OATES JAMES M, director of ZF - Past Performance as of 04/22/18. Total 29 Records. Link to Thomson Financial
Buy(P) /
Sell(S)
P/S date Filed Date Company Symbol Insider Relationship Share Amt. Unit Price Total Proceeds Shares Owned Return(1m) Details
S 2017-07-17 2018-04-13 11:27:31 Virtus Global Multi-Sector Income Fund VGI OATES JAMES M director 1,586 $16.81 $26,660.70 0 N/A view
S 2017-07-17 2018-04-13 11:26:45 Virtus Total Return Fund Inc. ZF OATES JAMES M director 5,630 $12.06 $67,900.60 0 N/A view
S 2017-11-10 2017-11-14 15:39:56 STIFEL FINANCIAL CORP SF OATES JAMES M director 1,768 $52.27 $92,413.40 28,640 N/A view
S 2017-07-31 2017-08-02 15:29:16 Duff & Phelps Select Energy MLP Fund Inc. DSE OATES JAMES M director 2,000 $7.22 $14,440.00 14,395 N/A view
P 2017-01-11 2017-01-11 17:26:35 VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. ZTR OATES JAMES M director 3,000 $11.26 $33,780.00 3,000 N/A view
S 2016-12-05 2016-12-05 16:31:57 STIFEL FINANCIAL CORP SF OATES JAMES M director 5,000 $50.42 $252,100.00 28,004 N/A view
S 2016-11-22 2016-11-23 14:10:13 STIFEL FINANCIAL CORP SF OATES JAMES M director 5,000 $50.20 $251,000.00 33,004 N/A view
P 2016-06-06 2016-06-07 10:34:09 Duff & Phelps Select Energy MLP Fund Inc. DSE OATES JAMES M director 2,000 $8.15 $16,308.00 14,552 N/A view
P 2016-05-16 2016-05-17 15:58:19 Duff & Phelps Select Energy MLP Fund Inc. DSE OATES JAMES M director 8,616 $7.26 $62,543.50 12,552 N/A view
P 2015-12-04 2015-12-07 11:35:09 Duff & Phelps Select Energy MLP Fund Inc. DSE OATES JAMES M director 2,000 $6.28 $12,560.00 3,712 N/A view
P 2014-02-10 2014-02-10 17:19:33 JOHN HANCOCK INVESTORS TRUST JHI OATES JAMES M other 100 $19.97 $1,997.00 706 7.66% view
P 2014-02-10 2014-02-10 16:24:05 JOHN HANCOCK PREFERRED INCOME FUND HPI OATES JAMES M other 105 $18.95 $1,989.45 739 2.02% view
P 2014-02-10 2014-02-10 16:11:27 JOHN HANCOCK PREFERRED INCOME FUND III HPS OATES JAMES M other 118 $16.82 $1,984.41 842 -0.16% view
P 2014-02-10 2014-02-10 16:00:08 JOHN HANCOCK PREMIUM DIVIDEND FUND PDT OATES JAMES M other 162 $12.22 $1,979.64 1,104 3.85% view
P 2014-02-10 2014-02-10 15:03:25 JOHN HANCOCK INCOME SECURITIES TRUST JHS OATES JAMES M other 136 $14.53 $1,976.08 924 1.03% view
P 2013-11-18 2013-11-18 14:37:50 JOHN HANCOCK INVESTORS TRUST JHI OATES JAMES M other 52 $18.83 $979.16 592 -2.87% view
P 2013-11-18 2013-11-18 14:20:17 JOHN HANCOCK PREFERRED INCOME FUND II HPF OATES JAMES M other 54 $18.23 $984.42 613 -3.07% view
P 2013-11-18 2013-11-18 14:04:24 JOHN HANCOCK PREFERRED INCOME FUND HPI OATES JAMES M other 53 $18.35 $972.54 620 -4.52% view
S 2013-09-17 2013-09-18 15:33:28 STIFEL FINANCIAL CORP SF OATES JAMES M director 8,000 $42.51 $340,080.00 38,380 4.63% view
S 2012-02-21 2012-02-22 16:47:52 STIFEL FINANCIAL CORP SF OATES JAMES M director 19,434 $38.80 $754,039.00 50,000 2.04% view
P 2012-01-26 2012-01-30 13:37:21 Virtus Total Return Fund DCA OATES JAMES M director 100 $3.45 $344.90 100 6.12% view
P 2012-01-26 2012-01-30 13:37:21 Virtus Total Return Fund DCA OATES JAMES M director 1,400 $3.45 $4,830.00 1,500 6.09% view
P 2012-01-26 2012-01-30 13:37:21 Virtus Total Return Fund DCA OATES JAMES M director 3,600 $3.45 $12,416.40 5,100 6.12% view
P 2012-01-26 2012-01-30 13:37:21 Virtus Total Return Fund DCA OATES JAMES M director 4,900 $3.45 $16,905.00 10,000 6.09% view
S 2011-05-18 2011-05-20 10:07:57 STIFEL FINANCIAL CORP SF OATES JAMES M director 10,000 $40.10 $401,000.00 65,450 11.77% view
S 2011-02-18 2011-02-22 14:39:47 STIFEL FINANCIAL CORP SF OATES JAMES M director 5,821 $73.93 $430,347.00 52,000 4.77% view
S 2010-08-27 2010-08-30 15:38:30 STIFEL FINANCIAL CORP SF OATES JAMES M director 11,000 $45.54 $500,940.00 56,678 -5.40% view
S 2010-03-17 2010-03-19 09:41:28 STIFEL FINANCIAL CORP SF OATES JAMES M director 10,000 $54.97 $549,700.00 67,678 0.76% view
S 2009-02-17 2009-02-18 11:04:04 STIFEL FINANCIAL CORP SF OATES JAMES M director 40,000 $35.06 $1,402,400.00 61,777 0.60% view
* Filed by insider as open market transaction, but marked as private transaction by insidercow's proprietary method