| P |
2019-11-25 |
2019-12-04 17:16:09.0 |
A3 Alternative Credit Fund |
AAACX |
Farver Adam P |
director |
40,080 |
$9.98 |
$400,000.00 |
40,080 |
view |
| P |
2019-12-02 |
2019-12-04 16:27:27.0 |
AdvanSix Inc. |
ASIX |
Marberry Michael |
director |
3,576 |
$19.74 |
$70,590.20 |
52,779 |
view |
| P |
2019-12-03 |
2019-12-04 16:27:27.0 |
AdvanSix Inc. |
ASIX |
Marberry Michael |
director |
1,524 |
$19.54 |
$29,779.00 |
54,303 |
view |
| P |
2016-02-01 |
2019-12-04 17:39:41.0 |
AMERCO /NV/ |
UHAL |
SHOEN MARK V |
10% owner |
8,307,580 |
$431.83 |
$3.5874601E9 |
8,307,580 |
view |
| P |
2016-02-01 |
2019-12-04 17:41:02.0 |
AMERCO /NV/ |
UHAL |
SHOEN EDWARD J |
director officer 10% owner (Chairman, President) |
8,307,580 |
$431.83 |
$3.5874601E9 |
8,307,580 |
view |
| P |
2019-12-04 |
2019-12-04 20:23:32.0 |
Apollo Medical Holdings, Inc. |
AMEH |
ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp |
10% owner |
18,539 |
$18.36 |
$340,376.00 |
1.69569E7 |
view |
| P |
2019-12-02 |
2019-12-04 11:43:50.0 |
Avangrid, Inc. |
AGR |
Solomont Alan D |
director |
207 |
$48.45 |
$10,029.40 |
5,263 |
view |
| P |
2019-12-02 |
2019-12-04 21:37:33.0 |
BALLANTYNE STRONG, INC. |
BTN |
MOGLIA JOSEPH H |
CEO |
474 |
$2.70 |
$1,278.95 |
1,495,680 |
view |
| P |
2019-12-02 |
2019-12-04 21:37:33.0 |
BALLANTYNE STRONG, INC. |
BTN |
MOGLIA JOSEPH H |
CEO |
473 |
$2.70 |
$1,276.25 |
1,510,760 |
view |
| P |
2019-12-03 |
2019-12-04 21:37:33.0 |
BALLANTYNE STRONG, INC. |
BTN |
MOGLIA JOSEPH H |
CEO |
473 |
$2.69 |
$1,274.50 |
1,496,150 |
view |
| P |
2019-12-03 |
2019-12-04 21:37:33.0 |
BALLANTYNE STRONG, INC. |
BTN |
MOGLIA JOSEPH H |
CEO |
474 |
$2.69 |
$1,277.19 |
1,511,240 |
view |
| P |
2019-12-04 |
2019-12-04 21:37:33.0 |
BALLANTYNE STRONG, INC. |
BTN |
MOGLIA JOSEPH H |
CEO |
473 |
$2.70 |
$1,277.10 |
1,496,620 |
view |
| P |
2019-12-04 |
2019-12-04 21:37:33.0 |
BALLANTYNE STRONG, INC. |
BTN |
MOGLIA JOSEPH H |
CEO |
473 |
$2.70 |
$1,277.10 |
1,511,710 |
view |
| P |
2019-11-27 |
2019-12-04 17:54:35.0 |
BASANITE, INC. |
BASA |
Barbera Michael Vito |
director |
19,000 |
$0.25 |
$4,750.00 |
4,509,000 |
view |
| P |
2019-12-04 |
2019-12-04 16:52:01.0 |
CBL & ASSOCIATES PROPERTIES INC |
CBL |
ASHNER MICHAEL L |
director |
1,000,000 |
$1.04 |
$1,040,000.00 |
1.135E7 |
view |
| P |
2019-12-04 |
2019-12-04 17:19:18.0 |
CIM Commercial Trust Corp |
CMCT |
Thompson David Andrew |
CEO |
7,500 |
$14.39 |
$107,914.00 |
7,500 |
view |
| P |
2019-12-02 |
2019-12-04 16:37:21.0 |
Citizens Community Bancorp Inc. |
CZWI |
Bianchi Stephen M |
CEO |
100 |
$11.92 |
$1,192.00 |
34,255 |
view |
| P |
2019-12-03 |
2019-12-04 16:37:21.0 |
Citizens Community Bancorp Inc. |
CZWI |
