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CPTA - As of  12/14/17, 05:47:38 PM:   93 Insider Transactions.

Sector: Financial    Industry: Closed-End Fund - Equity
Prev Close:$0.00  Avg Vol(3m): 0  P/E: 0.00  EPS: 0.00

Email this page to a friend.    Institutional Transactions for CPTA

                Buy: Blue    Sell: Red
Non-meaningful transactions (gifts, grants, etc.) are automatically filtered out for quicker actions.
Buy(P) /
Sell(S)
P/S date Filed Date Company Symbol Insider Relationship Share Amt. Unit Price Total Proceeds Shares Owned Return(1m) Details
P 2017-12-01 2017-12-04 17:39:23 Capitala Finance Corp. CPTA Carroll Larry W. director 10,000 $7.62 $76,200.00 120,000 view
P 2017-12-01 2017-12-04 17:37:12 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 260 $7.62 $1,981.20 360 view
P 2017-12-01 2017-12-04 17:37:12 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 260 $7.62 $1,981.20 360 view
P 2017-11-14 2017-11-15 10:51:00 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 9,000 $7.80 $70,173.90 454,433 view
P 2017-11-14 2017-11-15 10:51:00 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 20,000 $7.78 $155,588.00 445,433 view
P 2017-11-13 2017-11-15 10:51:00 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 60,000 $7.76 $465,600.00 425,433 view
P 2017-11-13 2017-11-15 10:48:37 Capitala Finance Corp. CPTA Carroll Larry W. director 10,000 $7.62 $76,197.00 110,000 view
P 2017-09-21 2017-09-25 18:00:06 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 100 $9.11 $910.60 100 N/A view
P 2017-09-21 2017-09-25 18:00:06 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 100 $9.12 $911.80 100 N/A view
P 2017-08-11 2017-09-25 17:53:52 Capitala Finance Corp. CPTA Carroll Larry W. director 17,850 $9.14 $163,067.00 100,000 N/A view
P 2017-08-10 2017-09-25 17:53:52 Capitala Finance Corp. CPTA Carroll Larry W. director 2,150 $9.24 $19,866.00 82,150 N/A view
P 2017-08-14 2017-08-15 16:19:54 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 500 $9.20 $4,600.00 81,538 N/A view
P 2017-08-11 2017-08-15 16:19:54 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 2,500 $9.01 $22,524.80 81,038 N/A view
P 2017-08-11 2017-08-15 16:19:54 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 500 $9.00 $4,499.05 1,324 N/A view
P 2017-08-11 2017-08-15 16:19:54 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 500 $9.00 $4,499.05 1,598 N/A view
P 2014-05-16 2017-08-15 16:19:54 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 1,098 $18.19 $19,974.20 1,098 N/A view
P 2017-08-11 2017-08-15 16:19:48 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 9,611 $9.00 $86,497.10 9,611 N/A view
P 2017-08-11 2017-08-15 16:16:02 Capitala Finance Corp. CPTA Wheelahan Richard officer (Chief Compliance Officer) 1,111 $8.99 $9,988.67 13,698 N/A view
P 2017-08-11 2017-08-15 16:14:00 Capitala Finance Corp. CPTA McGlinn John F. officer (See Remarks) 4,444 $9.00 $39,996.00 112,485 N/A view
P 2017-08-10 2017-08-14 19:35:04 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 1,100 $9.05 $9,959.40 12,010 N/A view
P 2017-08-11 2017-08-14 16:16:13 Capitala Finance Corp. CPTA Carroll Larry W. director 17,850 $9.14 $163,067.00 10,000 N/A view
P 2017-08-10 2017-08-14 16:16:13 Capitala Finance Corp. CPTA Carroll Larry W. director 2,150 $9.24 $19,866.00 82,150 N/A view
P 2016-11-15 2016-11-16 14:36:48 Capitala Finance Corp. CPTA Carroll Larry W. director 7,000 $12.01 $84,093.10 80,000 N/A view
P 2016-03-21 2016-03-22 13:29:03 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 7,000 $11.56 $80,935.40 78,455 N/A view
P 2016-03-18 2016-03-22 13:29:03 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 3,000 $11.53 $34,599.60 71,455 N/A view
P 2016-03-14 2016-03-14 17:21:48 Capitala Finance Corp. CPTA McGlinn John F. COO 2,190 $11.40 $24,966.00 94,194 N/A view
P 2015-12-23 2015-12-23 20:29:03 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 84,950 $11.60 $985,420.00 285,229 N/A view
P 2015-12-15 2015-12-18 11:51:57 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 4,075 $11.98 $48,818.50 200,279 N/A view
P 2015-12-10 2015-12-11 10:59:05 Capitala Finance Corp. CPTA Carroll Larry W. director 3,000 $12.90 $38,700.00 73,000 N/A view
