
various various various various various various various 10% owner |
43,054 |
$1.94 |
$83,318.10 |
1,412,350 |
view |
| P |
2020-05-18 |
2020-05-21 08:04:03.0 |
S&W Seed Co |
SANW |
LANDES JOSHUA |
various various various various various various various 10% owner |
66,946 |
$1.95 |
$130,484.00 |
2,969,360 |
view |
| P |
2020-05-19 |
2020-05-21 08:04:03.0 |
S&W Seed Co |
SANW |
LANDES JOSHUA |
various various various various various various various 10% owner |
3,986 |
$1.94 |
$7,713.71 |
1,416,330 |
view |
| P |
2020-05-19 |
2020-05-21 08:04:03.0 |
S&W Seed Co |
SANW |
LANDES JOSHUA |
various various various various various various various 10% owner |
6,198 |
$1.95 |
$12,080.50 |
2,975,560 |
view |
| P |
2019-09-03 |
2020-05-21 10:30:55.0 |
SB ONE BANCORP |
SBBX |
Giannola Vito |
officer (SEVP and CBO) |
30 |
$22.21 |
$666.30 |
62,926 |
view |
| P |
2020-05-20 |
2020-05-21 12:00:07.0 |
SELECT BANCORP, INC. |
SLCT |
betts walter keith |
officer (Chief Banking Officer) |
1,420 |
$7.19 |
$10,208.40 |
6,619 |
view |
| P |
2020-05-20 |
2020-05-21 12:25:34.0 |
Seneca Financial Corp. |
SNNF |
Fazio Vincent J |
CFO |
500 |
$7.00 |
$3,500.00 |
1,500 |
view |
| P |
2020-05-20 |
2020-05-21 16:11:51.0 |
SERVICESOURCE INTERNATIONAL, INC. |
SREV |
Smith Robin L |
director |
50,000 |
$1.70 |
$85,000.00 |
167,975 |
view |
| P |
2020-05-19 |
2020-05-21 13:13:48.0 |
SHORE BANCSHARES INC |
SHBI |
STEVENS DONNA J. |
officer (See Remarks) |
1,000 |
$9.15 |
$9,150.00 |
1,179 |
view |
| P |
2020-05-20 |
2020-05-21 14:25:02.0 |
State Auto Financial CORP |
STFC |
Garland Kim Burton |
officer (Senior Vice President) |
1,625 |
$19.45 |
$31,606.20 |
132,217 |
view |
| P |
2020-05-19 |
2020-05-21 15:25:20.0 |
Stellus Capital Investment Corp |
SCM |
Ladd Robert T. |
CEO |
2,000 |
$7.05 |
$14,090.00 |
565,637 |
view |
| P |
2020-05-19 |
2020-05-21 15:25:20.0 |
Stellus Capital Investment Corp |
SCM |
Ladd Robert T. |
CEO |
2,000 |
$7.08 |
$14,157.00 |
567,637 |
view |
| P |
2020-05-19 |
2020-05-21 15:25:20.0 |
Stellus Capital Investment Corp |
SCM |
Ladd Robert T. |
CEO |
2,000 |
$7.12 |
$14,240.00 |
569,637 |
view |
| P |
2020-05-19 |
2020-05-21 15:25:20.0 |
Stellus Capital Investment Corp |
SCM |
Ladd Robert T. |
CEO |
2,000 |
$6.97 |
$13,949.00 |
571,637 |
view |
| P |
2020-05-19 |
2020-05-21 15:25:20.0 |
Stellus Capital Investment Corp |
SCM |
Ladd Robert T. |
CEO |
1,000 |
$7.01 |
$7,010.00 |
572,637 |
view |
| P |
2020-05-19 |
2020-05-21 15:25:20.0 |
Stellus Capital Investment Corp |
SCM |
Ladd Robert T. |
CEO |
1,000 |
$6.97 |
$6,975.00 |
573,637 |
view |
| P |
2020-05-19 |
2020-05-21 15:25:20.0 |
Stellus Capital Investment Corp |
SCM |
Ladd Robert T. |
CEO |
2,000 |
$6.90 |
$13,800.00 |
575,637 |
view |
| P |
2020-05-19 |
2020-05-21 15:25:20.0 |
Stellus Capital Investment Corp |
SCM |
Ladd Robert T. |
CEO |
1,000 |
$6.95 |
$6,945.00 |
576,637 |
view |
| P |
2020-05-18 |
2020-05-21 18:06:29.0 |
STERLING BANCORP |
STL |
Nazemetz Patricia M |
director |
450 |
$11.06 |
$4,977.00 |
11,282 |
view |
| P |
2020-05-20 |
2020-05-21 11:47:06.0 |
Stock Yards Bancorp, Inc. |
SYBT |
TASMAN NORMAN |
director |
101 |
$30.94 |
$3,125.00 |
71,020 |
view |