Bianchi Stephen M |
director officer (CEO and President) |
24 |
$12.00 |
$288.00 |
34,279 |
view |
| P |
2019-12-03 |
2019-12-04 16:37:21.0 |
Citizens Community Bancorp Inc. |
CZWI |
Bianchi Stephen M |
director officer (CEO and President) |
74 |
$12.05 |
$891.70 |
33,105 |
view |
| P |
2019-12-03 |
2019-12-04 16:37:21.0 |
Citizens Community Bancorp Inc. |
CZWI |
Bianchi Stephen M |
CEO |
136 |
$11.96 |
$1,626.56 |
33,241 |
view |
| P |
2019-12-03 |
2019-12-04 08:04:05.0 |
CIVISTA BANCSHARES, INC. |
CIVBP |
Singer Harry |
director |
1,200 |
$21.20 |
$25,440.00 |
1,200 |
view |
| P |
2019-12-02 |
2019-12-04 11:21:51.0 |
CODORUS VALLEY BANCORP INC |
CVLY |
KAUFFMAN CRAIG L |
COO |
8,370 |
$22.21 |
$185,858.00 |
13,633 |
view |
| P |
2019-12-02 |
2019-12-04 11:21:51.0 |
CODORUS VALLEY BANCORP INC |
CVLY |
KAUFFMAN CRAIG L |
COO |
1,630 |
$22.90 |
$37,330.10 |
15,263 |
view |
| P |
2019-12-03 |
2019-12-04 10:32:34.0 |
COMFORT SYSTEMS USA INC |
FIX |
MYERS FRANKLIN |
director other |
5,000 |
$49.49 |
$247,428.00 |
260,000 |
view |
| P |
2019-12-04 |
2019-12-04 21:01:41.0 |
CUBIC CORP /DE/ |
CUB |
FELDMANN BRADLEY H |
CEO |
1,000 |
$63.26 |
$63,260.70 |
71,880 |
view |
| P |
2019-12-04 |
2019-12-04 21:01:46.0 |
CUBIC CORP /DE/ |
CUB |
Devine Denise L |
director |
220 |
$64.16 |
$14,114.10 |
220 |
view |
| P |
2019-12-03 |
2019-12-04 16:04:04.0 |
DIAMOND HILL INVESTMENT GROUP INC |
DHIL |
BRILLIANT HEATHER E |
CEO |
600 |
$134.00 |
$80,400.00 |
22,819 |
view |
| P |
2019-12-02 |
2019-12-04 14:19:45.0 |
ENTERPRISE BANCORP INC /MA/ |
EBTC |
PUTZIGER MICHAEL T |
director |
186 |
$31.69 |
$5,894.34 |
175,291 |
view |
| P |
2019-12-02 |
2019-12-04 14:23:14.0 |
ENTERPRISE BANCORP INC /MA/ |
EBTC |
PEDROSO LUIS M |
director |
35 |
$31.69 |
$1,109.15 |
18,370 |
view |
| P |
2019-12-02 |
2019-12-04 14:23:14.0 |
ENTERPRISE BANCORP INC /MA/ |
EBTC |
PEDROSO LUIS M |
director |
27 |
$31.69 |
$855.63 |
18,397 |
view |
| P |
2019-12-02 |
2019-12-04 17:06:50.0 |
ENTERPRISE PRODUCTS PARTNERS L.P. |
EPD |
EPCO Holdings, Inc. |
various various director 10% owner |
60,000 |
$26.00 |
$1,560,070.00 |
3,910,250 |
view |
| P |
2019-12-02 |
2019-12-04 17:06:50.0 |
ENTERPRISE PRODUCTS PARTNERS L.P. |
EPD |
EPCO Holdings, Inc. |
various various director 10% owner |
60,000 |
$26.00 |
$1,560,070.00 |
3,910,250 |
view |
| P |
2019-12-02 |
2019-12-04 17:06:50.0 |
ENTERPRISE PRODUCTS PARTNERS L.P. |
EPD |
EPCO Holdings, Inc. |
various various director 10% owner |
60,000 |
$26.00 |
$1,560,070.00 |
3,910,250 |
view |
| P |
2019-12-02 |
2019-12-04 17:06:50.0 |
ENTERPRISE PRODUCTS PARTNERS L.P. |
EPD |
EPCO Holdings, Inc. |
various various director 10% owner |
60,000 |
$26.00 |