P 2015-11-13 2015-11-16 11:40:12 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 750 $13.50 $10,124.90 8,785 N/A view
P 2015-09-23 2015-09-25 15:43:55 Capitala Finance Corp. CPTA Alala Joseph B III CEO 7,420 $13.35 $99,056.30 196,204 N/A view
P 2015-08-24 2015-08-26 16:47:45 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 7,500 $13.25 $99,350.20 163,682 N/A view
P 2015-08-25 2015-08-25 17:59:03 Capitala Finance Corp. CPTA Carroll Larry W. director 5,000 $13.50 $67,500.00 70,000 N/A view
P 2015-08-25 2015-08-25 17:44:04 Capitala Finance Corp. CPTA McGlinn John F. COO 2,150 $13.94 $29,971.00 76,810 N/A view
P 2015-08-24 2015-08-25 15:07:00 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 10,000 $13.99 $139,883.00 68,455 N/A view
P 2015-08-21 2015-08-21 15:15:36 Capitala Finance Corp. CPTA Carroll Larry W. director 5,000 $14.50 $72,500.00 65,000 N/A view
P 2015-08-13 2015-08-14 11:09:53 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 1,220 $14.89 $18,165.80 156,182 N/A view
P 2015-08-13 2015-08-14 11:09:52 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 5,380 $14.94 $80,377.20 154,962 N/A view
P 2015-08-13 2015-08-13 11:23:41 Capitala Finance Corp. CPTA McGlinn John F. COO 3,410 $14.65 $49,956.50 74,660 N/A view
P 2015-06-12 2015-06-12 18:51:56 Capitala Finance Corp. CPTA Carroll Larry W. director 5,000 $16.44 $82,200.00 60,000 N/A view
P 2015-06-10 2015-06-10 12:57:04 Capitala Finance Corp. CPTA Carroll Larry W. director 3,950 $17.00 $67,150.00 55,000 N/A view
P 2015-05-27 2015-05-28 14:47:09 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 600 $17.17 $10,301.50 5,450 N/A view
P 2015-05-22 2015-05-22 17:58:21 Capitala Finance Corp. CPTA Carroll Larry W. director 1,050 $17.00 $17,850.00 51,050 N/A view
P 2015-05-20 2015-05-20 18:00:01 Capitala Finance Corp. CPTA Wheelahan Richard officer (Chief Compliance Officer) 1,465 $17.11 $25,061.80 5,837 N/A view
P 2015-05-20 2015-05-20 17:57:36 Capitala Finance Corp. CPTA MOYER CHARLES director 500 $17.17 $8,583.60 6,353 N/A view
P 2015-05-19 2015-05-20 17:55:52 Capitala Finance Corp. CPTA McGlinn John F. COO 1,170 $17.10 $20,007.00 71,250 N/A view
P 2015-05-20 2015-05-20 17:53:14 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See remarks) 5,800 $17.15 $99,470.00 149,582 N/A view
P 2015-05-19 2015-05-20 17:53:14 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See remarks) 5,800 $17.10 $99,180.00 143,782 N/A view
P 2015-05-15 2015-05-15 21:11:19 Capitala Finance Corp. CPTA McGlinn John F. COO 2,000 $17.49 $34,980.00 70,080 N/A view
P 2015-03-23 2015-03-24 12:38:44 Capitala Finance Corp. CPTA Alala Joseph B III CEO 7,409 $18.76 $138,994.00 137,982 -5.92% view
P 2015-03-20 2015-03-20 19:44:03 Capitala Finance Corp. CPTA Chapman H. Paul director 2,500 $18.80 $46,988.00 10,000 -4.23% view
P 2014-12-23 2014-12-24 14:12:08 Capitala Finance Corp. CPTA Carroll Larry W. director 4,700 $18.19 $85,493.00 50,000 1.37% view
P 2014-12-22 2014-12-22 16:49:38 Capitala Finance Corp. CPTA Alala Joseph B III CEO 8,751 $20.00 $175,020.00 130,573 -8.50% view
P 2014-12-19 2014-12-22 11:03:22 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 500 $18.79 $9,396.30 4,850 -2.78% view
P 2014-12-18 2014-12-18 18:15:44 Capitala Finance Corp. CPTA McGlinn John F. COO 1,900 $18.45 $35,055.00 60,971 -0.98% view
P 2014-11-26 2014-12-01 13:50:59 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 1,000 $18.74 $18,744.00 38,764 -3.65% view
P 2014-11-25 2014-11-26 19:29:55 Capitala Finance Corp. CPTA Alala Joseph B III CEO 10,000 $18.75 $187,500.00 121,822 -1.87% view
P 2014-11-19 2014-11-21 16:49:11 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 15,000 $18.85 $282,753.00 57,000 -3.87% view
P* 2014-09-18 2014-09-23 20:52:26 Capitala Finance Corp. CPTA Carroll Larry W. director 1,530 $18.05 $27,616.50 45,300 0.66% view
P 2014-08-18 2014-08-19 12:29:02 Capitala Finance Corp. CPTA McGlinn John F. COO 2,650 $18.90 $50,082.40 59,071 -1.16% view
P 2014-05-19 2014-05-20 12:38:42 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 13,580 $18.41 $249,944.00 13,580 0.89% view
P 2014-05-16 2014-05-20 09:32:11 Capitala Finance Corp. CPTA Carroll Larry W. director 5,705 $18.00 $102,690.00 43,770 2.78% view
P 2014-05-15 2014-05-20 09:32:11 Capitala Finance Corp. CPTA Carroll Larry W. director 11,039 $18.00 $198,683.00 38,065 2.73% view