| P |
2020-05-20 |
2020-05-21 11:49:34.0 |
Stock Yards Bancorp, Inc. |
SYBT |
Schutte John |
director |
101 |
$30.94 |
$3,125.00 |
2,378 |
view |
| P |
2020-05-20 |
2020-05-21 11:51:45.0 |
Stock Yards Bancorp, Inc. |
SYBT |
Priebe Stephen M |
director |
101 |
$30.94 |
$3,125.00 |
18,524 |
view |
| P |
2020-05-20 |
2020-05-21 11:52:58.0 |
Stock Yards Bancorp, Inc. |
SYBT |
Brown J McCauley |
director |
51 |
$30.94 |
$1,562.50 |
2,874 |
view |
| P |
2020-05-20 |
2020-05-21 11:58:27.0 |
Stock Yards Bancorp, Inc. |
SYBT |
Bickel Paul J III |
director |
101 |
$30.94 |
$3,125.00 |
4,561 |
view |
| P |
2020-05-21 |
2020-05-21 16:30:00.0 |
Sunnova Energy International Inc. |
NOVA |
Berger William J |
director officer (See Remarks) |
500 |
$13.50 |
$6,750.00 |
55,064 |
view |
| P |
2020-05-19 |
2020-05-21 16:38:14.0 |
SUTTER ROCK CAPITAL CORP. |
SSSS |
Birch Robert S. |
10% owner |
5,000 |
$6.21 |
$31,050.00 |
2,491,180 |
view |
| P |
2020-05-20 |
2020-05-21 13:51:47.0 |
TriState Capital Holdings, Inc. |
TSC |
Fetterolf Brian S |
CEO |
2,000 |
$13.78 |
$27,560.00 |
65,149 |
view |
| P |
2020-05-21 |
2020-05-21 13:51:47.0 |
TriState Capital Holdings, Inc. |
TSC |
Fetterolf Brian S |
CEO |
1,000 |
$21.90 |
$21,900.00 |
5,000 |
view |
| P |
2020-05-19 |
2020-05-21 16:11:51.0 |
TriState Capital Holdings, Inc. |
TSC |
Demas David J |
CFO |
100 |
$21.25 |
$2,125.00 |
1,100 |
view |
| P |
2020-05-20 |
2020-05-21 16:11:51.0 |
TriState Capital Holdings, Inc. |
TSC |
Demas David J |
CFO |
1,000 |
$21.75 |
$21,750.00 |
2,100 |
view |
| P |
2020-05-19 |
2020-05-21 10:36:59.0 |
TRUSTMARK CORP |
TRMK |
PUCKETT RICHARD H |
director |
2,500 |
$22.99 |
$57,475.00 |
30,302 |
view |
| P |
2020-05-19 |
2020-05-21 10:36:59.0 |
TRUSTMARK CORP |
TRMK |
PUCKETT RICHARD H |
director |
2,500 |
$22.42 |
$56,050.00 |
32,802 |
view |
| P |
2020-05-20 |
2020-05-21 16:27:44.0 |
UNITED INSURANCE HOLDINGS CORP. |
UIHC |
Hogan Michael |
director |
2,500 |
$7.99 |
$19,975.00 |
112,711 |
view |
| P |
2020-05-21 |
2020-05-21 16:27:44.0 |
UNITED INSURANCE HOLDINGS CORP. |
UIHC |
Hogan Michael |
director |
2,500 |
$7.95 |
$19,875.00 |
115,211 |
view |
| P |
2020-05-19 |
2020-05-21 17:53:29.0 |
US XPRESS ENTERPRISES INC |
USX |
Fuller Family Enterprises, LLC |
various various director officer 10% owner other (Executive Chairman) |
47,781 |
$4.06 |
$193,824.00 |
808,636 |
view |
| P |
2020-05-20 |
2020-05-21 17:53:29.0 |
US XPRESS ENTERPRISES INC |
USX |
Fuller Family Enterprises, LLC |
various various director officer 10% owner other (Executive Chairman) |
34,534 |
$4.20 |
$145,181.00 |
843,170 |
view |
| P |
2020-05-19 |
2020-05-21 17:43:44.0 |
W. P. Carey Inc. |
WPC |
ALEXANDER MARK A |
director |
4,000 |
$58.78 |
$235,100.00 |
18,878 |
view |
| P |
2020-05-19 |
2020-05-21 16:26:46.0 |
XCel Brands, Inc. |
XELB |
D LOREN ROBERT W |
CEO |
2,115 |
$0.73 |
$1,543.95 |
1,417,770 |
view |
| P |
2020-05-20 |
2020-05-21 16:26:46.0 |
XCel Brands, Inc. |
XELB |
D LOREN ROBERT W |
CEO |
6,704 |
$0.99 |
$6,636.96 |
1,424,480 |
view |
| P |
2020-05-20 |
2020-05-21 08:24:16.0 |
YORK WATER CO |
YORW |
Rasmussen Steven R |
director |
14 |
$41.39 |
$599.98 |
2,291 |
view |