$1,560,070.00 |
3,910,250 |
view |
| P |
2019-12-04 |
2019-12-04 16:16:56.0 |
ExOne Co |
XONE |
Grace Charles |
officer (Chief Customer Officer) |
5,000 |
$6.65 |
$33,257.00 |
15,000 |
view |
| P |
2019-12-03 |
2019-12-04 16:08:15.0 |
Extended Stay America, Inc. |
STAY |
HAASE BRUCE N |
director officer (See Remarks) |
7,500 |
$14.42 |
$108,113.00 |
7,500 |
view |
| P |
2019-12-02 |
2019-12-04 08:25:13.0 |
FARMERS NATIONAL BANC CORP /OH/ |
FMNB |
Helmick Kevin J |
director officer (President & CEO) |
33 |
$15.28 |
$504.24 |
76,971 |
view |
| P |
2019-12-04 |
2019-12-04 08:32:56.0 |
FARMERS NATIONAL BANC CORP /OH/ |
FMNB |
Muransky Edward |
director |
245 |
$15.28 |
$3,743.60 |
25,609 |
view |
| P |
2019-12-02 |
2019-12-04 08:34:35.0 |
FARMERS NATIONAL BANC CORP /OH/ |
FMNB |
Sabat Joseph W |
officer (VP/Controller) |
82 |
$15.28 |
$1,252.96 |
15,787 |
view |
| P |
2019-12-02 |
2019-12-04 08:38:31.0 |
FARMERS NATIONAL BANC CORP /OH/ |
FMNB |
Moore Terry A |
director |
273 |
$15.28 |
$4,171.44 |
30,862 |
view |
| P |
2019-12-02 |
2019-12-04 08:40:37.0 |
FARMERS NATIONAL BANC CORP /OH/ |
FMNB |
Wallace Amber B |
officer (Sr VP/Chief Retail/Marketing) |
13 |
$15.28 |
$198.64 |
24,235 |
view |
| P |
2019-12-02 |
2019-12-04 14:32:22.0 |
FIRST MERCHANTS CORP |
FRME |
Sherman Patrick A |
director |
12 |
$40.64 |
$500.02 |
39,771 |
view |
| P |
2019-12-02 |
2019-12-04 14:32:56.0 |
FIRST MERCHANTS CORP |
FRME |
Lehman Gary |
director |
41 |
$40.64 |
$1,666.65 |
39,690 |
view |
| P |
2019-12-03 |
2019-12-04 17:01:22.0 |
Fluent, Inc. |
FLNT |
Schulke Ryan |
CEO |
8,423 |
$1.68 |
$14,122.80 |
7,226,600 |
view |
| P |
2019-12-04 |
2019-12-04 15:53:09.0 |
FRANKLIN FINANCIAL SERVICES CORP /PA/ |
FRAF |
Duffey Gregory A |
director |
27 |
$36.62 |
$988.74 |
6,541 |
view |
| P |
2019-12-04 |
2019-12-04 15:55:32.0 |
FRANKLIN FINANCIAL SERVICES CORP /PA/ |
FRAF |
Carmack Karen K |
officer (svp) |
1 |
$36.62 |
$36.62 |
894 |
view |
| P |
2019-12-04 |
2019-12-04 15:57:43.0 |
FRANKLIN FINANCIAL SERVICES CORP /PA/ |
FRAF |
Cekovich Ronald L |
officer (svp) |
3 |
$36.62 |
$109.86 |
6,914 |
view |
| P |
2019-12-04 |
2019-12-04 15:59:53.0 |
FRANKLIN FINANCIAL SERVICES CORP /PA/ |
FRAF |
Hanks Patricia A |
officer (svp) |
3 |
$36.62 |
$109.86 |
3,008 |
view |
| P |
2019-12-03 |
2019-12-04 10:45:50.0 |
GAIA, INC |
GAIA |
Sutherland Paul Howard |
director |
943 |
$8.03 |
$7,572.29 |
95,000 |
view |
| P |
2019-12-02 |
2019-12-04 16:07:24.0 |
GLOBAL PAYMENTS INC |
GPN |
JOHNSON JOIA M |
director |
560 |
$178.45 |
$99,932.00 |
2,347 |
view |
| P |
2019-12-02 |
2019-12-04 17:52:17.0 |
Great Lakes Dredge & Dock CORP |
GLDD |
Levenson Ryan |
director |
32,625 |
$10.58 |
$345,146.00 |