P 2014-05-16 2014-05-20 09:27:32 Capitala Finance Corp. CPTA MOYER CHARLES director 500 $18.19 $9,095.00 5,853 1.70% view
P 2014-05-16 2014-05-20 09:22:15 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 1,098 $18.19 $19,974.20 66,027 1.70% view
P 2014-05-15 2014-05-16 14:02:28 Capitala Finance Corp. CPTA Alala Joseph B III director officer (SEE REMARKS) 55,118 $18.04 $994,406.00 91,622 2.49% view
P 2013-12-17 2013-12-18 16:15:35 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 10,000 $19.77 $197,664.00 15,000 1.23% view
P 2013-12-12 2013-12-13 11:19:48 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 5,000 $19.78 $98,908.00 5,000 1.10% view
P 2013-12-11 2013-12-11 15:33:27 Capitala Finance Corp. CPTA Wheelahan Richard officer (Chief Compliance Officer) 280 $19.60 $5,488.00 1,372 2.04% view
P 2013-10-22 2013-12-11 15:33:27 Capitala Finance Corp. CPTA Wheelahan Richard officer (Chief Compliance Officer) 1 $19.00 $19.00 1,092 2.11% view
P 2013-09-27 2013-12-11 15:33:27 Capitala Finance Corp. CPTA Wheelahan Richard officer (Chief Compliance Officer) 10 $19.15 $191.50 1,091 0.47% view
P 2013-12-06 2013-12-10 21:22:57 Capitala Finance Corp. CPTA MOYER CHARLES director 600 $19.46 $11,676.00 5,353 1.90% view
P 2013-12-04 2013-12-06 16:28:11 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 500 $19.80 $9,899.95 64,929 -2.68% view
P 2013-12-04 2013-12-06 16:28:11 Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT director 500 $19.79 $9,896.10 64,429 -2.64% view
P 2013-11-27 2013-11-29 15:34:21 Capitala Finance Corp. CPTA McGlinn John F. COO 1,500 $19.75 $29,625.00 56,421 0.05% view
P 2013-11-26 2013-11-29 15:34:21 Capitala Finance Corp. CPTA McGlinn John F. COO 1,000 $19.65 $19,650.00 54,921 1.48% view
P 2013-10-22 2013-11-29 15:34:21 Capitala Finance Corp. CPTA McGlinn John F. officer (COO, Secretary and Treasurer) 6 $19.00 $114.00 53,921 2.11% view
P 2013-10-18 2013-11-29 15:34:21 Capitala Finance Corp. CPTA McGlinn John F. officer (COO, Secretary and Treasurer) 5 $19.20 $96.00 53,915 -1.04% view
P 2013-10-11 2013-11-29 15:34:21 Capitala Finance Corp. CPTA McGlinn John F. officer (COO, Secretary and Treasurer) 15 $18.30 $274.48 53,910 6.02% view
P 2013-09-27 2013-11-29 15:34:21 Capitala Finance Corp. CPTA McGlinn John F. officer (COO, Secretary and Treasurer) 70 $19.15 $1,340.50 53,895 0.47% view
P 2013-11-21 2013-11-25 17:50:56 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 1,100 $19.00 $20,900.00 36,504 6.32% view
P 2013-11-20 2013-11-25 17:50:56 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 9,400 $19.00 $178,591.00 35,404 6.32% view
P 2013-11-21 2013-11-22 11:48:56 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 1,100 $19.00 $20,900.00 36,504 6.32% view
P 2013-11-20 2013-11-22 11:48:56 Capitala Finance Corp. CPTA Alala Joseph B III director officer (See Remarks) 9,400 $19.00 $178,591.00 35,404 6.32% view
P 2013-11-18 2013-11-20 16:59:26 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 100 $19.14 $1,914.40 2,600 3.37% view
P 2013-11-18 2013-11-20 16:59:26 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 555 $19.14 $10,622.70 2,500 3.40% view
P 2013-11-18 2013-11-20 16:59:26 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 100 $19.14 $1,913.50 1,945 3.42% view
P 2013-11-18 2013-11-20 16:59:26 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 285 $19.13 $5,452.05 1,845 3.45% view
P 2013-11-18 2013-11-20 16:59:26 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 860 $19.12 $16,447.50 1,560 3.48% view
P 2013-11-18 2013-11-20 16:59:26 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 200 $19.12 $3,824.80 700 3.48% view
P 2013-11-18 2013-11-20 16:59:26 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 300 $19.12 $5,736.75 500 3.49% view
P 2013-11-18 2013-11-20 16:59:26 Capitala Finance Corp. CPTA Arnall Stephen A. CFO 200 $19.12 $3,824.00 200 3.50% view
P 2013-09-30 2013-10-01 18:05:29 Capitala Finance Corp. CPTA Chapman H. Paul director 2,500 $19.20 $47,999.80 2,500 -0.26% view
* An * after P or S in the Buy/Sell column means the transaction was filed by the insider as open market, but it was marked as private transaction by insidercow's proprietary method
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