222,743 |
view |
| P |
2019-12-03 |
2019-12-04 17:52:17.0 |
Great Lakes Dredge & Dock CORP |
GLDD |
Levenson Ryan |
director |
13,839 |
$10.55 |
$146,046.00 |
236,582 |
view |
| P |
2019-12-02 |
2019-12-04 17:58:06.0 |
GTT Communications, Inc. |
GTT |
SPRUCE HOUSE INVESTMENT MANAGEMENT LLC |
various various various various 10% owner director |
187,300 |
$8.88 |
$1,662,340.00 |
1.41323E7 |
view |
| P |
2019-12-03 |
2019-12-04 17:58:06.0 |
GTT Communications, Inc. |
GTT |
SPRUCE HOUSE INVESTMENT MANAGEMENT LLC |
various various various various 10% owner director |
436,000 |
$9.11 |
$3,972,570.00 |
1.45683E7 |
view |
| P |
2019-12-04 |
2019-12-04 17:58:06.0 |
GTT Communications, Inc. |
GTT |
SPRUCE HOUSE INVESTMENT MANAGEMENT LLC |
various various various various 10% owner director |
506,700 |
$9.77 |
$4,952,440.00 |
1.5075E7 |
view |
| P |
2019-12-03 |
2019-12-04 21:31:57.0 |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. |
HASI |
Eckel Jeffrey |
CEO |
1,032 |
$29.06 |
$29,989.90 |
642,484 |
view |
| P |
2019-12-03 |
2019-12-04 21:31:57.0 |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. |
HASI |
Eckel Jeffrey |
CEO |
1,376 |
$29.06 |
$39,986.60 |
107,661 |
view |
| P |
2019-12-03 |
2019-12-04 16:15:54.0 |
HBT Financial, Inc. |
HBT |
PFEIFFER GERALD E |
|
2,000 |
$16.80 |
$33,600.00 |
32,000 |
view |
| P |
2019-12-04 |
2019-12-04 18:34:13.0 |
Health Sciences Acquisitions Corp |
HSAC |
WONG RODERICK |
CEO |
20,000 |
$10.15 |
$203,000.00 |
375,027 |
view |
| P |
2019-12-02 |
2019-12-04 19:27:07.0 |
HG Holdings, Inc. |
STLY |
FREDERICK TUCKER GOLDEN |
various 10% owner |
200,000 |
$0.55 |
$110,000.00 |
3,414,340 |
view |
| P |
2019-12-02 |
2019-12-04 16:11:20.0 |
Howard Hughes Corp |
HHC |
ACKMAN WILLIAM A |
various various various various director 10% owner |
746,476 |
$115.00 |
$8.5844704E7 |
1,194,790 |
view |
| P |
2019-12-02 |
2019-12-04 16:11:20.0 |
Howard Hughes Corp |
HHC |
ACKMAN WILLIAM A |
various various various various director 10% owner |
1,000,000 |
$115.00 |
$1.15E8 |
2,194,790 |
view |
| P |
2019-12-02 |
2019-12-04 17:14:59.0 |
INFINITE GROUP INC |
IMCI |
VILLA JAMES |
CEO |
50,000 |
$0.03 |
$1,600.00 |
812,000 |
view |
| P |
2019-12-02 |
2019-12-04 20:49:49.0 |
Investcorp Credit Management BDC, Inc. |
ICMB |
Investcorp S.A. |
|
113,500 |
$10.19 |
$1,156,560.00 |
168,320 |
view |
| P |
2019-12-03 |
2019-12-04 20:49:49.0 |
Investcorp Credit Management BDC, Inc. |
ICMB |
Investcorp S.A. |
|
1,901 |
$7.15 |
$13,597.30 |
170,221 |
view |
| P |
2019-12-04 |
2019-12-04 20:49:49.0 |
Investcorp Credit Management BDC, Inc. |
ICMB |
Investcorp S.A. |
|
1,900 |
$7.15 |
$13,578.00 |
172,121 |
view |
| P |
2019-12-03 |
2019-12-04 16:33:02.0 |
Keurig Dr Pepper Inc. |
KDP |
DeNooyer Mary Beth |
officer (Chief Human Resources Officer) |
4,000 |
$30.09 |
$120,367.00 |
100,000 |
view |
| P |
2019-12-03 |
2019-12-04 16:33:02.0 |
Keurig Dr Pepper Inc. |
KDP |
DeNooyer Mary Beth |
officer (Chief Human Resources Officer) |
2,500 |
$30.09 |
$75,230.20 |
102,500 |
view |
| P |
2019-12-02 |
2019-12-04 19:20:53.0 |
Lazydays Holdings, Inc. |
LAZY |
MURNANE WILLIAM P |
CEO |
1,000 |
$4.05 |
$4,050.00 |
184,698 |
view |
| P |
2019-12-02 |
2019-12-04 11:22:46.0 |
Liberated Syndication Inc. |
LSYN |
Shahinian Eric |
|
9,000 |
$3.14 |
$28,281.60 |
1,975,320 |
view |
| P |
2019-11-26 |
2019-12-04 21:53:10.0 |
LiveXLive Media, Inc. |
LIVX |
ELLIN ROBERT S |
CEO |
700 |
$1.76 |
$1,235.22 |
1.72264E7 |
view |
| P |
2019-11-27 |
2019-12-04 21:53:10.0 |
LiveXLive Media, Inc. |
LIVX |
ELLIN ROBERT S |
CEO |
500 |
$1.87 |
$934.00 |
1.72269E7 |
view |
| P |
2019-11-29 |
2019-12-04 21:53:10.0 |
LiveXLive Media, Inc. |
LIVX |
ELLIN ROBERT S |
CEO |
800 |
$1.95 |
$1,557.20 |
1.72277E7 |
view |
| P |
2019-12-02 |
2019-12-04 21:53:10.0 |
LiveXLive Media, Inc. |
LIVX |
ELLIN ROBERT S |
CEO |
700 |
$1.90 |
$1,326.99 |
1.72284E7 |
view |
| P |
2019-12-02 |
2019-12-04 21:53:10.0 |
LiveXLive Media, Inc. |
LIVX |
ELLIN ROBERT S |
CEO |
100 |
$1.94 |
$194.00 |
1.72285E7 |
view |
| P |
2019-12-03 |
2019-12-04 16:16:37.0 |
MARCHEX INC |
MCHX |
ARENDS MICHAEL A |
CEO |
125 |
$3.96 |
$494.52 |
790,504 |
view |
| P |
2019-12-02 |
2019-12-04 16:24:09.0 |
MARCHEX INC |
MCHX |
Brolin Jonathan |
various various 10% owner |
12,581 |
$3.97 |
$49,922.70 |
5,133,680 |
view |
| P |
2019-12-03 |
2019-12-04 08:38:05.0 |
Matador Resources Co |
MTDR |
Macalik Robert T |
officer (SVP, Chief Accounting Officer) |
1,900 |
$13.95 |
$26,505.00 |
4,950 |
view |
| P |
2019-12-02 |
2019-12-04 21:22:49.0 |
Mohawk Group Holdings, Inc. |
MWK |
Sarig Yaniv Zion |
director officer (See Remarks) |
1,100 |
$5.45 |
$5,995.00 |
917,107 |
view |
| P |
2019-12-02 |
2019-12-04 18:08:44.0 |
Myovant Sciences Ltd. |
MYOV |
Roivant Sciences Ltd. |
10% owner |
113,668 |
$18.21 |
$2,069,890.00 |
4.46231E7 |
view |
| P |
2019-12-02 |
2019-12-04 18:08:44.0 |
Myovant Sciences Ltd. |
MYOV |
Roivant Sciences Ltd. |
10% owner |
65,525 |
$18.85 |
$1,235,150.00 |
4.46886E7 |
view |
| P |
2019-12-04 |
2019-12-04 18:08:44.0 |
Myovant Sciences Ltd. |
MYOV |
Roivant Sciences Ltd. |
10% owner |
72,471 |
$17.04 |
$1,234,910.00 |
4.47611E7 |
view |
| P |
2019-12-04 |
2019-12-04 18:08:44.0 |
Myovant Sciences Ltd. |
MYOV |
Roivant Sciences Ltd. |
10% owner |
2,529 |
$17.56 |
$44,409.20 |
4.47636E7 |
view |
| P |
2019-12-04 |
2019-12-04 16:14:24.0 |
NOBLE ENERGY INC |
NBL |
STOVER DAVID L |
CEO |
12,000 |
$20.92 |
$251,084.00 |
680,453 |
view |
| P |
2019-10-14 |
2019-12-04 21:53:26.0 |
NTN BUZZTIME INC |
NTN |
ELLIN ROBERT S |
10% owner |
100 |
$3.50 |
$350.00 |
198,995 |
view |
| P |
2019-11-18 |
2019-12-04 19:55:32.0 |
Ocugen, Inc. |
OCGN |
Zhang Junge |
director |
98,500 |
$0.41 |
$40,385.00 |
133,578 |
view |
| P |
2019-12-03 |
2019-12-04 08:04:17.0 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
10,286 |
$1.60 |
$16,457.60 |
1.68044992E8 |
view |
| P |
2019-12-02 |
2019-12-04 18:49:03.0 |
Oxford Square Capital Corp. |
OXSQ |
ROSENTHAL SAUL B |
COO |
10,400 |
$5.28 |
$54,913.00 |
1,225,090 |
view |
| P |
2019-12-03 |
2019-12-04 18:49:03.0 |
Oxford Square Capital Corp. |
OXSQ |
ROSENTHAL SAUL B |
COO |
21,645 |
$5.26 |
$113,937.00 |
1,246,730 |
view |
| P |
2019-12-04 |
2019-12-04 18:49:03.0 |
Oxford Square Capital Corp. |
OXSQ |
ROSENTHAL SAUL B |
COO |
3,699 |
$5.30 |
$19,586.60 |
1,250,430 |
view |
| P |
2019-12-02 |
2019-12-04 18:29:37.0 |
PBF Logistics LP |
PBFX |
Jones Bruce A. |
director |
590 |
$20.33 |
$11,992.20 |
18,540 |
view |
| P |
2019-12-02 |
2019-12-04 16:31:08.0 |
PEDEVCO CORP |
PED |
SK Energy LLC |
CEO |
100 |
$1.54 |
$154.00 |
1,399,340 |
view |
| P |
2019-12-03 |
2019-12-04 16:31:08.0 |
PEDEVCO CORP |
PED |
SK Energy LLC |
CEO |
9,900 |
$1.63 |
$16,137.00 |
1,409,240 |
view |
| P |
2019-11-29 |
2019-12-04 12:27:29.0 |
PetVivo Holdings, Inc. |
PETV |
Martin James Rudolph |
director |
2,500 |
$0.40 |
$1,000.00 |
83,445 |
view |
| P |
2019-12-02 |
2019-12-04 09:58:20.0 |
PROSPERITY BANCSHARES INC |
PB |
Hanigan Kevin J |
COO |
3,000 |
$69.24 |
$207,720.00 |
160,841 |
view |
| P |
2019-03-29 |
2019-12-04 10:29:57.0 |
QNB CORP |
QNBC |
Freeman David W. |
CEO |
126 |
$35.43 |
$4,470.18 |
13,672 |
view |
| P |
2019-05-31 |
2019-12-04 10:29:57.0 |
QNB CORP |
QNBC |
Freeman David W. |
director officer (CEO / President) |
51 |
$33.53 |
$1,710.03 |
13,723 |
view |
| P |
2019-06-28 |
2019-12-04 10:29:57.0 |
QNB CORP |
QNBC |
Freeman David W. |
CEO |
129 |
$35.00 |
$4,508.63 |
13,852 |
view |
| P |
2019-12-03 |
2019-12-04 18:10:03.0 |
RED ROBIN GOURMET BURGERS INC |
RRGB |
MURPHY PAUL J B III |
CEO |
10,000 |
$27.32 |
$273,170.00 |
10,000 |
view |
| P |
2019-12-04 |
2019-12-04 18:30:19.0 |
Safehold Inc. |
SAFE |
SUGARMAN JAY |
CEO |
250 |
$42.40 |
$10,600.00 |
37,214 |
view |
| P |
2019-12-02 |
2019-12-04 21:37:48.0 |
STEMLINE THERAPEUTICS INC |
STML |
Forman Alan S |
director |
1,000 |
$10.29 |
$10,290.00 |
87,298 |
view |
| P |
2019-12-02 |
2019-12-04 21:55:45.0 |
Super League Gaming, Inc. |
SLGG |
JUNG MARK |
|
916 |
$2.25 |
$2,061.00 |
43,592 |
view |
| P |
2019-12-03 |
2019-12-04 11:54:26.0 |
TEXAS PACIFIC LAND TRUST |
TPL |
HORIZON KINETICS ASSET MANAGEMENT LLC |
10% owner |
33 |
$645.61 |
$21,305.10 |
314,563 |
view |
| P |
2019-12-02 |
2019-12-04 08:36:45.0 |
TOMPKINS FINANCIAL CORP |
TMP |
HARTZ GREGORY J |
officer (EVP, Pres.&CEO Tompkins Trust) |
1 |
$87.01 |
$99.97 |
17 |
view |
| P |
2019-12-03 |
2019-12-04 08:04:17.0 |
Tonix Pharmaceuticals Holding Corp. |
TNXP |
LEDERMAN SETH |
CEO |
20,000 |
$1.16 |
$23,180.00 |
23,267 |
view |
| P |
2019-12-03 |
2019-12-04 10:36:57.0 |
TORTOISE ENERGY INFRASTRUCTURE CORP |
TYG |
CICCOTELLO CONRAD S |
director |
100 |
$16.70 |
$1,670.00 |
13,472 |
view |
| P |
2019-12-04 |
2019-12-04 16:45:11.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
200 |
$15.65 |
$3,130.00 |
17,962 |
view |
| P |
2019-12-04 |
2019-12-04 16:45:11.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
300 |
$15.62 |
$4,686.00 |
18,262 |
view |
| P |
2019-12-04 |
2019-12-04 16:45:11.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
100 |
$15.63 |
$1,563.00 |
18,362 |
view |
| P |
2019-12-04 |
2019-12-04 16:45:11.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
600 |
$15.61 |
$9,366.00 |
18,962 |
view |
| P |
2019-12-04 |
2019-12-04 16:45:11.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
100 |
$15.68 |
$1,568.00 |
19,062 |
view |
| P |
2019-12-04 |
2019-12-04 16:45:11.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
100 |
$15.60 |
$1,560.00 |
19,162 |
view |
| P |
2019-12-04 |
2019-12-04 16:45:11.0 |
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND |
TEAF |
TORTOISE CAPITAL ADVISORS, L.L.C. |
other |
200 |
$15.56 |
$3,112.00 |
19,362 |
view |
| P |
2019-12-03 |
2019-12-04 10:38:49.0 |
Tortoise Midstream Energy Fund, Inc. |
NTG |
CICCOTELLO CONRAD S |
director |
200 |
$9.86 |
$1,972.00 |
3,405 |
view |
| P |
2019-12-02 |
2019-12-04 17:49:23.0 |
UMB FINANCIAL CORP |
UMBF |
GRAVES GREG M |
director |
15 |
$66.96 |
$1,000.00 |
23,676 |
view |
| P |
2019-12-03 |
2019-12-04 16:45:39.0 |
Unique Fabricating, Inc. |
UFAB |
Cain Byrd Douglas III |
CEO |
100 |
$3.80 |
$380.00 |
15,417 |
view |
| P |
2019-12-04 |
2019-12-04 20:01:03.0 |
UNIVERSAL INSURANCE HOLDINGS, INC. |
UVE |
DOWNES SEAN P |
|
1,000 |
$28.61 |
$28,609.30 |
1,464,550 |
view |
| P |
2019-12-02 |
2019-12-04 16:04:04.0 |
VIAD CORP |
VVI |
BENETT ANDREW B |
director |
1,000 |
$62.58 |
$62,580.00 |
15,230 |
view |
| P |
2019-12-03 |
2019-12-04 16:32:05.0 |
WEST BANCORPORATION INC |
WTBA |
DONOVAN PATRICK J |
director |
1,500 |
$24.06 |
$36,090.00 |
10,000 |
view |
| P |
2019-12-03 |
2019-12-04 16:17:41.0 |
WideOpenWest, Inc. |
WOW |
Elder Teresa L |
CEO |
12,672 |
$5.92 |
$75,018.20 |
1,054,190 |
view |